Senior Compliance Business Oversight Analyst, Compliance Oversight of Models Office

Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance Business Oversight Manager to join our team. As a key member of our Compliance Oversight of Models Office, you will play a critical role in ensuring the appropriate application of models and ensuring regulatory compliance.Key ResponsibilitiesIdentify, analyze, summarize, and...

Job SummaryThis position plays a key role in ensuring the appropriate application of models in compliance with AI regulations.Key ResponsibilitiesIdentify, analyze, and summarize AI-related laws, rules, and regulatory developmentsLead regulatory change management activities for the Compliance Oversight of Models Office, liaising with internal...

Lieu de travail :Toronto, Ontario, CanadaHoraire :37.5Secteur d’activité :ConformitéDétails de la rémunération :n/a - n/a CADLa TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue...

Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a Senior Manager, Business Compliance Oversight to join our team. As a key member of our Compliance Department, you will be responsible for leading the development and implementation of compliance programs and initiatives, ensuring the adequacy of regulatory compliance management and conduct risk...

TMX Group is a leading global exchange that operates some of the world's most critical systems, fueling capital formation and innovation. As a Senior Analyst in our Risk Oversight & Compliance team, you will be responsible for delivering strategic project initiatives related to the Canadian Depository for Securities Limited (CDS) and Canadian Derivatives...

Financial Crime Oversight RoleAs a Compliance Officer, Financial Crime Oversight, you will play a critical role in ensuring the effectiveness of our Financial Crime (FC) programs and controls. This involves conducting oversight testing of key FC programs and controls in scope, issuing formal reporting on all completed testing, and managing issues and...

About the RoleThe Senior Manager, Monitoring and Compliance Oversight will contribute to the overall success of the central Compliance Monitoring team in Canada. This role is responsible for ensuring specific individual goals, plans, and initiatives are executed and delivered in support of the team's business strategies and objectives.Key...

About the RoleThe Senior Manager, Monitoring and Compliance Oversight will contribute to the overall success of the central Compliance Monitoring team in Canada. This role will ensure specific individual goals, plans, and initiatives are executed in support of the team's business strategies and objectives.Key ResponsibilitiesChampion a customer-focused...

Job Title: Compliance Analyst/OfficerCB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON. As a key member of our Canadian Banking Compliance team, you will be responsible for providing guidance, oversight, and expertise to our businesses on regulatory requirements and controls.Key Responsibilities:Provide subject...

About The JobWe are seeking an experienced Compliance Risk Oversight Analyst to join our team. As a key member of our Financial Crime Risk group, you will play a critical role in providing guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best...

Senior Analyst, Business ComplianceWe are seeking a highly skilled Senior Analyst, Business Compliance to join our team at President's Choice Financial. This role will play a critical part in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Implement and manage the...

Job SummaryJob DescriptionWhat is the Opportunity?As a key member of our team, you will be responsible for overseeing the firm's Information Barriers to restrict the improper flow of information and prevent the misuse of material non-public information between the public side areas of the firm (e.g., Research) and the private side areas.Key...

About the Role:Fidelity Investments is seeking a highly skilled Fund Oversight Manager to join our team. As a key member of our Fund Treasurer's Office, you will be responsible for overseeing all key operational aspects of the funds managed by Fidelity, including but not limited to oversight of the back office and middle office functions of the Fund...

Job SummaryWe are seeking a highly skilled Regulatory Oversight Specialist to join our team at The Toronto-Dominion Bank (Canada). In this role, you will be responsible for maintaining the Grey List and Restricted List, providing compliance coverage for the Control Room, and advising on information barrier issues.Key ResponsibilitiesMaintain the Grey List...

Unlock the Power of Risk ManagementThe Canadian Depository for Securities Limited is seeking a highly skilled Senior Analyst to join our Risk Oversight & Compliance team. As a key contributor to the delivery of our strategic project initiatives, you will play a critical role in enhancing our default management practices and ensuring risk management...

Job Summary:Fidelity Investments is seeking a highly skilled Fund Oversight Manager to join our team. As a key member of our Fund Treasurer's Office, you will be responsible for overseeing all key operational aspects of the funds managed by Fidelity, including back office and middle office functions of the Fund Administrator and Custodian.Key...

Job SummaryWe are seeking a highly skilled Compliance Surveillance Specialist to join our team at The Toronto-Dominion Bank (Canada). As a key member of our Compliance department, you will be responsible for providing surveillance and advisory services to TD Asset Management Inc. (TDAM) with respect to compliance with investment management requirements under...

Capital Markets Risk ExpertiseThe Canadian Depository for Securities Limited is seeking a highly skilled Senior Analyst to join its Risk Oversight & Compliance team. As a key contributor to the delivery of the CDS and CDCC strategic project initiatives, you will enhance default management practices and ensure risk management initiatives are in compliance...

We are seeking a Strategic Compliance Manager - Global Oversight to join our team at Scotiabank.About the RoleThis role is responsible for overseeing the Global Compliance Testing program and ensuring its alignment with the Global Compliance Risk Management framework. The ideal candidate will have a strong strategic, analytical, problem-solving, and critical...

Job SummaryTo conduct thorough oversight testing of business unit financial crime controls in Europe and report issues to senior management accordingly.Key ResponsibilitiesExecute the Financial Crimes Oversight Testing Plan, ensuring all testing aligns with enterprise standards.Issue formal reporting on all oversight testing completed.Participate in the...