Compliance Analyst

4 weeks ago

Canada The Co-operators Full time

**Position Overview**:
**Company**:CGL

**Number of Positions**: 1

**Language**: This role operates in English.

**Work Model**:Remote-based

**Alternate Title**: n/a

**Additional Information**:
The work location for this role is flexible within Canada. You will work remotely as part of a virtual team.

The Opportunity:
We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on this strategy. That’s why we prioritize our people, to ensure we provide a strong culture and development opportunities which enables our team to thrive and to live our purpose. The best part is that you will work with people that care passionately about you, our clients, and our communities.

As the Compliance Analyst you will support the execution of the Compliance Monitoring and Testing program. You will build partnerships across the organization to strategically identify, monitor and test regulatory controls, including presenting findings and recommendations to ensure compliance objectives are met. You enjoy working independently, while contributing to the Team’s overall successful implementation of goals and objectives.

**How you will create impact**:

- Planning, leading and executing mutual fund and insurance distribution reviews and investigations, writing comprehensive reports, and escalating issues to senior management
- Contributing to the monitoring and testing program and framework for all regulatory requirements.
- Supporting the creation of procedural documentation and ensuring monitoring and testing controls are recorded and maintained in a central repository.
- Monitoring compliance activities to identifying gaps, proactively engage with business partners to ensure issues are addressed and escalate any significant breaches.
- Collaborating with business partners to plan and ensure effective implementation of regulatory requirement solutions.
- Training and coaching stakeholder teams to solicit and document monitoring and testing requirements, identify business process issues and risks, and investigate and recommend solutions.

**How you will succeed**:

- You have an innovative mindset to improve operational efficiencies and ability to influence change, with a primary focus on client needs.
- You use critical thinking skills to validate assumptions, evaluate arguments, draw conclusions, recognize trends and proactively propose solutions.
- You have strong communication skills to clearly convey messages and explore diverse points of view.
- You build trusting relationships and provide guidance to support the development of colleagues.

**To join our team**:

- You have three years of mutual fund and/or compliance experience, including two years of experience in audit or a related field.
- You have a post-secondary degree in a related discipline.
- You have completed the applicable securities course(s), including the Canadian Securities Course (CSC), Canadian Investment Funds Course (CIFC), Branch Managers Course (BM), Branch Compliance Officer Course (BCO) or equivalent.
- You have strong knowledge of relevant national instruments, including the Mutual Funds Dealer Association of Canada (MFDA) requirements and related regulations.

**What to expect**:

- You will travel regularly.
- Detail oriented work that requires a high degree of mental concentration for extended periods of time.

**What's in it for you?**:

- Training and development opportunities to grow your career.
- Flexible work options and paid time off to support your personal and family needs.
- A holistic approach to your well-being, with physical and mental health programs and a supportive workplace culture.
- Paid volunteer days to give back to your community.
- A comprehensive total rewards package, including competitive salary, bonus, pension and benefits.

**Interested in applying?**:
Co-operators is focused on fostering an inclusive, equitable and accessible work environment and we encourage individuals from all identity groups to apply. If you require an accommodation during the recruitment process, please contact the hiring manager.

  • Compliance Analyst

    1 week ago

    Canada eTeam Full time

    Job Title: Compliance Analyst100% Remote @ CanadaDuration: 06+ MonthsPay Rate: CAD $35/hrLanguage Requirements: Must be fluent in English and FrenchDuties:The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for production...

  • Compliance Analyst

    1 week ago

    Canada eTeam Full time

    Job Title: Compliance Analyst100% Remote @ CanadaDuration: 06+ MonthsPay Rate: CAD $35/hrLanguage Requirements: Must be fluent in English and FrenchDuties:The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for production...

  • Compliance Analyst

    7 days ago

    Canada eTeam Full time

    Job Title: Compliance Analyst 100% Remote @ Canada Duration: 06+ Months Pay Rate: CAD $35/hr Language Requirements: Must be fluent in English and French Duties: The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for...

  • Compliance Analyst

    1 week ago

    Canada, CA eTeam Full time

    Job Title: Compliance Analyst100% Remote @ CanadaDuration: 06+ MonthsPay Rate: CAD $35/hrLanguage Requirements: Must be fluent in English and FrenchDuties:The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for production...

  • Compliance Analyst

    1 week ago

    Canada eTeam Full time

    Job Title: Compliance Analyst 100% Remote @ Canada Duration: 06+ Months Pay Rate: CAD $35/hr Language Requirements: Must be fluent in English and French Duties: The Global Complaints team is divided into three units, namely Consumer Complaints, Regulatory Complaints and Litigation Support. Each unit is made up of L2 complaints analysts responsible for...

  • Fraud Analyst

    5 days ago

    Canada, CA Insight Global Full time

    Bilingual Fraud AnalystRequired Skills and Experience *- Candidate will have a minimum of 2-4 years of analyst experience in Financial Services (Risk Management, Fraud Management, Credit, Client Service, Business Process Improvement). - Experience in synthesizing complex information to make client-related recommendations. - Monitors and analyzes various...

  • Lead, Tax Compliance

    1 week ago

    Canada H&R Block Canada Full time

    Lead, Tax Compliance & SoftwareFor over 60 years, H&R Block has prepared taxes for millions of Canadians annually. Headquartered in Calgary, Alberta, we serve taxpayers in more than 1,000+ offices, through our upload from home service, and online with our DIY tax software. Our dedicated team of Tax Experts use the latest in electronic processing and filing...

  • Lead, Tax Compliance

    1 week ago

    Canada H&R Block Canada Full time

    Lead, Tax Compliance & SoftwareFor over 60 years, H&R Block has prepared taxes for millions of Canadians annually. Headquartered in Calgary, Alberta, we serve taxpayers in more than 1,000+ offices, through our upload from home service, and online with our DIY tax software. Our dedicated team of Tax Experts use the latest in electronic processing and filing...

  • Lead, Tax Compliance

    1 week ago

    Canada H&R Block Canada Full time

    Lead, Tax Compliance & Software For over 60 years, H&R Block has prepared taxes for millions of Canadians annually. Headquartered in Calgary, Alberta, we serve taxpayers in more than 1,000+ offices, through our upload from home service, and online with our DIY tax software. Our dedicated team of Tax Experts use the latest in electronic processing and filing...

  • Fraud Analyst

    4 days ago

    Canada Insight Global Full time

    Bilingual Fraud AnalystRequired Skills and Experience *- Candidate will have a minimum of 2-4 years of analyst experience in Financial Services (Risk Management, Fraud Management, Credit, Client Service, Business Process Improvement). - Experience in synthesizing complex information to make client-related recommendations. - Monitors and analyzes various...

  • IT Cybersecurity Analyst

    2 days ago

    Canada Johnson Electric Group Full time

    Johnson Electric (formerly Stackpole) is excited to announce we are now recruiting for a IT Cybersecurity Analyst in our Canada market. As a Level-2 Security Operations Analyst, you will play a crucial role in ensuring the security and compliance of Johnson Electric’s critical assets and networks. Your responsibilities include: Partner with a...

  • Privacy Analyst

    2 days ago

    Canada Altis Recruitment Full time

    Altis Recruitment is grateful to partner with an organization within the Broader Public Sector to support the recruitment of a Privacy Practice Analyst for our client in the non profit industry. This is a fulltime permanent position offering a hybrid working model located in Vancouver.The Privacy Practice Analyst reports to the Manager of Information...

  • Security Analyst

    2 weeks ago

    Canada LNine Consulting Full time

    We are seeking a seasoned Security Analyst with expertise in the Canadian federal government's Authorization to Operate (ATO) process and a comprehensive understanding of multi-cloud environments, specifically Google Cloud. The ideal candidate will be adept at navigating complex security landscapes and ensuring compliance with stringent...

  • Privacy Analyst

    3 days ago

    Canada, CA Altis Recruitment Full time

    Altis Recruitment is grateful to partner with an organization within the Broader Public Sector to support the recruitment of a Privacy Practice Analyst for our client in the non profit industry. This is a fulltime permanent position offering a hybrid working model located in Vancouver.The Privacy Practice Analyst reports to the Manager of Information...

  • Security Analyst

    2 weeks ago

    Canada LNine Consulting Full time

    We are seeking a seasoned Security Analyst with expertise in the Canadian federal government's Authorization to Operate (ATO) process and a comprehensive understanding of multi-cloud environments, specifically Google Cloud. The ideal candidate will be adept at navigating complex security landscapes and ensuring compliance with stringent...

  • Security Analyst

    2 weeks ago

    Canada LNine Consulting Full time

    We are seeking a seasoned Security Analyst with expertise in the Canadian federal government's Authorization to Operate (ATO) process and a comprehensive understanding of multi-cloud environments, specifically Google Cloud. The ideal candidate will be adept at navigating complex security landscapes and ensuring compliance with stringent standards....

  • Security Analyst

    2 weeks ago

    Canada LNine Consulting Full time

    We are seeking a seasoned Security Analyst with expertise in the Canadian federal government's Authorization to Operate (ATO) process and a comprehensive understanding of multi-cloud environments, specifically Google Cloud. The ideal candidate will be adept at navigating complex security landscapes and ensuring compliance with stringent...

  • Corporate Credit Risk Analyst

    7 days ago

    Canada Société Générale Full time

    **Responsibilities**: **ABOUT THE JOB**: Within the Credit Management Group (“CRE”), the Credit Analyst will work under the supervision of a Director - Senior Credit Analyst and will be part of a team responsible for managing a portfolio comprised of large US corporates as well as subsidiaries of non-US groups in diverse industries. The Credit Analyst...

  • Procurement Analyst

    5 days ago

    Canada, CA Manpower Alberta Full time

    Procurement Analyst, Conventional OperationsOverviewReporting to the Manager, SCM Conventional Operations the Procurement Analyst supports the establishment of cost-effective supply of materials through the use of market exercises and negotiations. This role will be primarily involved with supporting procurement requirements within Maintenance, Operations,...

  • Actuarial Analyst Iii

    7 days ago

    Canada TD Bank Full time

    426108BR Insurance Montreal, QC Toronto, ON November 27, 2023 Hours 35 Workplace Model Hybrid Pay Details Department Overview TD Insurance is part of TD Bank Group, one of Canada’s largest financial institutions. TD Insurance helps protect clients from the ‘accidents of life’ with a wide range of products including credit protection, life,...