Country Compliance and Operational Risk Manager

1 month ago

Toronto, Canada Bank of America Full time

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.

Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us

The Country Compliance and Operational Risk (C&OR) Manager is responsible for ensuring the identification, escalation and timely mitigation of compliance and operational risks in the country in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively “the Policies”) and the Compliance and Operational Risk Management (“CORM”) Program and Standard Operating Procedures (SOPs).

The Country C&OR Manager assists in engaging other C&OR officers, including horizontal coverage owners and Enterprise Areas of Coverage (“EAC”), to provide comprehensive oversight of FLU/CF activities. This role assists in developing and maintaining a global coverage plan which defines the scope and risk-based focus of the second line’s risk management activities. The Country C&OR Manager assists in preparing materials for C&OR regulatory exams/audits/inquiries and may assist with preparation for FLU/CF regulatory exams/audits/inquiries.

**Responsibilities**

Activities this role performs include:

- Assists in the development of independent risk management reporting for respective area(s) of coverage as input into country/regional governance and management routines
- Assists with the oversight of FLU/CF training which may include content development and/or tracking and communication of completion rates
- Assists with the development and maintenance of C&OR-owned policies and standards and/or the oversight of FLU/CF-owned policies, standards and procedures to ensure regulatory and operational risk requirements are appropriately addressed, inclusive of conduct risk as applicable
- Monitors the regulatory environment to identify regulatory changes applicable to area(s) of coverage and maintains a comprehensive regulatory inventory; may support communication of regulatory changes to the FLU/CF and ensuring that policies, standards, procedures and/or processes are appropriately implemented or amended to address regulatory requirements
- Assists in identifying, aggregating, reporting, escalating, inspecting and challenging remediation plans, and performing thematic analysis on FLU/CF-owned issues and control enhancements
- Assists in remediating C&OR “owned” issues and control enhancements
- Contributes to or leads development of risk coverage plans, executes and / or oversees execution of monitoring, testing and risk assessments, communicates results
- Reviews and challenges the regional contributions to Reviews and challenges the FLU/CF process, risk and control inventory and FLU/CF Risk & Control Self-Assessment (RCSA)
- Supports the review and challenge of internal and external operational loss events, including development of remediation plans to strengthen controls
- Supports Scenario Analysis activities for coverage areas and challenges as appropriate
- Assists with the development of risk metrics, monitors related performance and breach remediation

**Qualifications**
- University degree or equivalent
- Minimum of 5 years’ experience in the banking/securities in a financial institution
- French language skills would be an asset
- Project management experience

**What Bank of America Offers**

Bank of America embodies a culture that extends from how we think, to how we behave, and to how we measure performance. By achieving excellence - in everything we do, every time we do it - we deliver the full value of Bank of America for our clients, our shareholders and our employees.

Bank of America places a high value on talent and on maintaining a culture defined by meritocracy. For these reasons, it is deeply committed to professional development, opportunity and accountability at all levels of the organization.

**Bank of America is an Equal Opportunity Employer.

  • Regional Compliance Specialist

    5 days ago

    Toronto, Ontario, Canada BFL CANADA Risk and Insurance Full time

    We offer more than a job, we offer a careerWe support our employees to shape their career by encouraging continuing education and investing in training and development. We put our employees at the center of what we do to allow them to grow personally and professionally, with projects and challenges that are motivating and rewarding. We inspire people to do...

  • Associate, Country Risk

    1 month ago

    Toronto, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Risk Manager, Operational Risk

    1 month ago

    Toronto, Canada TD Bank Full time

    **TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** As an independent team within the Risk Management group, Operational Resilience works with business units and corporate partners to ensure ongoing management of operational risks across TD Bank Group. TDBG applies the “Three Lines of...

  • Associate Manager

    1 month ago

    Toronto, Canada Canada Life Assurance Company Full time

    **Job Description**: As the Associate Manager Risk & Compliance, you will provide independent oversight of the operations and regulatory risk management framework within the Individual Customer Line of Business, while providing expert advice and guidance to assist the business with its risk and compliance obligations. You will perform second line risk and...

  • Compliance/Operational Risk Analyst II

    1 month ago

    Toronto, Ontario, Canada FIS Global Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in...

  • Compliance/Operational Risk Analyst II

    1 month ago

    Toronto, Canada FIS Global Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Are you ready to unleash your full potential?  We’re looking for people who are passionate about payments to chart Worldpay’s path to being the largest and most-loved...

  • Manager, Operations Compliance

    4 weeks ago

    Toronto, Canada Toronto Community Housing Full time

    Job #: **7532** - Division: - Vacancy Type: **Full-time Permanent** - Affiliation: **Non-Union: Management & Exempt** - Contract Length: - Grade: **08** - # of Vacancies: **1** - Salary/Hourly: **91,126.85 - 136,690.27** - Work Details (Days/hours): **36.25 hours per week, Monday to Friday** - Posted Date: **2/9/23** - Existing or New: **Existing** -...

  • Bilingual Audit

    2 weeks ago

    Toronto, Canada Amazon Canada Fulfillment Services, ULC Full time

    Want to help Earth’s most customer-centric company design, implement and monitor risk mitigation strategies to improve the customer experience and protect Amazon’s brand?In this role, you will work closely with Amazon's Last Mile transportation businesses to build strategic initiatives and frameworks that support carrier partners in meeting legal and...

  • Analyst - Governance, Risk & Compliance

    1 week ago

    Toronto, ON, Canada Mattermost Inc Full time €90,000 - €130,000

    Mattermost provides secure, workflow-centric collaboration for technical and operational teams that need to meet nation-state-level security and trust requirements. Our self-hosted and cloud offerings provide integrated workflow automation, AI-acceleration, ChatOps with team messaging, audio calling and screen share on an open core platform vetted and...

  • Manager (Risk and Compliance) - Corporate

    1 week ago

    Toronto, ON, Canada Sun Life Financial Full time

    Manager - Fraud Risk Oversight page is loaded Manager - Fraud Risk Oversight Apply locations Toronto, Ontario time type Full time posted on Posted 8 Days Ago job requisition id JR00096486 You are as unique as your background, experience and point of view. You'll work with dynamic colleagues - experts in their fields - who are eager to share their...

  • Risk Manager

    1 month ago

    Toronto, Canada TD Bank Full time

    **TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** Canada’s economy depends on the exchange of billions of dollars a day to facilitate day-to-day Canadian commerce, for customers, government agencies and businesses. Traditionally, various players have had unique responsibilities in the...

  • IT Risk Compliance

    4 weeks ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Reporting to the Manager, IT Risk and Governance, this role supports the Manager in ensuring WSIB’s consistent adaptation of the IT risk management framework and applicable risk management requirements including, developing and implementing risk policy, developing and maintaining the IT risk register, monitor and measure compliance to IT policies, report...

  • Operational Risk Management

    1 month ago

    Toronto, Canada JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Job Responsibilities** You will be based in Toronto and join a team of risk professionals from a diverse range of backgrounds and experience who collectively ensure that the Firm’s Operational Risk Management Framework is implemented and functions effectively across the Bank. Operational Risk Management provides independent oversight...

  • Country Director

    4 days ago

    Old Toronto, Canada Bay Country Learning Center Llc Full time

    The Pinkerton Country Director serves as the "Trusted Risk Advisor" by anticipating the client's needs and recommending world-class corporate risk management solutions. Overseeing all relationship management aspects of the assigned country, the Country Director is responsible for achieving business development objectives, ensuring client/customer...

  • Country Director

    4 days ago

    Old Toronto, Canada Bay Country Learning Center Llc Full time

    The Pinkerton Country Director serves as the "Trusted Risk Advisor" by anticipating the client's needs and recommending world-class corporate risk management solutions. Overseeing all relationship management aspects of the assigned country, the Country Director is responsible for achieving business development objectives, ensuring client/customer...

  • Country Director

    4 days ago

    Old Toronto, Canada Bay Country Learning Center Llc Full time

    The Pinkerton Country Director serves as the "Trusted Risk Advisor" by anticipating the client's needs and recommending world-class corporate risk management solutions. Overseeing all relationship management aspects of the assigned country, the Country Director is responsible for achieving business development objectives, ensuring client/customer...

  • IT Governance, Risk, and Compliance Manager

    1 month ago

    Toronto, ON, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance Manager This role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures. The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the...

  • IT Governance, Risk, and Compliance Manager

    1 month ago

    Old Toronto, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance ManagerThis role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures.The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the institution’s...

  • IT Governance, Risk, and Compliance Manager

    1 month ago

    Old Toronto, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance ManagerThis role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures.The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the institution’s...

  • IT Governance, Risk, and Compliance Manager

    1 month ago

    Old Toronto, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance ManagerThis role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures.The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the institution’s...