Compliance/Operational Risk Analyst II

3 weeks ago

Toronto, Ontario, Canada FIS Global Full time

Position Type :

Full time

Type Of Hire :

Experienced (relevant combo of work and education)

Education Desired :

Bachelor of Business Administration

Travel Percentage :

1 - 5%

Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in the world.

What you will be doing:

The Compliance/Operational Risk Analyst II is expected to lead regulatory compliance and operational risk management (ORM) support activities such as liquidity risk, cyber security, and vendor risk, and ensure effectiveness of the Worldpay Compliance Risk Programs for assigned products, services and business activities. Other responsibilities include:


• Provides regulatory compliance and operational risk advice and guidance to line of business employees and Compliance and Risk Officers. Consults with senior peers on complex processes to learn through experience.

• Monitors and communicates regulatory changes that impact Worldpay products, services and business activities.

• Maintains knowledge of applicable laws and regulations.

• Conducts operational and compliance/operational risk monitoring, testing and reporting.

• Communicates detailed requirements to LOB, validate solution approach and monitor status.

• Provides compliance risk reviews and direction for new and expanding products and services.

• Responds to issues and matters pertaining to regulatory compliance of Worldpay products, services and business activities.

• Performs periodic reviews and evaluations of Worldpay products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.

• Conducts risk and compliance assessments and provides direction on any deficiencies detected by those assessments.

• Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.

• Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.

• Tracks and validates product compliance deficiencies to completion.

• Participates in development of compliance sessions/presentations.

• Participates in training promoting compliance awareness.

• Identifies areas of potential improvement.

• Provides updates for periodic reports.

• Assists the business with responses to customer compliance-specific questions and concerns.


• Assists with Compliance and Risk Policy, Procedure and Program Framework updates.

• Participates with and/or leads customer focus and advisory groups.

• Prepares and approves internal and customer communications covering risk and compliance issues (bulletins, position statements, monthly reports, etc.).

• Other related duties assigned as needed.



What you bring:

Typically requires five or more years of work experience in the regulatory compliance or operational risk field.


• Bachelor's degree in business administration or law or the equivalent combination of education, training, or work experience.


• Monitors and communicates regulatory changes and operational risks that impact Worldpay products, services and business activities.


• Maintains knowledge of applicable laws and regulations.


• Communicates detailed requirements to LOB, validate solution approach and monitor status to enhance operational efficiencies.


• Assists with the oversight of the business unit's Incident Response Program in line with regulatory requirements, including development of detailed program for incident risk mitigation as well as incident detection, communication, recovery and remediation.


• Assists with the oversight of all outsourced risk management processes and third-party service provider relationships.


• Responds to issues and matters pertaining to regulatory compliance of Worldpay products, services and business activities.


• Performs periodic reviews and evaluations of Worldpay products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.


• Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.


• Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.


• Monitors LOB compliance activities to verify that regulatory compliance and operational risk deadlines, mitigation and requirements are met.


• Tracks and validates product risk and compliance deficiencies to completion.


• Participates in development of compliance sessions/presentations and participates in training promoting compliance awareness.


• Bachelor's degree in business administration or law or the equivalent combination of education, training, or work experience.


• Communicates ideas both verbally and in written form in a clear, concise, and professional manner.


• Comprehensive knowledge of at least one substantive area of regulatory compliance and risk management, such as banking or payments regulations, operational risk, liquidity risk, or incident reporting.

What we offer you


• A competitive salary and benefits


• A variety of career development tools, resources and opportunities


• The chance to work on some of the most challenging, relevant issues in the payment industry


• Time to support charities and give back in your community

Privacy Statement

FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice.

Sourcing Model

Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

#pridepass

  • Compliance Risk Analyst II

    3 weeks ago

    Toronto, Ontario, Canada FIS Global Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in...

  • Compliance Analyst II

    3 weeks ago

    Toronto, Ontario, Canada FIS Global Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor's Degree Travel Percentage : 5 - 10%Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people...

  • Sr Analyst, Governance, Risk, and Compliance

    3 weeks ago

    Toronto, Ontario, Canada Tucows Inc. Full time

    Tucows (NASDAQ:TCX, TSX:TC) is possibly the biggest Internet company you've never heard of. We started as a simple shareware site in 1993 and have since grown into a stable of businesses: Tucows Domains, Ting Internet and Wavelo.What's next at TucowsWe embrace a people-first philosophy that is rooted in respect, trust, and flexibility. We believe that...

  • Sr Analyst, Governance, Risk, and Compliance

    2 weeks ago

    Toronto, Ontario, Canada Tucows Inc. Full time

    Tucows (NASDAQ:TCX, TSX:TC) is possibly the biggest Internet company you've never heard of. We started as a simple shareware site in 1993 and have since grown into a stable of businesses: Tucows Domains, Ting Internet and Wavelo.What's next at TucowsWe embrace a people-first philosophy that is rooted in respect, trust, and flexibility. We believe that...

  • OT Risk Security Analyst

    1 week ago

    Toronto, Ontario, Canada Krissilasgroup Full time

    Our client is a leader in its industry and is considered one of the top 25 most engaged companies globally. Operational Technology - OT GRC Security Risk Analyst Contract Position: 6 months to start Hybrid The Information Security Risk and Governance Analyst supports the Information Security Risk Management and Governance programs. The candidate will...

  • Compliance KYC Analyst

    3 days ago

    Toronto, Ontario, Canada Corpay Full time

    Corpay is currently looking to hire a Compliance KYC Analyst within our Legal Compliance division. This position falls under our Corpay Cross Border line of business and is located in Toronto ON. You will report directly to the Compliance Director and regularly collaborate with the Credit, Sales & Financial Investigation Unit teams. How We Work As a...

  • Analyst- High Risk Sectors

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?As Analyst, High Risk Client Management you will conduct Enhanced Due Diligence (EDD) analysis on Canadian Commercial Retail Banking clients operating in certain high-risk sectors (specifically Money Service Businesses, MSBs) in order to assess whether a client is within RBC's AML Risk Appetite. These...

  • Sr. Manager Operational Risk US

    3 weeks ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?Are you a talented, creative and results-driven professional who thrives on delivering high-performing applications? Come join usGlobal Functions Technology (GFT) is part of RBC's Technology and Operations division. GFT's impact is far-reaching as we collaborate with partners from across the company to...

  • Sr. Manager Operational Risk US

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?In this hands-on role, you will Manage and provide subject matter expertise on technology risk control and advisory services to Global Functions Technology (GFT) US portfolio. Services include Operational risk analysis, risk & compliance reporting, risk awareness & advisory, audit and regulatory liaison. You...

  • Associate Director Technology Risk

    1 week ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs part of RBC's Group Risk Management Enterprise Risk Resilience team, the Associate Director, Technology Risk will be responsible for providing challenge and oversight on our technology Infrastructure platform technology operations. This includes providing an opinion on RBC's Technology risk posture, developing / overseeing Technology Key Risk...

  • Compliance Analyst

    4 days ago

    Toronto, Ontario, Ontario, Canada Collabera Full time

    Day to Day Review emails for new requests.If there's new KYCs from prospective clients, they have to review and go through the AML process and conduct their customer risk questionnaire.Actively interacting with front office, see if they have any questions on who they are onboarding.E.g. If they’re onboarding a new client and they receive a photo ID...

  • Senior Credit Risk Analyst

    3 weeks ago

    Toronto, Ontario, Canada CIBC Full time

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and...

  • Data Risk Analyst

    4 days ago

    Toronto, Ontario, Ontario, Canada Finance Professionals Inc. Full time

    Typical Day in Role:• Participate in the Data Remediation Audit Program, which is a key Program at the Bank, through leading and performing data risk effective challenge and oversight over data related controls implemented by the first line of defense• Provide expertise and advice to the first line of defense on effective design and implementation of...

  • Senior Manager Governance, Risk

    3 days ago

    Toronto, Ontario, Canada Canadian National Railway Full time

    At CN, we work together to move our company-and North America-forward. Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion. From enterprise architecture to operational technology, our teams use the agile methodology to automate and digitize our railroad ensuring our operations run optimally and safely...

  • Financial Crimes Compliance Officer

    3 weeks ago

    Toronto, Ontario, Canada J.P. Morgan Full time

    You will specifically provide regulatory compliance support to Canada Financial Crimes Compliance in reporting Suspicious Transaction Reports to FINTRAC. The position interfaces Canada Financial Crimes Compliance, GFCC Operations, Wholesale Payments Product and Operations, Commercial Bank and Corporate Investment Bank, Legal, Audit and FINTRAC. Job...

  • Senior Manager Governance, Risk

    3 weeks ago

    Toronto, Ontario, Canada CN Rail Full time

    At CN, we work together to move our company-and North America-forward. Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion. From enterprise architecture to operational technology, our teams use the agile methodology to automate and digitize our railroad ensuring our operations run optimally and safely...

  • Operations Specialist, Trading Analysis Specialist, Risk Control Specialist

    3 weeks ago

    Toronto, Ontario, Canada OTT Financial Full time

    We are looking for Operations Specialist, Trading Analysis Specialist and Risk Control Specialist to support the growth of our business in North America and Asia. The Specialists will have the chance to be exposed to various aspects of business operations in payments, foreign exchange, financial technology and those related middle-office work, such as risk...

  • Equity Analyst

    4 days ago

    Toronto, Ontario, Ontario, Canada Calculated Hire Full time

    Segregation Analyst - (Equity & Option Clearing, Settlements/North America Segregation) 12-month contractLocation: Toronto, Canada - hybrid model Mandate:- Provide support and deliver specific operational processes to ensure timely and accurate settlement of Security Segregation transactions executed globally, and confirm the activity is accurately recorded...

  • Operations Specialist, Trading Analysis Specialist, Risk Control Specialist

    5 days ago

    Toronto, Ontario, Canada OTT Financial Group Full time

    Salary: We are looking for Operations Specialist, Trading Analysis Specialist and Risk Control Specialist to support the growth of our business in North America and Asia. The Specialists will have the chance to be exposed to various aspects of business operations in payments, foreign exchange, financial technology and those related middle-office work, such...

  • Compliance Manager, Claims.

    2 weeks ago

    Toronto, ON, C6A, Ontario, Canada Facility Association Full time

    Compliance manager, Claims.Facility Association (“FA”) is an unincorporated non-profit association of insurers. FA operates in Yukon, Nunavut, North West Territories, Alberta, Ontario, Nova Scotia, New Brunswick, Prince Edward Island and Newfoundland and Labrador. Every insurer licensed to write automobile liability insurance in these jurisdictions is a...