Manager, Sox Compliance

6 months ago

Toronto, Canada Brookfield Asset Management, Inc Full time

**Location**

Brookfield Place - 181 Bay Street

**Business - Renewable Power & Transition**

Brookfield Renewable and Transition operates one of the world's largest publicly traded platforms for renewable power and decarbonization solutions. Our diversified portfolio consists of hydroelectric, wind, solar, distributed energy and sustainable solutions across North America, South America, Europe and Asia, and totals approximately 31,300 megawatts of installed capacity and a development pipeline of approximately 134,400 megawatts of renewable power assets and 13 million metric tonnes per annum ("MMTPA") of carbon capture and storage. We use our operating capabilities, scale and global reach to develop and operate a high-quality clean energy portfolio in a responsible manner, helping accelerate the global transition to net zero.

Brookfield Renewable is the flagship listed renewable power company of Brookfield Asset Management, a leading global alternative asset manager with approximately $850 billion of assets under management.

**Brookfield Culture**

Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

**Manager, SOX Compliance**

**About the Role**

Reporting to the Vice President, Portfolio Management, the Manager, SOX Compliance will work with the North American operating businesses to assess, understand, and mitigate key business risks.

**Key Responsibilities**
- Coordinate with and support our in-house team, various portfolio company teams and service providers
- Lead SOX engagements based in North America and review working papers in accordance with SOX and audit standards and internal audit procedures
- Planning and supervising testing for assessing the design and operating effectiveness of internal controls, including coordinating work with the internal SOX Compliance team, internal stakeholders, external auditors and other third parties
- Support and collaborate with stakeholders across various operating businesses to ensure the SOX program is being executed in accordance with the company's plan
- Evaluate severity of deficiencies, identify root causes and develop clear, concise, practical recommendations and ensure timely remediation
- Review and update internal controls documentation as needed (risk-control matrices, narratives, flowcharts, and testing plans)
- Provide training and coaching for the internal SOX Compliance team
- Assist with monitoring and supporting the optimization of critical business processes and procedures
- Provide advice and recommendations as necessary to strengthen and optimize internal controls.
- Support new acquisitions through identifying gaps, implementing control frameworks and assessing the design and operating effectiveness of internal controls
- Where appropriate, provide necessary training on key PCAOB requirements to enhance the SOX Program

**Knowledge and Experience Required**
- Strong knowledge of SOX requirements and leading SOX programs or management testing engagements; Big 4 experience is an asset
- Experience working in a business advisory role with publicly listed companies across different countries
- Strong verbal and written communication and presentation skills
- Strong influencing skills: ability to present points of view effectively and gain support for their position, balancing technical and business considerations
- Ability to identify risks and recommend cost-effective internal controls
- Experience working with growing organizations with changing needs and multiple complex business transactions
- Able to work and travel between Canada and US (~15-20% travel)

**Qualifications**
- Bachelor's degree (or equivalent), Accounting and Auditing designations (CPA, CA, CIA or equivalent), with at least 5-8 years of supervisory experience in accounting, integrated auditing, internal controls and/or financial processes and reporting
- Experience leading and managing teams
- Demonstrated and proven project management or coordination skills
- Strategic thinker with strong analytical skills and problem-solving ability
- Demonstrated and proven ability to work effectively in a team environment and maintain positive interpersonal relationships.
- Knowledge of data-based auditing techniques (including use of CAATs and sampling methods)
- Knowledge of US GAAP, International Financial Reporting Standards (IFRS"), SOX regulatory requirements is an asset

Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it. Accordingly, we do not tolerate workplace discrimination, violence or harassment.

Brookfield is committed to creating an accessible and inclusive organization. We are committed to providing barrier-fr

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