Financial Crimes Compliance Officer

Job SummaryJob DescriptionWhat is the opportunity?The Director, Financial Crimes and AML Audit is a dynamic and adaptable leader, the subject matter expert in risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be driving development of the continuous assurance/monitoring audit approach leveraging data...

Job SummaryJob DescriptionWhat is the opportunity?Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable, solution-oriented team player and self-starter. A with knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance, preferably from larger financial institutions. You will be assisting with...

We're building our Nest Where you'll be: Working remotely, anywhere in Canada (in EST)Your Role: Chief Compliance OfficerReporting to: Randy Cass, CEOWho We Are:Founded in 2014, Nest Wealth created Canada's first SaaS-based digital wealth management platform to ensure investors have access to sophisticated, personalized, and transparent wealth management...

Our ClientIs a leading Financial Services, Real Estate and Asset Management company.ResponsibilitiesDevelop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.Manage Compliance budgeting, risk assessment, and planning activities.Conduct Compliance Monitoring, Testing, and subject matter reviews, covering...

Salary: Commensurate with level of experienceAbout UsThe Ontario Institute for Cancer Research (OICR) is Ontario's cancer research institute. We bring together people from across the province and around the world to improve the lives of everyone affected by cancer. We take on the biggest challenges in cancer research and deliver real-world solutions to find...

Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Phillips, Hager & North Investment Counsel, RBC Private Counsel USA and RBC Royal Trust, including drafting policies and procedures, producing reports for senior management and the board of directors and...

Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor's Degree Travel Percentage : 5 - 10%Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people...

Annualytix Financial Services Inc. is a company dedicated to design, develop and implement the Financial Plan for individuals, families and business owners. We provide the best possible custom designed financial solutions for you, your family and your business. We give you the best rate guarantee for qualifying clients. We have the experience to ensure their...

Job SummaryJob DescriptionWhat is the opportunity? As a Manager of Global Financial Crimes Model Validation you will support daily execution within the team to ensure that RBC is maintaining the ongoing effectiveness of Financial Crimes monitoring program. You will report to the Senior Manager of Financial Crime Model Validation as an individual contributor,...

Our client is seeking a dedicated and experienced Operation and Compliance Manager to join their dynamic team in Toronto. This role offers an exciting opportunity to support investment operations and compliance within a fast-paced investment management industry. The ideal candidate will be self-motivated, able to work with minimal supervision, and have a...

Job SummaryJob DescriptionWhat is the opportunity? As the Director of the Financial Crimes Model Validation Team, you'll lead a team of experts in validating and optimizing our AML and financial crimes models. Your deep understanding of AML processes, regulatory expectations, and risk management will drive our success in safeguarding the Bank against...

Annualytix Financial Services Inc. is a company dedicated to design, develop and implement the Financial Plan for individuals, families and business owners. We provide the best possible custom designed financial solutions for you, your family and your business. We give you the best rate guarantee for qualifying clients. We have the experience to ensure their...

We are looking for Operations Specialist, Trading Analysis Specialist and Risk Control Specialist to support the growth of our business in North America and Asia. The Specialists will have the chance to be exposed to various aspects of business operations in payments, foreign exchange, financial technology and those related middle-office work, such as risk...

Job SummaryJob DescriptionWhat is the opportunity? The Senior Manager, Model Validation uses their experience and analytic capabilities to validate the Financial Crime models and ensure compliance with regulatory expectations, industry trends, internal policies and procedures. What will you do? Conduct model validation for Financial Crime models –...

Who we are looking forWe are looking for bright, enthusiastic and hard-working individuals with a keen interest in learning about and accounting for complex investment transactions and structures in a dynamic, challenging and fast-paced work environment. Your success will be facilitated by the leading-edge technology infrastructure supported by...

Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in...

Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in...

Webull Canada – Toronto Senior Compliance Associate Webull Securities (Canada) Ltd (Webull Canada) will provide a mobile first Order Execution Only retail investing platform. We are looking for a talented financial service Compliance professional in the Toronto area to be part of our growing team. Reporting to the CCO of Webull Canada the Senior...

Job SummaryJob DescriptionWhat is the opportunity?As Compliance Analyst, you are accountable for the administration of RBC Enterprise personal trading policy internal control framework with respect to information barriers, personal trading and conflicts of interest. You will conduct monitoring and testing as assigned, identify potential conflicts of interest...

Job SummaryJob DescriptionWHAT IS THE OPPORTUNITY? The AML Data Management team is mandated to execute the Enterprise AML and Financial Crimes Data Management Program that will govern data used within the enterprise to meet regulatory requirements and expectations, while accommodating RBC's innovation framework. You will contribute to sustaining and...