SLGI Compliance Manager

Join to apply for the SLGI Compliance Manager role at Sun Life. You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues – experts in their fields – who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients – who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world. About the role The SLGI Compliance Manager reports to the Director and Deputy Chief Compliance Officer and will join a motivated, results‑oriented and dynamic Compliance team. In this role, you’ll support the second line of defense compliance function to ensure all business activities for SLGI Asset Management Inc. (SLGI), registered as an Investment Fund Manager, Portfolio Manager and Exempt Market Dealer meet all governing regulatory requirements and internal policies. What will you do? Assist with the administration of the Independent Review Committee (IRC) and required reporting, including collecting and reviewing supporting information from various functional groups, drafting reporting materials for the IRC’s review, and helping coordinate IRC meetings. Administer Personal Trading Program activities such as onboarding and training Access Persons, monitoring pre‑clearance requests and brokerage account statement review, preparing quarterly reports and addressing system‑related inquiries. Manage SLGI’s Compliance Training Program, developing and updating content, preparing communications for employees, tracking completion and attestations, preparing reports, evaluating training platforms, and recommending process improvements. Support and coordinate compliance responses to due‑diligence questionnaires, requests for information, compliance certificates and AML reporting requirements. Contribute to the optimization of compliance processes by investigating, recommending and implementing digital enhancements that increase efficiency within the compliance program. Participate in updating compliance policy updates and maintaining the Compliance Manual. Maintain and enhance SLGI Compliance SharePoint sites (internal and employee‑facing). Document updates to operating procedures for various compliance programs. Serve as a backup to the Director of Compliance and other compliance team members and assist in other duties as assigned. What do you need to succeed? 7+ years of compliance experience working in the securities industry for an Investment Fund Manager, Portfolio Manager and/or Exempt Market Dealer. Post‑secondary education required. Exceptional interpersonal skills and the ability to negotiate at all levels of the organization. Fluent communication and business writing skills in English are required. Proficient in Microsoft applications with advanced Excel skills (including Pivot Tables and V‑lookups). Experience maintaining and updating SharePoint. Robust strategic thinking and problem‑solving skills with the ability to identify key messages, trends and process improvements. Ability to work independently as well as in a team and manage multiple priorities and timelines. Preferred Skills (CSC) and Conduct and Practices Handbook Course (CPH). What's in it for you? Hybrid work environment A friendly, collaborative, and inclusive culture 20 vacation days per year Flexible Benefits from the day you join to meet the needs of you and your family Pension, stock and savings programs to help build and enhance your future financial security The opportunity to move along a variety of career paths with amazing networking potential Access to our Global Learning Centre, available 24/7 for your learning needs Wellness programs that support the three pillars of your health – mental, physical and financial Recent Awards Best Workplaces in Canada 2022, 2023, 2024 and 2025 by Great Place to Work® Canada Best Workplaces for Hybrid Work 2022 by Great Place to Work® Best Workplaces for Professional Development in Canada 2022 by Great Place to Work® Best Places to Work by Glassdoor 2021 and 2023 Job Details Posting End Date: 04/01/2026 Seniority Level: Not Applicable Employment Type: Full‑time Job Function: Legal Industry: Financial Services and Insurance Job Category: Compliance Salary Range: 80,000 – 128,000 Base Pay Range: 80,000 – 128,000 (depending on location and other factors) Referrals increase your chances of interviewing at Sun Life by 2x. Diversity and inclusion have always been at the core of our values at Sun Life. A diverse workforce with wide perspectives and creative ideas benefits our Clients, the communities where we operate and all of us as colleagues. We welcome applications from qualified individuals from all backgrounds. Persons with disabilities who need accommodation in the application process, or those needing job postings in an alternative format, may e‑mail a request to thebrightside@sunlife.com. We are proud to be a hybrid organization that offers our employees the choice and flexibility to work from both the office and virtually based on the needs of the business, our Clients and you Several work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs. We thank all applicants for showing an interest in this position. Only those selected for an interview will be contacted. #J-18808-Ljbffr