Senior Advisor Compliance Trade Surveillance

A career as a Senior Trade Surveillance Advisor, Swaps in our Compliance Trade Surveillance team at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC. This job allows you to have a positive impact on the organization a

**Responsibilities**: The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE JOB**: Société...

As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your

Bilingual Tier 2 Compliance officer page is loaded Bilingual Tier 2 Compliance officer Apply locations Montreal, Quebec time type Full time posted on Posted Yesterday job requisition id JR00096997 You are as unique as your background, experience and point of view. You'll work with dynamic colleagues - experts in their fields - who are eager to share...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Company Description Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Ethnic Minority, and the Previously Incarcerated. If you identify with any of the following...

Get privileged access to a selection of available positions and candidates (FILLED) SENIOR COMPLIANCE AND RISK MANAGEMENT ADVISOR Please note that this position is now filled. Talinko has a new job posting available! We are looking for a Senior compliance and Risk Management Advisor. Other Activity sector Supervisory experience No...

As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your knowledge of wealth management and investment products....

As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your knowledge of wealth management and investment products....

Montreal- OperationsFull Time- 27203- 12 June 2024**Laurentian Bank. Seeing beyond numbers** **Seeing beyond numbers** At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team, to...

A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. Your job: - Analyze and authorize documentation, new accounts,...

Montreal- Business developmentFull Time- 26591- 11 August 2023**Laurentian Bank. Seeing beyond numbers** **Building a better and different financial institution** Financial Benefits Working Environment Commuting and Travelling Food and Drinks Nice to have Financial Benefits Pension plan Group Insurance Stock purchase program Mortgage, Line of...

At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should...

**Responsibilities**: **RESPONSIBILITIES** **Division Description** Société Générale’s Capital Market Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations. CMS consists of...

Senior Compliance Officer GLENCORE – Group Compliance Greater Montreal Region Glencore, a major global commodity trading and mining company, is seeking a highly skilled and experienced Senior Compliance Officer to join our team in Montreal, Quebec. The Senior Compliance Officer will be responsible for overseeing and ensuring the companys...

**Responsibilities**: The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE JOB**: Société...

Analyst, Institutional Client Experience - Bilingual page is loaded Analyst, Institutional Client Experience - Bilingual Apply locations Montréal, QC time type Full time posted on Posted 2 Days Ago job requisition id 2405317 We’re building a relationship-oriented bank for the modern world. The Institutional Asset Management team works closely with...

**Position Title: Trading Conduct Compliance Examiner (Bilingual)** **Department: Trading Conduct Compliance** **Region: Montreal** **Status: Permanent Full-time (Hybrid)** New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA, is a pan-Canadian organization that oversees all investment dealers and trading activity in marketplaces...

**Position Title: Manager, Trading Conduct Compliance (ID) - Bilingual** **Department: Trading Conduct Compliance** **Location: Montreal, Toronto, Calgary or Vancouver** **Status: Permanent Full-time (Hybrid)** The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role of Trading Conduct...

**Responsibilities**: Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform “The...