Compliance Analyst

2 weeks ago

Toronto, Canada TD Bank Full time

**Role Type**:
Internship/Co-op

**Work Term**:
Fall/Term 1

**Work Location**:
Toronto, Ontario, Canada

**Hours**:
37.5

**Pay Details**:
**DEPARTMENT OVERVIEW**
Co-op and Internship opportunities allow you to gain valuable work experience across a number of the businesses at TD. You will work with experienced colleagues, receive world class training, and be part of a community of students across TD, where you will have an impact, grow as individual and experience our culture of care.

Our **Co-op/Intern Programming **is offered with select Co-op and Internship roles and is designed to help you better understand the TD business, build on critical career capabilities, and broaden your professional network. This program is designed to complement your on-the job experience and features:

- Leadership talks with key Leaders from across the organization
- Lunch and Learns on topics such as Innovation
- Diversity and Inclusion and Personal Branding and so much more

The mandate of the TD Compliance Department is to foster a culture of integrity and compliance throughout The Toronto-Dominion Bank (TD) globally, to protect our brand and operate within our risk appetite and is designed to maintain confidence in TD by our customers, regulators, investors, and markets.

The scope of the Global Compliance Department's mandate is to provide second line of defense oversight over federal and provincial/state banking, securities and insurance laws, regulations, regulatory guidelines, voluntary codes and public commitments, the Code of Conduct and Ethics and Compliance policies related to TD's activities and practices with respect to regulation of business conduct, and market conduct.

More specifically, the Insurance Compliance function supports the TD Insurance businesses in Canada. TD Insurance includes two sectors: general insurance and life and health insurance.

Our mandate includes:

- Facilitate the management of regulatory risk by proactively advising the businesses on new and changed processes and initiatives.
- Create awareness of new regulations and legislation impacting the Direct Channels & Insurance, and identify compliance trends, regulatory priorities and emerging compliance risks.
- Conduct independent oversight and monitoring activities
- Employ an integrated approach across different Business Unit Compliance (BUC) groups and with key corporate partners such as Legal, Risk Management, Audit, Privacy, AML and Enterprise Protect (formerly TRM&S). will work with Oversight Functions and Risk Owners across TD.

**JOB DESCRIPTION**
- Reviewing changes to market and conduct rules impacting TD Insurance
- Reviewing and updating documents, including digitization of Compliance policies, procedures, and other materials
- Support opportunities to enhance innovation, workflow capabilities and implementation of modernization initiatives
- Research and prepare written materials including memos on emerging issues, trends and evolving regulatory landscape impacting TD Insurance
- Providing administrative support to Compliance teams, including filing, word processing, and maintaining, and providing information from various compliance-related information databases
- Assisting with other tasks/projects as assigned

**JOB REQUIREMENTS**

We’re proud to work with a group of diverse colleagues. If you have relevant experience that isn’t mentioned below, tell us about it in your resume or cover letter.
- Currently enrolled in an **undergraduate degree **in Law, Management, or related field
- Must be enrolled in an undergraduate degree with the intent of going back to school at the start of your work term (requirement of all co-op/intern positions)
- Ability to work independently, think critically and make decisions
- Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities
- Highly organized and flexible in prioritizing various work demands
- Able to work collaboratively and as part of a team
- Ability to build and maintain relationships that impact positively on the execution of deliverables
- Strong verbal and written communication skills

**ADDITIONAL INFORMATION**
- This position is a 4-month work term and will commence **September 3rd - December 20th 2024.**
- This posting has **two available positions.**
- Applications must include a transcript, cover letter (one letter-sized page or less) and a resume (maximum of 2 pages).
- TD requires employees to reside in the country where the role is located, irrespective of remote working arrangements

We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

**Colleague Development**

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, de

  • Compliance Analyst

    4 weeks ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Compliance Analyst/Officer

    3 weeks ago

    Toronto, Canada CB Canada Full time

    Compliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accordance with the Global Compliance Framework This includes ensuring that...

  • Compliance Analyst

    5 days ago

    Toronto, Canada eTeam Full time

    Job Title: Compliance Analyst 100% Remote @ Canada Duration: 06+ Months Pay Rate: CAD $35/hr Language Requirements: Must be fluent in English and French Duties: The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for...

  • Compliance Analyst

    6 days ago

    Toronto, Canada eTeam Full time

    Job Title: Compliance Analyst 100% Remote @ Canada Duration: 06+ Months Pay Rate: CAD $35/hr Language Requirements: Must be fluent in English and French Duties: The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for...

  • Compliance Analyst

    6 days ago

    Toronto, Canada eTeam Full time

    Job Title: Compliance Analyst 100% Remote @ Canada Duration: 06+ Months Pay Rate: CAD $35/hr Language Requirements: Must be fluent in English and French Duties: The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for...

  • Compliance Analyst

    6 days ago

    Toronto, Canada eTeam Full time

    Job Title: Compliance Analyst 100% Remote @ Canada Duration: 06+ Months Pay Rate: CAD $35/hrLanguage Requirements: Must be fluent in English and FrenchDuties: The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for...

  • Business Analyst

    2 weeks ago

    Toronto, Canada Motion Recruitment Full time

    One of the top banks in Canada is looking to add a Business Analyst with strong compliance experience to join their infrastructure and networks team to design solutions that align with their enterprise technology roadmap. You’ll work closely with business partners to deliver innovative solutions and an excellent client experience. In this role you’ll be...

  • Compliance Analyst

    3 weeks ago

    Toronto, Canada fasken Full time

    Who We Are Fasken is a leading international business law and litigation firm, and was recently voted one of Canada’s Best Employers for 2023. Our firm’s 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and Johannesburg And an office in the professional and retail district known as...

  • Analyst, Quality/Compliance

    2 weeks ago

    Toronto, ON, Canada Corpay Full time

    Corpay is currently looking to hire a Compliance KYC Analyst within our Legal Compliance division. You will report directly to the Compliance Director and regularly collaborate with the Credit, Sales & Financial Investigation Unit teams. As a Compliance KYC Analyst, you will be expected to work in a hybrid environment. Formal, hands-on training Perform...

  • Business Analyst

    2 weeks ago

    Old Toronto, Canada Motion Recruitment Partners LLC Full time

    One of the top banks in Canada is looking to add a Business Analyst with strong compliance experience to join their infrastructure and networks team to design solutions that align with their enterprise technology roadmap. You’ll work closely with business partners to deliver innovative solutions and an excellent client experience. In this role you’ll be...

  • Business Analyst

    2 weeks ago

    Toronto, ON, Canada Motion Recruitment Partners LLC Full time

    One of the top banks in Canada is looking to add a Business Analyst with strong compliance experience to join their infrastructure and networks team to design solutions that align with their enterprise technology roadmap. You’ll work closely with business partners to deliver innovative solutions and an excellent client experience. In this role you’ll be...

  • Business Analyst

    2 weeks ago

    Old Toronto, Canada Motion Recruitment Partners LLC Full time

    One of the top banks in Canada is looking to add a Business Analyst with strong compliance experience to join their infrastructure and networks team to design solutions that align with their enterprise technology roadmap. You’ll work closely with business partners to deliver innovative solutions and an excellent client experience. In this role you’ll be...

  • Business Analyst

    2 weeks ago

    Old Toronto, Canada Motion Recruitment Partners LLC Full time

    One of the top banks in Canada is looking to add a Business Analyst with strong compliance experience to join their infrastructure and networks team to design solutions that align with their enterprise technology roadmap. You’ll work closely with business partners to deliver innovative solutions and an excellent client experience. In this role you’ll be...

  • Senior Compliance Testing Analyst

    5 days ago

    Toronto, Canada Procom Full time

    Senior Compliance Testing Analyst - Operational Audit On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Compliance Testing Analyst - Operational Audit. Senior Compliance Testing Analyst - Operational Audit - Job DescriptionReporting to the Senior Manager of the ETC - Compliance Testing Team, the Senior Compliance Testing Analyst...

  • Senior Compliance Testing Analyst

    4 days ago

    Toronto, Canada Procom Full time

    Senior Compliance Testing Analyst - Operational Audit On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Compliance Testing Analyst - Operational Audit. Senior Compliance Testing Analyst - Operational Audit - Job DescriptionReporting to the Senior Manager of the ETC – Compliance Testing Team, the Senior Compliance Testing Analyst...

  • Senior Compliance Testing Analyst

    4 days ago

    Toronto, Canada Procom Full time

    Senior Compliance Testing Analyst - Operational Audit On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Compliance Testing Analyst - Operational Audit. Senior Compliance Testing Analyst - Operational Audit - Job DescriptionReporting to the Senior Manager of the ETC – Compliance Testing Team, the Senior Compliance Testing Analyst...

  • Compliance KYC Analyst

    1 week ago

    Toronto, Canada Corpay Full time

    Corpay is currently looking to hire a Compliance KYC Analyst within our Legal Compliance division. This position falls under our Corpay Cross Border line of business and is located in Toronto ON. You will report directly to the Compliance Director and regularly collaborate with the Credit, Sales & Financial Investigation Unit teams. How We Work As a...

  • Compliance KYC Analyst

    5 days ago

    Toronto, Ontario, Canada Corpay Full time

    Corpay is currently looking to hire a Compliance KYC Analyst within our Legal Compliance division. This position falls under our Corpay Cross Border line of business and is located in Toronto ON. You will report directly to the Compliance Director and regularly collaborate with the Credit, Sales & Financial Investigation Unit teams. How We Work As a...

  • Business Analyst

    2 weeks ago

    Toronto, ON, Canada Motion Recruitment Full time

    One of the top banks in Canada is looking to add a Business Analyst with strong compliance experience to join their infrastructure and networks team to design solutions that align with their enterprise technology roadmap. You'll work closely with business partners to deliver innovative solutions and an excellent client experience. In this role...

  • Business Analyst

    2 weeks ago

    Old Toronto, Canada Motion Recruitment Full time

    One of the top banks in Canada is looking to add a Business Analyst with strong compliance experience to join their infrastructure and networks team to design solutions that align with their enterprise technology roadmap. You'll work closely with business partners to deliver innovative solutions and an excellent client experience.In this role you'll be...