Senior Compliance Business Oversight Analyst, Compliance Oversight of Models Office

5 days ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

Job Description:

TD is seeking a highly skilled Compliance Business Oversight Analyst to join our Compliance Oversight of Models Office. As a key member of our team, you will play a critical role in ensuring the appropriate application of models and ensuring regulatory compliance.

Key Responsibilities:

  • Develop training materials and guidelines to help businesses address regulatory compliance and regulatory change throughout the model lifecycle.
  • Oversee and report on business unit regulatory issues/events and associated remediation.
  • Support independent oversight monitoring to evaluate and assess the adequacy and effectiveness of RCM controls and programs.
  • Prepare materials for model stakeholder and executive engagements, including reporting and model inventory assessments.
  • Triage model intake and review requests, coordinating with COMO team members and external partners.
  • Evaluate modeling initiatives for potential regulatory compliance risks.

Team Description:

The Compliance Oversight of Models Office (COMO) is an interdisciplinary team that sits at the intersection of data science, regulatory understanding, and ethics. COMO is responsible for the global compliance oversight of models from a regulatory compliance perspective.

Department Overview:

The Global Compliance Department mission is to foster a culture of integrity, ethics, and compliance and deliver independent risk management and oversight of regulatory compliance risk and conduct risk throughout TD.

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