Compliance Analyst, Business

6 months ago

Vancouver, Canada CWB Financial Group Full time

At

CWB

, we strive to build value for the people who choose us every day: our people, our clients and our investors. We do this by holding true to the values that guide us. We put people first and build relationships with intention. We seek out and embrace new ideas, knowing that better is always possible. We believe that how we do things is as important as what we do. And we harness the power of inclusion. Our culture is who we are and how we show up - as individuals and as a team - to accomplish our strategy.
- Roles Specifications

Everyday flexibility. On-site requirements. Collaborative connections.

Location: Vancouver, BC

Target Hire Range: $55,600 - $69,500
- Note: The external title has been changed to align with industry standards. The internal job title will be: “Analyst, Business Integrity"_
- CWB Trust Services

Trust your finance career to CWB
- The overwhelming majority of our employees say CWB is a Great Place to Work®_
- We’re different from other employers in
_ the way_ we engage our employees - caring, responsive, and armed with an obsession for growing talent. Our reputation is powered by a people first culture that ensures our employees be and feel heard, promotes inclusivity and diverse viewpoints, and inspires collaboration and innovation.
_Our employees love CWB. You’ll_
- love it here too._
- CWB Inclusion has power

Inclusion has power.

Labels don’t matter here. But your perspective does. Bring you. All of you. Soccer coach. Crafter. Pride ally. Book worm. Music aficionado. Home cook. Disabled person. Adult learner. Pet parent. New Canadian.
- _inclusion has power_, and we’re always looking for unique perspectives to add to our teams. We have a culture that thrives on idea-sharing, collaboration, respect, caring and camaraderie. If you have a voice to add to the conversation, we’d love you to apply. All applicants are considered as part of an equitable and fair selection process.
- The opportunity- Acts within CWBTS, reporting to the AVP, Trust Finance Operations & Compliance to enable oversight of regulatory compliance.-
- Responsible for day-to-day support of Canadian Western Trust (CWT), a federally regulated entity, through activities to ensure robust compliance, and risk practices and collaborating with shared services compliance and regulatory partners within CWB Financial Group (CWBFG) in support of ,.-
- Subject Matter Expert and advisor for CWBTS compliance and is involved in monitoring the risk environment.- The Analyst, Business Integrity. contributes to organizational risk mitigation, operational effectiveness while incorporating a client and team focus to align organizational goals and strategic objectives.
- Areas of focus
- Risk & Compliance Oversight- Provide day-to-day first line support to CWBTS and act as the primary contact point in the business for Regulatory Compliance and questions for CWBTS Departments and escalate material items to AVP, Trust Finance Operations & Compliance-
- Assist AVP, Trust Finance Operations & Compliance to implement policies, procedures and controls that support robust financial and risk reporting and metrics. This includes managing and executing effective compliance monitoring, processes, and reporting procedures for CWBTS as an entity overall, as supported by appropriate Risk Control Assessments (RCAs), regular risk metric-based analysis (KRI) of compliance risk/performance and updating of other manuals as required/as assigned.-
- Collect data and compile clear, accurate and timely reports for the AVP Compliance, CWT senior management, and CWBFG senior management as required including reporting on the regulatory compliance of CWBTS, adherence to CWT policies and procedures, and CWB policies and procedures where applicable (i.e., Business Continuity Plan)-
- Collaborate with Ops Support to document, formalize, standardize, reconcile, comply with tax reporting and QI processes. This includes advising on proper client identification and documentation requirements for QI purposes including the development and maintenance of a QI Compliance Regime and applicable tax withholding in accordance with the IRS Qualified Intermediary Agreement.-
- Obtain, analyze and report on data related to compliance programs within CWBTS which includes but not limited to; monitoring of new and existing customer accounts, maintenance of AML procedures, AML/ATF oversight activity, AML Inherent Risk Assessments, Customer and Product Risk Assessments, Transaction Monitoring tasks, and AML/ATF Wires in and out, investigation of suspicious transactions, preparing Unusual Activity Reports (UARs) and enhanced due diligence and monitoring activities for higher risk customers, as well as effective and timely completion of risk/control assessments.- Compliance, Support and Advice- Primary point of contact and knowledge expert for CWBTS including advising on risk mitigations activities on client activities such as windups and account transfers.-
- Ensu

  • IT Compliance Analyst

    1 week ago

    Vancouver, Canada BC Hydro Full time

    **A workplace powered by you** At BC Hydro, we’re working towards creating a cleaner and more sustainable future for all British Columbians and need people like you to help us. A career at BC Hydro is meaningful and provides you the opportunity to be part of a talented, inclusive, and diverse team. We offer a healthy work-life balance, competitive wages,...

  • Compliance Analyst

    6 months ago

    Vancouver, Canada Connor, Clark & Lunn Financial Group Full time

    **Compliance Analyst** **Connor, **Clark & Lunn Investment Management Ltd.** **Vancouver, BC** We are looking for a Compliance Analyst to join our growing Compliance Team at Connor, Clark & Lunn Investment Management. Compliance plays a critical role in our firm and in this position, you will have the opportunity to work with our Chief Compliance Officer,...

  • Compliance Analyst

    3 months ago

    Vancouver, Canada Pinnacle Fund Services Full time

    **Company description** Pinnacle Fund Services (“Pinnacle”) is a privately-owned company headquartered in Vancouver that provides high-quality accounting and administrative services to hedge funds, private equity funds, and other investment vehicles in Canada, the United States and internationally. **Job description** As a Compliance Analyst at...

  • Compliance Analyst

    3 months ago

    Vancouver, Canada Vancouver Bullion & Currency Exchange Full time

    The Compliance Analyst role is a dynamic entry level position with VBCE’s Compliance department. You will play a crucial role in ensuring adherence to AML regulations by managing timely and accurate reporting to regulatory bodies, monitoring transactions, and verifying KYC information. Key responsibilities include maintaining up to date knowledge of...

  • Compliance Analyst

    3 months ago

    Vancouver, Canada Vancouver Bullion and Currency Exchange (VBCE) Full time

    800 WEST PENDER STREET 120, VANCOUVER, BRITISH COLUMBIA, CANADA, V6C 1J8 FULL-TIME. OCTOBER 3, 2024 Description The Compliance Analyst role is a dynamic entry level position with VBCE’s Compliance department. You will play a crucial role in ensuring adherence to AML regulations by managing timely and accurate reporting to regulatory bodies, monitoring...

  • Business Analyst I

    2 months ago

    Vancouver, Canada University of British Columbia Full time

    Staff - Non Union Job Category M&P - AAPS Job Profile AAPS Salaried - Information Systems and Technology, Level C Job Title Business Analyst I Department OCIO | Enterprise Identity & Access Management Compensation Range $6,747.50 - $9,701.42 CAD Monthly The Compensation Range is the span between the minimum and maximum base salary for a position....

  • Analyst, Policy and Compliance

    2 weeks ago

    Vancouver, Canada T-Net British Columbia Full time

    The client intends to contract a Senior Privacy Analyst. The Senior Privacy Analyst will work closely with eHealth and Virtual Health Innovation programs/projects and stakeholders to provide advice and support on a diverse range of complex, multi-stakeholder health information privacy issues that are transforming the eHealth landscape and support the...

  • Business Analyst

    3 months ago

    Vancouver, Canada AllTrue.ai Full time

    **Key Responsibilities**: - Define product requirements, workflows and features. You will be a very important part of what ends up as commercial products - you will be rolling up your sleeves all the time. - Work closely with the engineering team to translate legal and compliance needs into technical artifacts for SaaS-based products. - Stay up-to-date on...

  • Business Analyst

    3 weeks ago

    Vancouver, Canada College of Complementary Health Professionals of BC Full time

    **Job Title**: Business Analyst **Department**: Strategy, Quality Improvement & Performance **Status**:Full-time; Permanent **Location**:Vancouver, BC; Hybrid **Who We Are** The College of Complementary Health Professionals of BC (CCHPBC, or the College) is located on the traditional, ancestral, and unceded lands of the xʷməθkʷəy̓əm (Musqueam),...

  • Business Analyst

    6 months ago

    Vancouver, Canada Electronic Arts Full time

    **Job Title**: Business Analyst - Asset Management **Location**: Vancouver, BC **Department**: North America Site IT **Position Summary**: The Business Analyst - Asset Management will play a pivotal role in supporting the Asset Management and Infrastructure teams in accurately tracking monthly expenditures, preparing detailed utilization and financial...

  • Business Analyst

    2 months ago

    Vancouver, Canada Concert Properties LTD. Full time

    About Concert Properties Putting people first is at the heart of the Concert Properties story. We are deeply invested in improving the lives of the people who live and work in our communities, acknowledging that communities are more than just buildings. We focus on quality, consistency, and sustainability, and our business is driven by warm, passionate...

  • Business Analyst

    2 months ago

    Vancouver, Canada Saxxunderwear Full time

    **Business Analyst**: - **Date Posted**: October 28, 2024 - **Location**: Vancouver, Canada - **Term**: Full-Time SAXX Underwear Co. is looking for a Business Analyst to join the team based at our Vancouver office location. This is your opportunity to be part of a globally growing brand in a dynamic work environment. SAXX is proud to be Great Place to...

  • Business Analyst

    1 month ago

    Vancouver, Canada Spring Financial Inc. Full time

    **About us**: Since 2014, Spring Financial has been simplifying the lending process for millions of Canadians facing all types of financial circumstances. Spring offers a growing range of financial products and services which currently include personal loans, mortgages and secured loans - all of which are made available to Canadians without having to visit a...

  • Business Advisor

    6 months ago

    Vancouver, Canada Small Business BC Full time

    **ABOUT SMALL BUSINESS BC** SBBC is an independent non-profit providing holistic support to BC businesses throughout their entire journey. We provide affordable, universal access to expert advice, education and unbiased business resources. We ensure every BC business has someone in their corner—whether they need practical advice or a source of...

  • Business Analyst

    6 months ago

    Vancouver, Canada Netsmartz LLC Full time

    **Greetings Everyone!** We are urgently seeking to fill the following opportunity. **Company Description-** Netsmartz is a USA-based software company founded in 1999. The company provides a pre-vetted pool of top 5% software developers from global locations. Netsmartz fast-tracks clients' development through nearshore, offshore, and remote team options....

  • Business Analyst

    6 months ago

    Vancouver, Canada Systellar Technologies Full time

    **Job Title: Business Analyst** **Location**:Vancouver, BC **(Canada)** **Experience Level Required : 7-10 years** Perform analysis of complex business needs and facilitate requirement, both functional and technical, gathering sessions. Conduct backlog grooming sessions, define features and stories, and create mature product backlog as per program roadmap...

  • Business Analyst

    4 weeks ago

    Vancouver, Canada Randstad Canada Full time

    Are you an experienced Business Analyst in search of your next contract opportunity? Our high-profile client is seeking to hire a Business Analyst to join their talented team on a 6-month contract with a strong probability of extension. Apply for this amazing opportunity if this sounds like a good fit for you!AdvantagesWhat’s in it for you!As a consultant...

  • Business Analyst

    6 months ago

    Vancouver, Canada Red Pill Labs Full time

    **Position** Business Analyst **The Role** Reporting to the Manager, Advisory the Business Analyst will play a key role in our client facing project teams. You will work in a fast-paced project environment while gaining experience with stakeholder management, project planning, and business analysis. **What You’ll Do** - Identify, collect, and analyze...

  • Business Analyst

    5 days ago

    Vancouver, Canada White Spot Hospitality Limited Full time

    White Spot Limited is headquartered in Vancouver, British Columbia and serves more than 15 million guests annually through its White Spot Restaurants and Triple O’s brands. White Spot operates in British Columbia; Triple O’s has operations in British Columbia, Alberta, Ontario, and Hong Kong. White Spot Limited is proud to be recognized as one of...

  • Financial Business Analyst

    2 months ago

    Vancouver, Canada NTT DATA Full time

    Company Overview: Req ID: 301656 We are currently seeking a Financial Business Analyst to join our team in Vancouver, British Columbia (CA-BC), Canada (CA). **Business Analyst** At NTT DATA, we know that with the right people on board, anything is possible. The quality, integrity, and commitment of our employees are key factors in our company’s growth,...