Quality Manager, Financial Planning
2 weeks ago
About the Opportunity
**Job Type**: Permanent
Application Deadline: 02 July 2023
**Job Description**:
Title Quality Manager, Financial Planning
Department Fidelity Wealth Management Ltd
Location Kingswood/London
Level 5 (Manager)
We’re proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join the Quality Monitoring team in Fidelity Wealth Management and feel like you’re part of something bigger.
About your team
Fidelity Wealth Management (FWM) provide regulated financial advice and guidance to new and existing Fidelity customers. The Quality Monitoring team is an integral part of ensuring the advice and guidance we give is suitable, compliant and of the highest possible quality.
About your role
The Quality Monitoring (QM) team are a front line team independent of but working closely with regulated supervisors to ensure that investment and pensions advice is suitable, compliant and of a high standard before any recommendation is sent to the client. QM is also an integral part of the FWM guidance function, making sure guidance provided to customers is accurate, consistent, compliant and of a high standard. The business looks to the QM function to provide useful and supportive feedback and MI to advisers, consultants, supervisors and team leaders to help individuals improve in their current role. The QM function is ideally placed to identify potential process and policy improvements, and to liaise with colleagues in the compliance team when appropriate.
About you
- Qualified to QCF Level 4 with the CII Regulated Diploma in Financial Planning or equivalent
- Excellent, up-to-date financial planning technical knowledge
- Previous file/compliance monitoring experience in a regulated environment, or experience as a regulated adviser or supervisor
- Excellent attention to detail
- Can work equally well on own initiative and as part of a team
- Good communication skills - the ability to give effective feedback to colleagues is essential
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