Compliance Officer

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

**Job Details** **WHAT WILL BE YOUR DAY-TO-DAY?** Your responsibilities include, but are not limited to the following: - Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution; - Participate with the testing and implementation of...

**Responsibilities**: **Division Description**: The Société Générale Americas Compliance Department monitors the corporate banking, investment banking and broker-dealer activities and reports on the compliance risks and issues to Société Générale Americas and Group Compliance Senior Management. The Société Générale Americas Compliance Department...

Novipro is looking for a **Compliance Officer**. This is a **12 month** mandate for one of our well-known clients in the **banking** industry. This mandate is in **hybrid mode**, a minimum of 2 days in the office in downtown Montreal. Are you interested? **Missions****: **KYC advisory processes**: - Review, analyze, and approve KYC files of higher risk...

Compliance Officer Contribution to MEDLOG CANADA MEDLOG is a one-stop shop for global inland solutions. We dedicate ourselves daily to be the most customer centric, reliable and resourceful logistics and supply chain provider, engaged in providing customizable logistics solutions in order to help our customers get their goods to market rapidly and, in a...

**Responsibilities**: Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform “The...

**Job Overview** We are seeking a detail-oriented and experienced Compliance Officer to support compliance activities at MEDLOG. **Key Accountabilities** **1. Regulatory Compliance**: - Monitor and ensure the organization’s compliance with applicable laws, regulations, and standards. - Keep up to date with regulatory developments and industry standards,...

**Poste et missions**: At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations....

Position: Anti-Money Laundering Compliance Officer ("AMLCO") Location: Montreal, Canada The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a...

Compliance/Permanent/Fluent_ - in French required_ - /Work from home or hybrid/Quebec, Montréal/Desired start date: As soon as possible_ Under the responsibility of the Manager of Managed Accounts Supervision Team, the incumbent must be licensed or working towards becoming an IIROC supervisor and have a good knowledge of IIROC policies and...

**Responsibilities**: The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE JOB**: Société...

Job description BluMetric Environmental Inc. has a challenge that we want you to solve. We are looking for a bright, energetic, and knowledgeable COVID-19 Compliance Officer and/or COVID-19 Safety Observer to provide consulting support for one of our clients in the film and TV production industry (in compliance with applicable industry and provincial...

**Position**:Anti-Money Laundering (“AML”) Compliance Officer - Compliance Services **Location**:Montreal, Canada The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equity firms and international corporations. Our distinction flows from our carefully curated...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**WHO WE ARE** As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international...

**The compliance officer’s primary responsibilities include**: - Adhering to regulatory reporting guidelines and filing deadlines - Compliance monitoring: leading ongoing monitoring and oversight of relevant obligations to ensure compliance and reporting responsibilities - Maintaining, and updating KYC and AML policies and procedures and the company’s...

Partenaire technologique des grandes entreprises depuis 1979, le Groupe SII est au cœur de l'économie de l'innovation avec 10 000 collaborateurs, une présence internationale dans 20 pays, et un chiffre d’affaires supérieur à 520 millions de dollars canadiens. SII Canada, installée à Montréal et Toronto, a pour objectif d'apporter des solutions à...

**Richter Montreal Office** **Overview** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business...

Please submit a cover letter AND resume to be considered for this role._ - Have 1-3 years of experience working in Healthcare Fraud and Abuse compliance or similar operational roles in a life sciences company - Possess a Bachelors degree in the life sciences, management, legal or other relevant disciplines - Show an interest in a longer-term relationship -...

**Richter Office: Montreal** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business owners find...