Compliance Manager, Family Office Services

**Responsibilities**: **Division Description**: The Société Générale Americas Compliance Department monitors the corporate banking, investment banking and broker-dealer activities and reports on the compliance risks and issues to Société Générale Americas and Group Compliance Senior Management. The Société Générale Americas Compliance Department...

**Responsibilities**: Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform “The...

Vous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques - experts dans leur domaine - qui sont impatients de partager leurs connaissances avec...

**Richter Montreal Office** **Overview** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business...

Compliance/Permanent/Fluent_ - in French required_ - /Work from home or hybrid/Quebec, Montréal/Desired start date: As soon as possible_ Under the responsibility of the Manager of Managed Accounts Supervision Team, the incumbent must be licensed or working towards becoming an IIROC supervisor and have a good knowledge of IIROC policies and...

**Richter Office: Montreal** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business owners find...

**Job Details** **WHAT WILL BE YOUR DAY-TO-DAY?** Your responsibilities include, but are not limited to the following: - Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution; - Participate with the testing and implementation of...

**Richter Montreal and Toronto Office** **Overview** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Compliance Officer Contribution to MEDLOG CANADA MEDLOG is a one-stop shop for global inland solutions. We dedicate ourselves daily to be the most customer centric, reliable and resourceful logistics and supply chain provider, engaged in providing customizable logistics solutions in order to help our customers get their goods to market rapidly and, in a...

Novipro is looking for a **Compliance Officer**. This is a **12 month** mandate for one of our well-known clients in the **banking** industry. This mandate is in **hybrid mode**, a minimum of 2 days in the office in downtown Montreal. Are you interested? **Missions****: **KYC advisory processes**: - Review, analyze, and approve KYC files of higher risk...

**Poste et missions**: At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations....

1501 McGill College Avenue Montreal Quebec,H3A 3M8 - Works to internally support wealth professionals. - Provides specialized accessibility to BMO Family Office professionals and clients and connectivity across the organization as needed. - Acts as the primary contact point into the Family Office team. - Responsible for initial deal opportunity assessment...

**Richter Montreal Office** **Overview** The Specialist - Client Account and Compliance Services responsibility is to assist the Client Relationship Manager (CRM) with compliance related matters, administrative tasks, and liaise with other members of the RFO team in providing daily portfolio maintenance, administration, and superior client...

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

**Job Overview** We are seeking a detail-oriented and experienced Compliance Officer to support compliance activities at MEDLOG. **Key Accountabilities** **1. Regulatory Compliance**: - Monitor and ensure the organization’s compliance with applicable laws, regulations, and standards. - Keep up to date with regulatory developments and industry standards,...

**Responsibilities**: The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE JOB**: Société...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

A career as a Compliance Supervisor on the National Bank Financial Compliance Team at National Bank is to act as a key resource in overseeing centralized approvals from across the country and replace the regional Compliance Supervisors during periods of absences. This job allows you to have a positive impact on the organization through your ability to...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...