Associate Director

7 days ago

Montréal, Canada National Bank of Canada Full time

**_This position can be based in Montreal, Toronto or New York._**

A career as an Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. As an Associate Director, Financial Markets, you will be responsible for monitoring and ensuring compliance with regulatory requirements by the first line of defense for Over the Counter (OTC) derivatives products, in accordance with regulations from the Commodity Futures Trading Commission (CFTC), the Securities Exchange Commission (SEC), the l'Autorité des marchés financiers (AMF), and other regulatory agencies in the relevant jurisdictions.
- In this role, you will develop close relationships with FM business units involved in OTC derivatives transactions, as well as with FM Operations and FM Information Technology groups. You will work closely with these groups to optimize their processes and propose solutions to ensure compliance with current regulations. Additionally, you will collaborate with the FM Compliance team and FM Operational Risk Management to mitigate risks related to OTC derivatives processes and manage regulatory impacts.

**Your Job**
- Carry out various projects and initiatives requiring in-depth knowledge of financial markets products, systems, and end-to-end processes
- Contribute to the development and management of tools for monitoring & management of operational & regulatory risks, ensuring their compliance with applicable regulations
- Participate in cross-functional investigations and assessments to improve the control environment of underlying processes. thereby supporting the FM business units
- Ensure the maintenance of first line-of-defense policies and procedures, document compliance with program obligations and ensure robust risk and control standards
- Perform daily surveillance of the breach monitoring tool, investigate, document, and escalate breaches to management
- Recommend and oversee the implementation of relevant control enhancements to business / operational processes and ensure that suggested corrective measures adequately address identified upstream and downstream weaknesses
- Prepare steering committee reports to demonstrate compliance and provide advice on first line-of-defense obligations

**Your Team**
- The Financial Resource Management team works closely with Traders and Financial Market sector Heads, advising them on the optimal allocation of financial resources available to them. The team oversees business development and evaluates related regulatory processes to maximize efficiency. It also ensures the completion of critical regulatory projects impacting Financial Markets and, if necessary, Wealth Management activities.
- You will report to the Managing Director, Regulatory & Optimization, Financial Markets.
- Efficiency and teamwork are core values for the team, which operates in a constantly changing environment. The team is constantly on the lookout for optimization opportunities to ensure the success of business initiatives in a context of limited financial resources.

We offer a wide range of ongoing learning opportunities for your development, including hands-on learning, training courses and collaborating with colleagues who have varied expertise and profiles.
- National Bank Financial Markets is a leading financial services company offering investment banking services to a diverse clientele, including corporations, institutional clients, and governments. The company has operations in Toronto, Montreal, Calgary, Vancouver, New York, London, Dublin, and Hong Kong.

**This position can be based in Montreal, Toronto or New York.**

**Basic Requirements
- Bachelor’s or master’s degree in a related field and 6 to 10 years of relevant experience with a broker, a derivatives broker, or in an investment banking environment
- Strong understanding of Financial Markets activities, including products and structures as well as the systems and processes that support them
- Ability to quickly grasp key elements surrounding complex financial concepts embedded in complex processes
- Proven ability to solve complex problems
- Solution-oriented mindset, collaborative approach, and strong desire to learn.
- Strong interpersonal skills and ability to establish lasting working relationships with various FM business units and support sectors
- Experience working within a financial regulatory organization or in managing operational or regulatory risk would be an asset
- Ability to work effectively in an ambiguous and constantly evolving environment, to support a demanding professional clientele

**Your benefits**

In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.
- Health and wellness program, including many options
- Flex

  • Associate Director, Syndicated Financing

    2 weeks ago

    Montréal, Canada Business Development Bank of Canada Full time

    We are banking at another level. Choosing BDC as your employer means working in a healthy, inclusive, and skilled workplace that puts forward the best conditions to bring together unique teams where employees are empowered to act. It also means being at the centre of ambitious economic and financial projects to see further and to do things differently, to...

  • Associate Director

    6 days ago

    Montréal, QC, Canada National Bank of Canada Full time

    As an Associate Director on the Governance Treasury team in National Bank Financial Markets, you will serve as a governance specialist. Thanks to your analytical and work organization skills, good judgement, experience in data analysis and monitoring and knowledge of financial markets, you will have a positive impact on the sector’s risk management and...

  • Actuarial Delivery Group Associate Director

    2 weeks ago

    Montréal, QC, Canada WTW Full time

    **Description**: Do you have a passion for building teams and delivering technically excellent work that exceeds client expectations? Do you thrive on collaborative, supportive teams and enjoy problem solving to ensure flawless delivery? Do you want to be part of a strategic team focused on innovation and excellence? Look no further WTW is the place for...

  • Associate Director, Fund Investments

    2 weeks ago

    Montréal, Canada Business Development Bank of Canada Full time

    We are banking at another level. Choosing BDC as your employer means working in a healthy, inclusive, and skilled workplace that puts forward the best conditions to bring together unique teams where employees are empowered to act. It also means being at the centre of ambitious economic and financial projects to see further and to do things differently, to...

  • International Tax Associate Director

    5 days ago

    Montréal, Canada National Bank of Canada Full time

    A carreer as an Associate Director in the financial resource management team at National Bank means being an International Tax Specialist. You act as an expert in the review processes and provide guidance related to withholding tax for dividends, corporate actions, financial transaction tax, capital gains, tax reclaims, and tax documentation related to...

  • Associate Account Director

    2 weeks ago

    Montréal, QC H3B 2S2, Canada ClinicalMind Full time

    Nouvelle opportunité! ClinicalMind est une société de communications médicales à service complet avec une vaste expérience dans les domaines thérapeutiques spécialisés. Nous offrons des initiatives uniques et de pointe en direct et numériques conçues pour intégrer, soutenir et améliorer les objectifs de nos clients et stimuler un engagement...

  • Associate Account Manager

    4 weeks ago

    Montréal, Canada ALDO Group Full time

    **Job Title**: Associate Account Manager **Department**: Looking to unbox your full potential? **Find YOUR Fit** at the ALDO GROUP. **FIND YOUR FIT** - Recognition programs to showcase your talent! - Tools to support and help them to reach their Career Goals. (Training Offers, Scholarship Programs, LinkedIn Learning and more). - To be part of a company...

  • Directeur Associé, Services Techniques

    4 weeks ago

    Montréal, Canada Jubilant HollisterStier General Partnership Full time

    **Directeur Associé, Services Techniques** Jubilant HollisterStier, une filiale de Jubilant Pharma Holdings Inc., recrute actuellement un Directeur Associé, Services Techniques pour rejoindre notre équipe ! **Que pouvons-nous offrir?** Nous, avec le plus grand soin pour l'environnement et la société, à accroître la valeur pour nos clients et parties...

  • Programme Associate

    2 weeks ago

    Montréal, Canada United Nations Full time

    The Air Navigation Bureau (ANB) in ICAO is responsible for providing technical guidance to the Air Navigation Commission (ANC), the Council and the Assembly. The Air Navigation Bureau provides technical expertise in aviation-related disciplines to States, industry and all elements of the Organization. The Bureau is also responsible for maintaining and...

  • Association Communications Intern

    2 weeks ago

    Montréal, Canada Doctors Without Borders Full time

    **Job Information** **Position Level**: Intern **Department**: MSF Canada Association **Position Status**:Temporary (6 months) **Activity Rate**: 100%, (37.5 hours per week) **Salary**:$15.00/hour **Status**:Must be legally authorized to work in Canada** **Benefits**:Flexible work hours, employee assistance program (EAP), vacation days, sick days, and...

  • Associate

    5 days ago

    Montréal, Canada Cushman & Wakefield Full time

    **Job Title** Associate **Job Description Summary** The Associate role will work directly with a fee-earner, fee-earner team, or in a specific Service Line. In this role, they will assist the team(s) by preparing written content, performing financial analysis, preparing client reports in accordance with the client requirements, and coordinating and...

  • Associate Director Private Investments Credit

    4 days ago

    Montréal, QC, Canada National Bank of Canada Full time

    A career as Associate Director in the Private Investments (Credit) group within Global Funding & Treasury - Financial Markets at National Bank means that you will be actively participating in the investment process for private credit investment opportunities (which include deal analysis, investment due diligence, portfolio monitoring, and proactive research...

  • Talent Acquisition Associate

    6 days ago

    Montréal, Canada Moroccanoil Full time

    **Overview**: **Tasks & Responsibilities** - Manage the North American full-cycle recruitment process for coordinator, associate and managerial positions - Provide full-cycle recruitment support; intake meetings, sourcing, screening, conducting, and coordinating interviews and offers. - Subject Matter Expert for hiring managers throughout the recruitment...

  • Director, Implementation

    1 week ago

    Montréal, Canada ADP Full time

    **ADP is hiring a DIRECTOR, IMPLEMENTATION (bilingual) for its Montreal Office.** **ABOUT ADP** We are a global HR service leader serving over 1,000,000 clients in 140 countries and providing a home to more than 63,000 associates worldwide. ADP has the experience and scale to customize human resources solutions for businesses of all sizes - from small...

  • Association Communications Intern

    4 days ago

    Montréal, Canada Doctors Without Borders Full time

    **Position Status**:Temporary (6 months) **Activity Rate**: 100%, (37.5 hours per week) **Status: Must be legally authorized to work in Canada** **Benefits**:Flexible work hours, employee assistance program (EAP), vacation days, sick days, and floater days, and a positive and innovative office culture grounded in our core values of humanity, integrity, and...

  • Equity Research Associate, Quantitative Analysis

    3 weeks ago

    Montréal, Canada Scotiabank Full time

    Requisition ID: 168624 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **About the Team**: At Scotiabank, research is a key driver of our Global Equity platform. We specialize in the Canadian market, and we also supply international research covering the United States and Latin America. The Portfolio &...

  • Associate Administrative Officer

    2 weeks ago

    Montréal, Canada United Nations Full time

    The Air Navigation Bureau (ANB) is responsible for providing technical guidance to the Air Navigation Commission (ANC), the Council, and the Assembly. The Air Navigation Bureau provides technical expertise in aviation-related disciplines to States, industry and all elements of the Organization. The Bureau is also responsible for maintaining and implementing...

  • Marketing Associate

    6 days ago

    Montréal, Canada Zoetis Full time

    Zoetis Canada is recruiting for a Marketing Associate within their Livestock Business Unit. As the Marketing Associate - Livestock, you will be working closely with the Associate Marketing Manager, to effectively manage the Livestock Product Portfolio in accordance with guidance set by the Business Unit Director and Livestock Leadership Team. This is an...

  • Director, Film

    2 weeks ago

    Montréal, Canada SOCAN - Society of Composers, Authors and Music Publishers of Canada Full time

    We’re Hiring! Director, Film & TV Montreal, QC Full-Time Hybrid WHO WE ARE SOCAN is a not-for-profit copyright collective dedicated to ensuring music creators and publishers receive what they have rightfully earned for the use of their work. SOCAN supports and represents more than 180,000 songwriters, composers, and music publishers. Through licensing,...

  • Associate Funding

    2 weeks ago

    Montréal, Canada National Bank of Canada Full time

    **Primary Locations**:Montreal, Quebec**: **Attendance**:Hybrid**: **Employee Status**:Regular**: **Schedule**:Full-time**: A career in National Bank Financial Markets is working in an entrepreneurial and stimulating environment. The Treasury funding team is responsible of the management and execution of National Bank funding. The mandate covers short-term...