Compliance and Aml Coordinator

3 weeks ago

North York, Canada KEB Hana Bank Canada Full time

**Job Title**: Compliance & AML Coordinator
- **Level**: Associate
- **Department**:Compliance
- **Reports to**: Senior Compliance & AML Officer

**Job Summary**

The Compliance & AML Coordinator is responsible for supporting the Senior Compliance & AML Officer in coordinating the overall management of the Bank’s Compliance team, such as collecting various reports from business units for internal control, performing AML customer due diligence on new clients, and responding to inquiries on regulatory compliance, AML and privacy from branches.

Additionally, the incumbent will assist with investigation and review of general compliance, as well as communication between various departments & business units.

**Responsibilities and Duties**
- Responsible for compliance coordination management for the team, including supporting compliance team members in their day to day work.
- Review and update compliance tracking logs, reports, documentation, etc.
- Responsible for compliance records keeping / retention and destruction (both hard copy and electronic format on the shared drive).
- Review and assess transactions flagged by Global Compliance System and determine whether action is necessary to mitigate risk or prevent unauthorized or prohibited transactions
- Coordinate and oversee expense / invoice management for the compliance team
- Assist to maintain and manage the TrainCaster System
- Ensure all Parent Bank compliance related requests are reviewed and actioned by the compliance team.
- Analysis of internal control report and reporting to parent bank
- Perform Customer Due Diligence (CDD) on new clients by reviewing client information on KIBS for completeness and accuracy.
- Drafting UTR on unusual transactions detected through transaction monitoring system, EFTs, CDD, EDD and branches.
- Assist to perform Enhanced Due Diligence (EDD) on high risk clients and staff accounts.
- Assist in testing of various controls and recommend rectification measures for any identified defiencies
- Review and document changes of client risk ratings.
- Perform screening of PEP transactions for incoming and outgoing EFTs.
- Responsible for reviewing Trade Finance Checklists submitted from branches
- Assist to review Residential Mortgage Checklists submitted from Branches
- Track and respond to inquiries on compliance, AML, and privacy matters from branches and business units.
- Perform other relevant and ad hoc duties as assigned by the Senior Compliance & AML Officer.
- Provide back-up support to the Compliance Management team and the Compliance & AML analyst(s).

**Experience and Qualifications**
- Minimum 1 to 2 years of experience in an administrative or support role within a Canadian federally regulated financial institution.
- Minimum 1 to 2 years of experience in compliance, AML or privacy within a Canadian federally regulated financial institution, preferably a foreign based Schedule II bank.
- Good knowledge of Canadian regulatory requirements for federally regulated financial institutions.

**Skills**
- Great working knowledge in Excel and Microsoft Word.
- Demonstrated multi-tasking skills.
- Good communication, public speaking and presentation skills.
- Strong time management skills and ability to meet deadlines for multiple projects at the same time.
- Proficiency in Korean language is preferred but not mandatory.
- Education and Certifications
- Undergraduate / Bachelor’s degree(s) in Business Administration, Economics, Finance, Commerce or related field(s).
- Advanced professional certification(s) or designation(s) in compliance, AML, privacy or related field(s) such as CSC, CAMS, CIPP/C, CPA or equivalent is preferred but not mandatory.

**Job Type**: Fixed term contract
Contract length: 6 months

Flexible Language Requirement:

- French not required

Schedule:

- Monday to Friday

Ability to commute/relocate:

- North York, ON M2N 6K1: reliably commute or plan to relocate before starting work (required)

**Experience**:

- banking: 1 year (preferred)
- Project management: 1 year (preferred)
- automation testing: 1 year (preferred)
- AML: 1 year (preferred)

**Language**:

- Korean (required)

Work Location: In person

Expected start date: 2023-06-19

  • Compliance Analyst

    2 weeks ago

    North York, Canada Pala Interactive Canada Full time

    **Pala Interactive** is a full-service, real-money and social gaming technology provider and operator. Pala offer a full spectrum of games across all distribution channels (web, download, tablet & smartphone) which include casino, poker and bingo for real money and social gaming. **Overview** Pala Interactive is looking for a Compliance Analyst to work in...

  • Compliance Manager

    3 weeks ago

    North York, Canada Amptal Corp. Full time

    **About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto. Compliance Manager - Area of Responsibilities_ - Conduct client due-diligence at the time of establishing correspondent banking relationships and entity clients. - Conduct risk assessment of entity...

  • Compliance Officer

    1 week ago

    North York, Canada Amptal Corp. Full time

    **About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto. Compliance Manager - Area of Responsibilities_ - Conduct client due-diligence at the time of establishing correspondent banking relationships and entity clients. - Conduct risk assessment of entity...

  • Manager Compliance

    1 week ago

    North York, Canada ICICI Bank Canada Full time

    ICICI Bank Canada is a wholly-owned subsidiary of ICICI Bank Limited which has its headquarters in Mumbai, India. ICICI Bank Limited is a leading private sector bank in India.. Established in December 2003, ICICI Bank Canada is a full-service direct bank with an asset base of about C$6.5 billion as at December 31, 2019, and it is a member of the Canada...

  • Chief Compliance Officer

    2 months ago

    North York, Canada VirgoCX Inc Full time

    **Company Overview**: Arxnovum is a rapidly growing Canadian wealth management firm committed to delivering exceptional financial services to our clients. With a focus on personalized and tailored solutions, we provide comprehensive investment management, financial planning, and advisory services to individuals, families, and businesses. **Position...

  • Head of Compliance

    2 weeks ago

    North York, Canada LiveVie Full time

    LiveVie located in Toronto Canada, is in the dynamic field of connected FinTech. The leadership team is comprised of highly positive, energetic, experienced members that value teamwork, personal accountability, the will to win, respect for people, integrity and quality! Learning from oneself and others makes LiveVie a fun place to spend your professional...

  • Compliance Specialist- Canada

    3 weeks ago

    North Vancouver, Canada Accord Financial Corporation Full time

    **Summary**:The Compliance Specialist is accountable for reviewing documentation for new and pre -existing accounts to ensure that they are compliant with the procedural requirements. This includes evaluating low, medium and high-risk accounts. **Essential Duties and Responsibilities**: - Strongly adhere to existing procedures and controls in place and...

  • Instructor - Financial Services - Investigation and

    2 months ago

    North York, Canada Cestar College of Business Health and Technology - Toronto Full time

    Lambton College, a public community college in Ontario, has licensed parts of its curriculum to Cestar College of Business, Health and Technology to deliver programs in Toronto to international students. Cestar College is currently seeking instructors to teach in the Financial Services - Investigation and Compliance program for Lambton College in...

  • Officer, Regulatory Compliance

    3 weeks ago

    North York, Canada ICICI Bank Ltd Full time

    The Regulatory Compliance Senior Officer will be accountable for supporting; the ongoing development, implementation and maintenance of a Regulatory Compliance Management (“RCM”) program based and consistent with OSFI E-13 guidelines. As well as, other regulatory guidelines and circulars that are compliance related and similar to OSFI E-13 in nature such...

  • Officer, Regulatory Compliance

    2 weeks ago

    North York, Canada ICICI Bank Ltd Full time

    The Regulatory Compliance Senior Officer will be accountable for supporting; the ongoing development, implementation and maintenance of a Regulatory Compliance Management (“RCM”) program based and consistent with OSFI E-13 guidelines. As well as, other regulatory guidelines and circulars that are compliance related and similar to OSFI E-13 in nature such...

  • Compliance Support Officer

    3 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated.COMPLIANCE SUPPORT OFFICERAs the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Support Officer

    4 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated. COMPLIANCE SUPPORT OFFICER As the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Support Officer

    4 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated.COMPLIANCE SUPPORT OFFICERAs the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Support Officer

    4 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated.COMPLIANCE SUPPORT OFFICERAs the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Support Officer

    4 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated.COMPLIANCE SUPPORT OFFICERAs the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Support Officer

    3 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated. COMPLIANCE SUPPORT OFFICER As the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Support Officer

    3 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated.COMPLIANCE SUPPORT OFFICERAs the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Support Officer

    3 weeks ago

    North York, Canada Resource Productivity and Recovery Authority Full time

    We are looking for a talented and committed individual to join us as a Compliance Support Officer to support the government’s efforts to protect the environment and advance a new economy in which all waste is reused, recycled, and reintegrated.COMPLIANCE SUPPORT OFFICERAs the first point of contact, the Compliance Support Officer is responsible for the...

  • Compliance Reviewer

    4 weeks ago

    North York, Canada Ministry of Labour, Immigration, Training and Skills Development Full time

    The Ministry of Labour, Immigration, Training and Skills Development's (MLITSD's) deputy minister's office is seeking a Compliance Reviewer to analyze, interpret, review and locate enforcement records, and summarize enforcement and compliance findings for a very high volume of ministry, Ontario Public Service (OPS) and private sector requestors, and the...

  • Environmental Compliance Coordinator

    2 weeks ago

    East York, Canada Construction Demathieu & Bard (CDB) Full time

    Voilà ta chance d'être vu en premier! - Environmental Compliance Coordinator**Construction demathieu & bard (CDB) inc. **:30 Commercial Rd, East York,ON- À discuter- 40.00 à 50.0 h - Temps plein - Emploi Contrat - Jour- Ajouter aux favoris - 1 poste à combler dès que possible**Job Summary** Reporting to the Project Director, the Environmental...