Investment Specialist, Administrative Assistant

5 months ago

Hamilton, Canada Scotiabank Full time

Requisition ID: 189163

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Purpose of Job**

As a Scotiabank Investment Specialist Administrative Assistant, you will be responsible for working with an Investment Specialist(s) in support of their development of new wealth management business relationships in target markets.

In support of investment sales and client acquisition, the Assistant, Investment Specialist will be responsible for the required documentation and communication processes, ensuring timely support to the assigned Investment Specialist(s) and their respective customers.

The Assistant, Investment Specialist will be a critical resource in supporting the growth and servicing of the Investment Specialist’s client base.

Is this role right for you? In this role, you will oversee:
1. Documentation
- Preparing and maintaining new and existing customer files
- Preparing and sending transfer documents to Investment Support team, and following up as needed/appropriate
- Record Keeping for new accounts and account activities
- Completing ‘on behalf of’ transactions, trades and account opening
- Following up with clients for missing documentation or information
- Expense administration

2. Compliance/Regulatory
- Sending all required documentation and communication to SSI Compliance, including documentation on:

- Account openings & account maintenance
- Fund purchases/switches/redemptions
- Following up on any compliance deficiencies

3. Communication
- Preparing mailing lists and sending customer correspondence
- Answering basic customer inquiries
- Scheduling and rescheduling appointments in support of the Investment Specialist as required

4. Prospecting / Marketing
- Use tools (Salesforce, PMT) to identify off-us investment opportunities
- Work with in-house marketing team to develop adverts and new material aimed at acquiring new to bank customers
- Grow Centres of Influence (COI) to drive new sources of customer acquisition
- Other duties as required.

Do you have the skills that will enable you to succeed in this role? We’d love to work with you if you have or are:

- Detail oriented
- Strong communication - both written and verbal
- Motivated to grow within the industry
- Entrepreneurial mindset
- Creative
- Experience working in an investment sales/financial planning environment would be considered an asset
- Second language of Cantonese an asset

Education and Other Requirements
- Post-secondary education in Business or related field would be an asset
- Valid Drivers License
- Mutual Fund License

Location(s): Canada : Ontario : Hamilton || Canada : Ontario : Niagara Falls

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Investment Specialist RoleTianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesFinancial Planning: Develop...

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Investment Specialist RoleTianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesFinancial Planning: Develop...

  • Investment Advisor

    3 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Investment Specialist RoleTianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesFinancial Planning: Develop...

  • Investment Advisor

    3 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Investment Specialist RoleTianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesFinancial Planning: Develop...

  • Investment Advisor

    1 month ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Investment Specialist RoleTianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesFinancial Planning: Develop...

  • Investment Advisor

    1 month ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Investment Specialist RoleTianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesFinancial Planning: Develop...

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Job Title: Investment SpecialistAt Tianxin Financial Services Corp, we are seeking a highly skilled Investment Specialist to join our team.Job SummaryThe Investment Specialist will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesConduct...

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Job Title: Investment SpecialistAt Tianxin Financial Services Corp, we are seeking a highly skilled Investment Specialist to join our team.Job SummaryThe Investment Specialist will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesConduct...

  • Investment Advisor

    2 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Investment Specialist RoleTianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesConduct thorough financial...

  • investment specialist

    4 weeks ago

    Hamilton, Canada Tianxin Financial Services Corp Full time

    Posted on October 07, 2024 by Tianxin Financial Services CorpJob DetailsInvestment SpecialistLocation: Hamilton, ONWorkplace Information: On siteSalary: $35.00 per hour / 30 hours per weekTerms of Employment: Permanent employment, Full timeStarts: As soon as possibleVacancies: 1Source: Job Bank #3109510OverviewLanguagesEnglishEducationBachelor's degreeor...

  • Investment Advisor

    2 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Job SummaryTianxin Financial Services Corp is seeking a highly skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesConduct thorough financial analyses to...

  • Investment Advisor

    2 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Job SummaryTianxin Financial Services Corp is seeking a highly skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing personalized financial plans.Key ResponsibilitiesConduct thorough financial analyses to...

  • Investment Specialist

    5 months ago

    Hamilton, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Job SummaryTianxin Financial Services Corp is seeking a highly skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing financial plans to help them achieve their goals.Key ResponsibilitiesIdentify clients'...

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Job SummaryTianxin Financial Services Corp is seeking a highly skilled Investment Specialist to join our team. As an Investment Specialist, you will be responsible for identifying clients' financial goals and objectives, analyzing their financial records, and developing financial plans to help them achieve their goals.Key ResponsibilitiesIdentify clients'...

  • Investment Advisor

    3 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Tianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. The ideal candidate will have a Bachelor's degree and 1-2 years of experience in the financial industry. Key responsibilities include identifying clients' financial goals and objectives, analyzing financial records, and developing personalized financial plans. The...

  • Investment Advisor

    2 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Tianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. The ideal candidate will have a Bachelor's degree and 1-2 years of experience in the financial industry. Key responsibilities include identifying clients' financial goals and objectives, analyzing financial records, and developing personalized financial plans. The...

  • Investment Advisor

    2 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Tianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. The ideal candidate will have a Bachelor's degree and 1-2 years of experience in the financial industry. Key responsibilities include identifying clients' financial goals and objectives, analyzing financial records, and developing personalized financial plans. The...

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Tianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. The ideal candidate will have a Bachelor's degree and 1-2 years of experience in the financial industry. Key responsibilities include identifying clients' financial goals and objectives, analyzing financial records, and developing personalized financial plans. The...

  • Investment Advisor

    4 weeks ago

    Hamilton, Ontario, Canada Tianxin Financial Services Corp Full time

    Tianxin Financial Services Corp is seeking a skilled Investment Specialist to join our team. The ideal candidate will have a Bachelor's degree and 1-2 years of experience in the financial industry. Key responsibilities include identifying clients' financial goals and objectives, analyzing financial records, and developing personalized financial plans. The...