Compliance Officer

4 days ago

Calgary, Canada Digital Commerce Bank Full time

Digital Commerce Bank, a private Canadian Schedule 1 Bank, is seeking a Compliance Officer to join its Compliance team. The position will be based in Calgary, AB and will be reporting directly to the Chief Anti-Money Laundering Officer. The ideal incumbent is one who is highly motivated, accomplishes tasks accurately, effectively, and with mínimal supervision.

Education, Experience and Skills:

- Experience with Anti-Money Laundering and Know Your Client programs
- Client records management, client due diligence, enhanced due diligence,
transaction monitoring, name screening, and AML investigations
- Advanced Microsoft Office skills
- 2 years of relevant AML experience
- Post-secondary education

Key Responsibilities:

- Help build and work with the business to embed compliance standards,
procedures, and champion a strong compliance culture through the business
- Perform on-going client monitoring and periodic reviews
- Adhere to the Bank’s policies, procedures, and internal controls
- Help maintain compliance processes and procedures to ensure the business is
aligned to regulatory bodies
- Maintain an understanding of Proceeds of Crime (Money Laundering) and Terrorist
Financing Act, its regulations, and regulatory guidance published by FINTRAC
- Ensure FINTRAC reports (EFTRs, STRs, TPRs, etc.) are submitted accurately and
abide by all regulatory deadlines
- Review and action transaction monitoring alerts to determine if any unusual,
suspicious, or suspected fraudulent activity is occurring
- Investigate entities monthly statements through manual transaction monitoring
techniques when required to determine if the client’s transactions are in-line with
the intended use of the account
- Able to determine if an STR is required and if so, file on FWR accordingly
- Assist with audits/exams as required
- Help respond to all production orders and third-party requests received
- Other duties as assigned
- Provide similar support to Bitvo Inc. and Pateno Inc when required

Core Competencies:

- Good written and oral communications skills
- Highly effective interpersonal skills
- Proven analytical, research, investigative, and reporting skills
- Organizational skills to manage conflicting priorities
- Ability to exercise great judgment and use critical thinking skills to resolve matters
effectively
- Strong attention to detail
- Highly motivated and results oriented, with a bias for action and with a sense of
urgency
- Flexible and adaptable to work in a very fast paced environment
- Uphold the company’s values of integrity, innovation, accountability, and teamwork
- Ability to work independently and in a team environment

DCBank is a privately held Canadian Schedule 1 Bank, providing unique financial service products and accounts to corporations and individuals. DCBank is regulated by the Office of the Superintendent of Financial Institutions (OSFI) and is a member of the Canadian Deposit Insurance Corporation (CDIC), the Canadian Payments Association, Interac Association, and MasterCard International Inc., with a wide array of product offerings for corporate and individual clients.

Become part of a team of top professionals poised for significant growth and receive a competitive compensation package including benefits and a company matched RRSP plan, as well as an employee assistance program.

DC Bank is an equal opportunity employer.

**Job Types**: Full-time, Permanent

**Benefits**:

- Company events
- Dental care
- Life insurance
- RRSP match
- Vision care

Flexible Language Requirement:

- French not required

Schedule:

- 8 hour shift
- Monday to Friday

Supplemental pay types:

- Bonus pay

Ability to commute/relocate:

- Calgary, AB: reliably commute or plan to relocate before starting work (preferred)

Work Location: In person

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