Manager, Sox Compliance

5 months ago

Toronto, Canada Brookfield Asset Management, Inc Full time

**Location**

Brookfield Place - 181 Bay Street

**Business - Renewable Power & Transition**

Brookfield Renewable and Transition operates one of the world's largest publicly traded platforms for renewable power and decarbonization solutions. Our diversified portfolio consists of hydroelectric, wind, solar, distributed energy and sustainable solutions across North America, South America, Europe and Asia, and totals approximately 31,300 megawatts of installed capacity and a development pipeline of approximately 134,400 megawatts of renewable power assets and 13 million metric tonnes per annum ("MMTPA") of carbon capture and storage. We use our operating capabilities, scale and global reach to develop and operate a high-quality clean energy portfolio in a responsible manner, helping accelerate the global transition to net zero.

Brookfield Renewable is the flagship listed renewable power company of Brookfield Asset Management, a leading global alternative asset manager with approximately $850 billion of assets under management.

**Brookfield Culture**

Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

**Manager, SOX Compliance**

**About the Role**

Reporting to the Vice President, Portfolio Management, the Manager, SOX Compliance will work with the North American operating businesses to assess, understand, and mitigate key business risks.

**Key Responsibilities**
- Coordinate with and support our in-house team, various portfolio company teams and service providers
- Lead SOX engagements based in North America and review working papers in accordance with SOX and audit standards and internal audit procedures
- Planning and supervising testing for assessing the design and operating effectiveness of internal controls, including coordinating work with the internal SOX Compliance team, internal stakeholders, external auditors and other third parties
- Support and collaborate with stakeholders across various operating businesses to ensure the SOX program is being executed in accordance with the company's plan
- Evaluate severity of deficiencies, identify root causes and develop clear, concise, practical recommendations and ensure timely remediation
- Review and update internal controls documentation as needed (risk-control matrices, narratives, flowcharts, and testing plans)
- Provide training and coaching for the internal SOX Compliance team
- Assist with monitoring and supporting the optimization of critical business processes and procedures
- Provide advice and recommendations as necessary to strengthen and optimize internal controls.
- Support new acquisitions through identifying gaps, implementing control frameworks and assessing the design and operating effectiveness of internal controls
- Where appropriate, provide necessary training on key PCAOB requirements to enhance the SOX Program

**Knowledge and Experience Required**
- Strong knowledge of SOX requirements and leading SOX programs or management testing engagements; Big 4 experience is an asset
- Experience working in a business advisory role with publicly listed companies across different countries
- Strong verbal and written communication and presentation skills
- Strong influencing skills: ability to present points of view effectively and gain support for their position, balancing technical and business considerations
- Ability to identify risks and recommend cost-effective internal controls
- Experience working with growing organizations with changing needs and multiple complex business transactions
- Able to work and travel between Canada and US (~15-20% travel)

**Qualifications**
- Bachelor's degree (or equivalent), Accounting and Auditing designations (CPA, CA, CIA or equivalent), with at least 5-8 years of supervisory experience in accounting, integrated auditing, internal controls and/or financial processes and reporting
- Experience leading and managing teams
- Demonstrated and proven project management or coordination skills
- Strategic thinker with strong analytical skills and problem-solving ability
- Demonstrated and proven ability to work effectively in a team environment and maintain positive interpersonal relationships.
- Knowledge of data-based auditing techniques (including use of CAATs and sampling methods)
- Knowledge of US GAAP, International Financial Reporting Standards (IFRS"), SOX regulatory requirements is an asset

Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it. Accordingly, we do not tolerate workplace discrimination, violence or harassment.

Brookfield is committed to creating an accessible and inclusive organization. We are committed to providing barrier-fr

  • Manager, Sox Compliance

    5 months ago

    Toronto, Canada Brookfield Asset Management Full time

    locations- Toronto, Ontario- time type- Full time- posted on- Posted Yesterday- job requisition id- R2034167- Location Brookfield Place - 181 Bay Street - Business - Renewable Power & Transition - Brookfield Renewable and Transition operates one of the world’s largest publicly traded platforms for renewable power and decarbonization solutions. Our...

  • SOX Compliance Manager/Director

    4 weeks ago

    Toronto, Ontario, Canada CB Canada Full time

    Job Title: SOX ControllerAt CB Canada, we are seeking a highly skilled SOX Controller to join our Sarbanes Oxley, SOX, team. This role will be responsible for establishing and assessing compliance with SOX regulations and supporting SOX certification.Key Responsibilities:Implement SOX audit plans in new lines of business based on scoping and risk...

  • SOX Compliance Specialist

    1 week ago

    Toronto, Ontario, Canada CB Canada Full time

    Job Title: SOX Compliance SpecialistEstimated Salary: $115,000 - $130,000 per yearAbout the CompanyCB Canada is a leading Canadian telecommunications company seeking a highly qualified SOX Compliance Specialist to join their team on a permanent basis.Job DescriptionEstablish and assess compliance with SOX regulations and support SOX certification. Section...

  • Senior Analyst, Risk and SOX Compliance

    6 months ago

    Toronto, Canada Brookfield Asset Management Full time

    Job Description Senior Analyst, Risk and SOX Compliance Position Summary Reporting to the Director, SOX Compliance, this position is responsible for supporting successful implementation of internal controls over financial reporting (ICFR) frameworks and execution of the ICFR testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements....

  • Manager, Sox

    5 months ago

    Toronto, Canada DECIEM Full time

    **WHAT ON EARTH IS DECIEM?** Known as “The Abnormal Beauty Company”, DECIEM is the parent company of The Ordinary, NIOD, and other beauty brands & is an industry disruptor with a science first approach to innovation. DECIEM was Co-Founded in 2013 by the late Brandon Truaxe, a visionary who set out to change the beauty industry through authenticity and...

  • IT Sox Audit Manager

    6 months ago

    Toronto, Canada Bally's Interactive Full time

    **Are you an expert in IT SOX?**: **Are you experienced in designing and implementing SOX IT Controls?**: **Who we are**: Bally's Interactive is the digital arm of one of the world's leading entertainment providers, with tens of millions of players across the globe and an unmatched ecosystem of products spanning across the sports betting, iGaming and...

  • Plant Manager for Sock Factory

    6 months ago

    Toronto, Canada The Great Canadian Sox Co. Full time

    The Great Canadian Sox Co is looking for an experienced têxtile plant manager to plan and execute all sock production for the year, plan and purchase yarn according to production requirements and maintain a high level of quality control through supervision of plant workers. The Great Canadian Sox Co. is a sock manufacturer of outdoor adventure and quality...

  • IT Sox Audit Manager

    6 months ago

    Toronto, Canada Bally's Interactive - Toronto Full time

    Are you an expert in IT SOX? Are you experienced in designing and implementing SOX IT Controls? **Who we are**: Bally’s Interactive is the digital arm of one of the world’s leading entertainment providers, with tens of millions of players across the globe and an unmatched ecosystem of products spanning across the sports betting, iGaming and...

  • Manager, Portfolio Management, Risk, Insurance

    5 months ago

    Toronto, Canada Brookfield Asset Management Full time

    Location Brookfield Place - 181 Bay Street Business - Renewable Power & Transition Brookfield Renewable and Transition operates one of the world’s largest publicly traded platforms for renewable power and decarbonization solutions. Our diversified portfolio consists of hydroelectric, wind, solar, distributed energy and sustainable solutions across North...

  • Manager, Sox Controls

    3 weeks ago

    Toronto, Canada Manulife Full time

    T he US and Group Functions Segment Audit Coordination and Internal Controls Center of Excellence (CCOE) group within North America is seeking a Manager, SOX Controls. This group provides our business partners with expertise in the design and testing of controls and collaborates with Audit Services and external audit to ensure that the audits of the...

  • Senior IT Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Deciem Full time

    We are seeking an experienced Senior IT Compliance Analyst to support and maintain DECIEM's IT governance, risk management, processes & controls and overall compliance.This role will be based out of our Fraser Head Office in Toronto.Key Responsibilities:Participate in the continued transformation of the SOX IT and controls maturation program and play a...

  • Senior IT Compliance Analyst

    6 months ago

    Toronto, Canada Deciem Full time

    We are looking for an experienced Senior IT Compliance Analyst to support and maintain DECIEM’s IT governance, risk management, processes & controls and overall compliance. This hybrid role will be based out of our Fraser Head Office in Toronto. WHAT YOU’D BE DOING IN THIS ROLE Participating in the continued transformation of the SOX IT and...

  • Risk and Compliance Analyst

    4 weeks ago

    Toronto, Ontario, Canada Brookfield Asset Management Full time

    Job Title: Senior Analyst, Risk and SOX ComplianceAt Brookfield Asset Management, we are seeking a highly skilled Senior Analyst to support our successful implementation of internal controls over financial reporting (ICFR) frameworks and execution of the ICFR testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements.This role is responsible...

  • Risk and Compliance Senior Professional

    1 week ago

    Toronto, Ontario, Canada Brookfield Asset Management Full time

    Brookfield Asset Management is seeking a highly skilled Risk and Compliance Senior Professional to support the successful implementation of internal controls over financial reporting (ICFR) frameworks and execution of the ICFR testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements.The ideal candidate will have strong knowledge of SOX...

  • Manager, Technology Governance, Risk

    2 weeks ago

    Toronto, Canada Canada Goose Full time

    **_Emplacement _** Toronto Address: 100 Queens Quay East Toronto, Ontario M5E 1V3 Canada Job Title: Manager, Technology Governance, Risk & Compliance Canada Goose isn't like anything else. We've built something great, something special - an iconic lifestyle brand with an inspirational and authentic story. At the heart of it is our promise to inspire and...

  • Senior IT Internal Controls Compliance Manager

    14 hours ago

    Toronto, Ontario, Canada CI Financial Full time

    Job DescriptionWe are seeking an experienced Senior IT Internal Controls Compliance Manager to join our team at CI Financial. This role is responsible for enhancing the overall control environment through the development and testing of Internal Controls over Financial Reporting.About the JobDevelop and execute comprehensive IT internal controls strategies to...

  • Director, Chief Control Office

    5 months ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The Chief Control Office is a 2nd line of defense assurance team reporting into Finance designed to add value and improve RBC’s financial control environment and reporting process. It provides SME advice, enabling RBC to achieve its objectives by bringing a systematic, disciplined approach to evaluate and...

  • Director, Governance, Compliance and Risk Management

    1 month ago

    Old Toronto, Canada Manulife Insurance Malaysia Full time

    h3>Director - Technology Governance & Control Join our Enterprise Technology Services team!Specializing in Risk Advisory & Control Assurance, you will lead a team to develop and drive programmatic efforts that address external, internal, and emerging risk areas within the organization. This role offers a unique opportunity to contribute to our mission by...

  • Compliance Analyst

    2 months ago

    Toronto, Canada Canada Life Assurance Company Full time

    Compliance Analyst **Description: - Permanent Full Time- The Compliance Analyst is accountable for collection and reporting duties associated with the ITSM processes. The Compliance Analyst works closely with the process managers and process owners to ensure that timely, clear, and concise data is provided for each process. Canada Life’s control set...

  • Manager, IT Internal Controls Compliance

    5 months ago

    Toronto, Canada CI Financial Full time

    At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. Reporting to...