Manager, Regulatory Compliance and Reporting

2 weeks ago


Waterloo, Canada Sun Life Full time

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.

Reporting into AVP, Regulatory Management, Enterprise Compliance. You will assist, where required, in managing the relationship with OSFI. Prepare the quarterly Committee and Board reporting on behalf of the Enterprise CCO.

**What will you do?**
- Take the lead by working with the Business Group Chief Compliance Officers (CCOs) to build the quarterly Board report on behalf of the Enterprise Chief Compliance Officer
- Identify regulatory themes and trends across the industry and provide a deep analysis for reporting
- Review and challenge quarterly reporting from Business Group CCOs to ensure the Board report is complete and accurately reflects the Compliance Risk posture of the organization
- Support interactions between SLF and our lead prudential regulator - OSFI, including but not limited to:

- Intake of supervisory communications
- Coordinating and drafting responses to OSFI requests for information
- Scheduling, attending and documenting meetings between SLF and OSFI
- Maintaining a centralized inventory of regulatory interactions to support supervisory exams and inquiries

**What do you need to succeed?**
- Strong verbal and written communication, interpersonal and teamwork skills
- Ability to work effectively with persons at all levels in the organization
- Strong analytical, strategic, and project management skills
- Experience working with diverse business lines is an asset
- University degree
- Minimum of 5+ years in a regulated industry and prior experience with regulatory relationships and reporting to a Board
- Proficiency in Tableau, MS Excel Macros, and the development of Power Point decks.
- Knowledge of the financial services industry, legislation, and regulatory requirements
- Experience with and knowledge about Canadian privacy and data laws and regulators is an asset
- Ability to translate regulatory themes, trends, expectations and regulations into business impacts, compliance controls and regulatory risks

**What's in it for you?**
- Being a member of the Sun Life family, a group of people united by our Purpose: to help Clients and Employees achieve lifetime financial security and live healthier lives
- Time off giving you the flexibility to focus on the moments that matter
- Flexible Benefits from the day you join to meet the needs of you and your family
- We’re honoured to be recognized as a 2023 Best Workplaces in Ontario by Great Place to Work® Canada
- LI-NB1

At Sun Life we strive to create a flexible work environment where our employees are empowered to do their best work. Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.

We thank all applicants for showing an interest in this position. Only those selected for an interview will be contacted.

**Salary Range**:
76,000/76 000 - 125,000/125 000

**Job Category**:
Compliance

**Posting End Date**:
29/06/2024



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