Manager, Financial Crimes, Aml
3 weeks ago
RFA’s residential mortgage lending business is operated by RFA Mortgage Corporation and RFA Bank of Canada, a federally regulated Schedule I Bank. RFA Mortgage Corporation specializes in Prime lending (Insured, Insurable, Uninsurable), while RFA Bank of Canada is a balance sheet based Alternative mortgage lender (Alt-A and B lending). Combined, RFA offers mortgage brokers a one-stop shop with our full suite of competitive Prime and Alternative mortgages.
RFA’s strategic vision is to be a long-term leader in the residential lending segment by offering a value proposition beyond just rate and compensation. Through building a competitive broker experience and solutions-oriented product suite, RFA’s goal is to be recognized and recommended by our mortgage broker partners, mortgagors, and other strategic partners, for our financing solutions and broker/client experience.
The Opportunity
The Manager, Financial Crimes is responsible for supporting the Senior Manager, Financial Crimes in a fast paced, highly time sensitive, day to day operational environment. This includes ensuring that all completed financial crimes reviews meet the requirements of operational procedures, continuously assessing and improving work processes and procedures to maximize the effectiveness and efficiency of the team.
Operations
- Conduct review of customer alerts and cases related to higher risk customers, commercial mortgages portfolio and Mortgage Brokers; and make recommendations.
- Support the Deputy CAMLO in conducting an annual AML/ATF self-assessment to assess the adequacy and effectiveness of the Financial Crimes program, ensuring key controls are effective; and where applicable, determine areas of improvement.
- Manage the enhanced due diligence and enhanced monitoring activities for higher risk customers.
- Conduct review of newly onboarded Mortgage Brokers.
- Assist in identifying and resolving systemic procedural weaknesses and issues.
- Participate in the development and enhancement of standards, procedures and job aids
- Participate in preparing documents and reports for regulators, auditors, and other stakeholders.
- Perform other responsibilities and assist with special projects, as required.
Customer Experience
- Engage in open, honest, and respectful discussion with internal stakeholders as required, to ensure identified compliance issues are addressed.
Regulatory and Compliance
- Complete all regulatory and compliance and risk management training.
- Comply with requirements as set by the Compliance function and external regulatory bodies in all instances.
- Act in accordance with the company’s Board-approved risk appetite and tolerance for risk in all instances.
- Maintain an up-to-date understanding of the changing regulatory environment and industry best practices to inform changes to processes and procedures that will support the Financial Crimes Department (FCD) in meeting its requirements.
**What you can bring to RFA**:
- 3+ years’ experience in financial industry
- Minimum 3 years’ experience within AML/ATF Compliance industry
- Recognized certifications such Certified Anti-Money Laundering Specialists (CAMS) is preferred
- Bachelor’s Degree preferred
**Benefits of Working at RFA**:
- Health & Dental Care
- Vision Care
- RRSP Match
- Vacation & Personal Days
- Hybrid Working environment.
- Expert understanding of AML/ATF regulatory requirements
- Ability to stand firm on difficult issues
- Proven organizational and analytical skills
- Highly developed communication and influencing skills
- Self-starter with the ability to work with minimum supervision
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