Chief Compliance Officer
2 months ago
HUB Capital
At HUB Capital, we pride ourselves on fostering an environment dedicated to professional growth and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions, empowering our clients across Canada to achieve their long-term goals through our network of independent financial advisors. li>Customizable flexible benefits options for you and your family
Comprehensive tuition financing and career-related training and development Work-life balance through flexible scheduling and hours HUB Cares: as a company that gives back and is active in the community As the Chief Compliance Officer (CCO) at HUB Capital, a mutual fund dealer level member of the Canadian Investment Regulatory Organization, you’ll play a key role in ensuring our organization operates and is positioned for growth within the boundaries of regulatory requirements and industry standards. You will provide strategic leadership to the HUB Management team and be responsible for HUB’s compliance program across Canada, overseeing risk management, policies, procedures, regulatory reporting, examinations, investigations and, directly guide the National Compliance Team. Your responsibilities will encompass all aspects of compliance and require a deep understanding of financial products, strategies, regulations, and industry best practices.This individual will come with a proven track record of leadership in compliance, who can seamlessly navigate the intricacies of industry-specific regulations. Ethical integrity is crucial, and a commitment to upholding the highest standards of compliance is a must.We value strong analytical skills, industry experience, the ability to assess compliance risks comprehensively and find innovative solutions. Adaptability is vital, given the ever-evolving regulatory landscape, and meticulous attention to detail ensures that our national compliance programs are robust and effective. p> National Compliance Team Management: Ensure the Compliance Team is appropriately resourced to meet its Tier 1, Tier 2, audit, risk management and other regulatory responsibilities.Create and communicate corporate policies and procedures to the National Compliance Team and the firm’s management and advisors. Regulatory Affairs Management: Manage regulatory affairs across Canada, staying current with and ensuring compliance with applicable legislations, regulations, and policies.Provide all required reporting to regulatory bodies.Maintain key regulatory relationships and participate in industry focused groups and initiatives. Strategic Leadership and Compliance Oversight: Provide strategic leadership regarding all compliance issues and risk management.Implement corporate policies and procedures, ensuring their adherence across Canada.Oversee the resolution of client complaints and advisor inquiries, including appropriate responses to regulatory bodies and OBSI.Serve as the primary point of escalation for managing client complaints and advisor inquiries.Report to the HUB Capital Board of Directors on all compliance matters on a quarterly basis.Keep current, understand, and comply with good business practices, ethical standards, and applicable legislation, regulations, and policies.Previous experience in a Chief Compliance Officer (CCO) or similar role with a proven track record of successful leadership in Canadian investment related regulatory compliance.A university degree in finance, business administration, or a related discipline is preferred.Chief Compliance Officer proficiency and related experience is required.Experience with the Canadian Investments Regulatory Organization (CIRO) specific to mutual fund dealer member operations is required.Experience with the Investment Industry Regulatory Organization of Canada (IIROC) is an asset.Bilingual or some working knowledge of French is preferred.Minimum 10 years’ experience in an industry related compliance capacity. About HUB International:Headquartered in Chicago, Illinois, Hub International Limited is a leading full-service global insurance broker and financial services firm providing risk management, insurance, employee benefits, retirement and wealth management products and services. With more than 19,000 employees in offices located throughout North America, HUB’s vast network of specialists brings clarity to a changing world with tailored solutions and unrelenting advocacy, so clients are ready for tomorrow.
Through our dedication to excellence and innovation, we are proud to have achieved the remarkable distinction of ranking 5th largest insurance brokerage worldwide We're not just an insurance broker, we bring clarity to a changing world with tailored solutions and unrelenting advocacy.If you’re interested in learning how you can grow your career at HUB, visit our Careers Page to explore our opportunities.-
Chief Compliance Officer
2 months ago
Calgary, Canada HUB International Full timeChief Compliance Officer HUB Capital Canada At HUB Capital, we pride ourselves on fostering an environment dedicated to professional growth and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions, empowering our clients across Canada to achieve their long-term goals through our network of...
-
Chief Compliance Officer
9 hours ago
Calgary, Canada ThorekScott and Partners Full timeYour Partners in Recruitment!Thorek/Scott and Partners (TSP) has been connecting accomplished organizations with talented individuals for almost four decades. At TSP, our track record of successfully completing challenging searches across the professional spectrum has earned us an exceptional reputation at the forefront of the recruitment industry. Our...
-
Chief Compliance Officer
3 hours ago
Calgary, Canada ThorekScott and Partners Full timeYour Partners in Recruitment!Thorek/Scott and Partners (TSP) has been connecting accomplished organizations with talented individuals for almost four decades. At TSP, our track record of successfully completing challenging searches across the professional spectrum has earned us an exceptional reputation at the forefront of the recruitment industry. Our...
-
Chief Compliance Officer
60 minutes ago
Calgary, Canada ThorekScott and Partners Full timeYour Partners in Recruitment! Thorek/Scott and Partners (TSP) has been connecting accomplished organizations with talented individuals for almost four decades. At TSP, our track record of successfully completing challenging searches across the professional spectrum has earned us an exceptional reputation at the forefront of the recruitment industry. Our...
-
Chief Financial Officer
2 months ago
Calgary, Canada Finlink Group Full time**Chief Financial Officer**: The Chief Financial Officer (CFO) is responsible for the overall financial management of the organization. The CFO reports directly to the CEO and is responsible for developing and implementing financial strategies that support the organization's goals. The CFO also oversees the accounting, budgeting, and financial reporting...
-
Chief Operating Officer
7 months ago
Calgary, Canada Partnership for Talent Full timePartnership for Talent is supporting the recruitment of a Chief Operating Officer to join the leadership team for a pioneering chemical and materials manufacturing startup on a mission to change the trajectory of our planet’s future and foster a circular economy where waste and emissions are utilized as untapped resources. As Chief Operating Officer you...
-
Compliance Officer
1 day ago
Calgary, Canada Digital Commerce Bank Full timeDigital Commerce Bank, a private Canadian Schedule 1 Bank, is seeking a Compliance Officer to join its Compliance team. The position will be based in Calgary, AB and will be reporting directly to the Chief Anti-Money Laundering Officer. The ideal incumbent is one who is highly motivated, accomplishes tasks accurately, effectively, and with mínimal...
-
Chief Financial Officer
4 weeks ago
Calgary, Canada Unison For Generations 50+ Full timeUnison at Kerby Centre is a non-profit organization located in the west end of downtown Calgary. Dedicated to enhancing life for older Calgarians, Kerby Centre offers an exciting opportunity to engage in meaningful community development and build a career in the charitable sector. Position: Chief Finance Officer Terms of Employment: Full-time,...
-
Chief People Officer
3 weeks ago
Calgary, Alberta, Canada JRoss Retail Recruiters Full time**About Us** JRoss Retail Recruiters is a leading cannabis retailer with operations across Canada. We're driven by passion, diligence, and achievement, and we're consistently recognized among Canada's Top Growing Companies.**Job Title:** Chief People Officer**Location:** Canada**Salary:** $120,000 - $180,000 per year**Job Description:As our Chief People...
-
Chief of Staff to The Chief Administrative Officer
4 months ago
Calgary, Canada City of Calgary Full timeIf you are committed to public service, enjoy collaborating with others, share our values and have a desire to learn and grow, join The City of Calgary. City employees deliver the services, run the programs and operate the facilities which make a difference in our community. We support work-life balance, promote physical and psychological safety, and offer...
-
Chief Financial Officer
3 weeks ago
Calgary, Canada Finlink Group Full timeThe Chief Financial Officer (CFO) is responsible for the overall financial management of the organization. The CFO reports directly to the CEO and is responsible for developing and implementing financial strategies that support the organization's goals. The CFO also oversees the accounting, budgeting, and financial reporting functions.Responsibilities...
-
Chief Financial Officer
3 weeks ago
Calgary, Canada Finlink Group Full timeThe Chief Financial Officer (CFO) is responsible for the overall financial management of the organization. The CFO reports directly to the CEO and is responsible for developing and implementing financial strategies that support the organization's goals. The CFO also oversees the accounting, budgeting, and financial reporting functions.Responsibilities...
-
Chief Operating Officer
3 months ago
Calgary, Canada TalentSphere Staffing Solutions Full timeGrand Prairie AlbertaChief Operating Officer$200,000.00 plus annual bonusHealth benefitsCompany vehicle plus fuel cardRelocationOur client, an established commercial Electrical contractor, is ready to expand their operations. They have an aggressive vision which, once achieved, will see them grow from one to several branches, further establishing them as...
-
Chief Technology Officer
13 hours ago
Calgary, Alberta, Canada Blackops Logistics Full timeWe are seeking a highly skilled Chief Technology Officer to join our team at Blackops Logistics.Job SummaryThe Chief Technology Officer will be responsible for leading the development and implementation of our technology strategy, ensuring that our systems and processes are efficient and effective.About UsBlackops Logistics is a leading provider of logistics...
-
Chief Financial Disclosure Officer
2 weeks ago
Calgary, Alberta, Canada Disability Solutions Full timeJob Overview: We are Disability Solutions, a forward-thinking company with a strong presence in North America. Our mission is to provide innovative opportunities for growth and stability in a diverse work environment. The Chief Financial Disclosure Officer will play a pivotal role in our financial reporting and compliance efforts. This individual will be...
-
Chief Commercial Officer
1 month ago
Calgary, Canada McBride Career Group Inc. Full timeJob Title: Chief Commercial Officer Employer: Portage Energy Industry: Sustainable Aviation Fuel Production Business Address: Suite 520, 330 5th Ave SW Calgary, AB T2P 0L4 Job Location: · Based at Suite 520, 330 5th Ave SW, Calgary, AB T2P 0L4 (Office, on-site) · Occasional short trips to Vancouver, Winnipeg, and international locations may be required. ·...
-
Chief Commercial Officer
1 month ago
Calgary, Canada McBride Career Group Inc. Full timeJob Title: Chief Commercial Officer Employer: Portage Energy Industry: Sustainable Aviation Fuel Production Business Address: Suite 520, 330 5th Ave SW Calgary, AB T2P 0L4 Job Location: · Based at Suite 520, 330 5th Ave SW, Calgary, AB T2P 0L4 (Office, on-site) · Occasional short trips to Vancouver, Winnipeg, and international locations may be required. ·...
-
Chief Information Officer
3 months ago
Calgary, Canada Neo Financial Full time**_Come Build a Better Financial Future for all Canadians_** At Neo, we’re building a more rewarding financial experience for all Canadians. Life at a rapidly expanding tech startup is demanding, exhilarating, and not for everyone. From world-class creative minds to brilliant engineers, it's high-performing people that make Neo a workplace with passion...
-
Chief Costuming Officer
3 weeks ago
Calgary, Alberta, Canada Oceanhondabrockton Full timeOceanhondabrockton is seeking a highly skilled and experienced Chief Costuming Officer to join its team.The ideal candidate will have a strong background in textile arts and design, with excellent collaboration and leadership skills.Responsibilities will include sourcing and building all costume items needed for productions, working closely with the...
-
Chief Financial Officer
4 months ago
Calgary, Canada HumanEdge Global Full timeAbout the Organization – XORTX Therapeutics Inc.XORTX Therapeutics Inc. (“XORTX”) is a pharmaceutical company with two clinically advanced products in development: 1) our lead, XRx-008 program for ADPKD; and 2) our secondary program in XRx-101 for acute kidney and other acute organ injury associated with Coronavirus / COVID-19 infection. In addition,...