Manager, Aml Fiu

2 weeks ago

Toronto, Canada PC Financial Full time

**All referred applicants must first be submitted through Workday by a current Loblaw Colleague.**

**Location**:
500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9

**When you hire great people, great things can happen.**

PC Financial offers unprecedented value to Canadians through payment products. We’re a different kind of bank with a different type of team—we’re collaborative and supportive and have the freedom and responsibility to thrive. Our purpose is to make the everyday simple and better for our customers, and we strive to make every dollar worth more.

Proudly serving over 3 million customers, PC Financial continues to grow by offering payment solutions and services that reward our customers every day. As a subsidiary of Loblaws Company Inc., we share the CORE values of Care, Ownership, Respect and Excellence. We are dedicated to helping Canadians Live Life Well. Join us on our journey.

**Why This Role is Important**:
The Manager, AML FIU is responsible for the implementation of appropriate Anti-Money Laundering and Anti-Terrorism Financing (collectively referred to as “AML”) compliance policies and procedures that meet and/or exceed regulatory requirements and industry standards within a dedicated area of the Bank’s AML Program. This role is primarily responsible for supervising the day-to-day operations of the AML Program within key areas such as transaction monitoring, name-screening, reporting of Suspicious Transactions, management of outsources operational activities and escalations. This is a supervisory role with one direct report.

**What You’ll Do**:

- Review the Bank’s AML program to ensure compliance with all Legislative and Regulatory requirements
- Give support and advice on adjudication of alerts generated as a result of transaction monitoring of PC Bank’s portfolio on effectiveness of review and relevant money-laundering/terrorism-financing indicators
- Provide support and guidance on adjudication of alerts generated as a result of name-screening of PC Bank’s portfolio against PEPs, Sanctions and Negative News
- Manage the escalation process including, Quality Reviews of investigator notes, determination of suspicious activity and Reasonable Grounds to Suspect thresholds, recommendations to exit the relationship with the customer, and other risk considerations
- Build and maintain internal Standard Operating Procedures and Job Aids related to operational activities of the AML Program
- Build and maintain a Performance Management Framework to manage quality, timeliness, and effectiveness of investigators performing daily reviews of alerts and accounts
- Build and maintain a comprehensive suite of reports for monitoring of daily activities and volumes, vendor performance, and applicable service levels and metrics, as well as reporting to various governance committees
- Maintain the relationship with outsourced partners, including finding opportunities for operational effectiveness, monitoring quality results, coordinating audits, and examinations and vendor risk assessments
- Support the Regulatory Governance framework by periodically reviewing governing legislation and regulations and recommend that processes, procedures and oversight tests are amended to mitigate risks as it pertains to AML FIU and operations
- Keep the CAMLO and the AML team informed of any issues, system delays, vendor concerns and non-compliance incidents as part of ongoing conversations
- Participate in new product and technologies implementation initiatives and projects, as required
- Directly manage the performance of the Assistant Manager, AML FIU including supporting of goal and target setting, quality monitoring, career development, and learning and training opportunities
- Collaborate with the AML team on various initiatives that may overlap throughout various projects and processes or when support is needed due to shifting priorities
- Manage the operational expenses associated with outsourced relationships and support the CAMLO in finding opportunities for cost and process effectiveness withing various areas of the AML Program

**What You Bring**:

- Undergraduate degree, preferably in Business, Commerce or equivalent
- 5-7 years of AML/ATF experience at a Canadian Financial Institution
- CAMS certified (preferred) or enrolled to be completed within 6 months
- Must have a Canadian compliance (AML/ATF) background and have a working understanding of the PCMLTFR FINTRAC Guidelines
- Must have experience in investigations, name-screening, high risk customer management and Enhanced Due Diligence processes in a Canadian Banking Institution
- Previous people-managing experience is required
- An understanding of Financial Services is required, experience with credit cards would be an asset
- Previous experience working with outsourced partners or vendor management is an asset
- Strong communication and interpersonal skills with the ability to foster and build relationships both internall

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