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Consultant, Regulatory Compliance Management

4 months ago

Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

Consultant, Regulatory Compliance Management & Strategic Initiatives page is loaded Consultant, Regulatory Compliance Management & Strategic Initiatives Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2410339

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What you’ll be doing

As a Consultant, Regulatory Compliance Management & Strategic Initiatives , you will be reporting to the Director, Centralized Applications, Automation, and Governance and support (i) monitoring and testing activities for Capital Markets Compliance (CMC), (ii) CMC’s regulatory compliance management process including risk assessing applicable regulatory requirements against existing business activity, and (iii) input on CMC’s strategic initiatives related to regulatory requirements and the effective operation of the program. You will play a critical role in contributing to maintaining the integrity of our business operations by overseeing and enhancing our applications and tools used in our oversight and monitoring activities on a global scale.

At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.

How you’ll succeed

  • Regulatory Compliance Management (RCM) and Risk Assessment - Maintain a thorough RCM library of regulatory requirements applicable to the Capital Markets business as per CIBC’s Regulatory Compliance Management Policy and related procedures. Conduct risk assessments of applicable regulatory requirements, identify the business units subject to these regulatory requirements and work with those business units and other members of the Compliance team to identify and design, document and map key RCM controls, policies.

  • Managing CMC Technology Applications - Assist with the administration of technology solutions utilized by CMC to meet its regulatory obligations in the relevant jurisdictions.

  • Cross-Functional Relationships - Collaborate with vendors, Risk Management and Technology Teams to ensure the successful management of technology releases, enhancements, defects, and production issues for CMC’s technology solutions.

  • Surveillance Governance - Oversee the maintenance, and policy adherence for Business Managed Technologies (BMTs) and process automations.

  • Strategic Initiatives - Provide advice to the trade surveillance teams on optimizing use of applications and technology for monitoring purposes.

Who you are

  • You can demonstrate experience in management reporting. You possess strong written and verbal communication skills. You’re proficient in using PowerPoint and Excel. You have a Proven track record of developing KPIs and KRIs. It’s an asset if you have project management experience.

  • It’s an asset if you have prior Regulatory Compliance Management, strategy or consulting experience.

  • Your influence makes a difference. You know that relationships and networks are essential to success.

  • You look beyond the moment. You know what you do will make a difference today and tomorrow. You look for new opportunities to define what's possible.

  • You give meaning to data. You enjoy investigating complex problems and making sense of information. You communicate detailed information in a meaningful way.

  • Values matter to you. You bring your real self to work and you live our values - trust, teamwork and accountability.

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

  • We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

  • Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

  • We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

  • CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com

  • You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit .

  • We may ask you to complete an attribute-based assessment and other skills tests (such as simulation, coding, French proficiency, MS Office). Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

Toronto-161 Bay St., 10th

Employment Type

Regular

Weekly Hours

37.5

Skills

Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance, Risk Assessments, Strategic Advice Similar Jobs (5) Director, Operational Risk Management locations Toronto, ON time type Full time posted on Posted 2 Days Ago Director Risk Business Intelligence Office, Governance & Controls locations Toronto, ON time type Full time posted on Posted 2 Days Ago Senior Director, Global Privacy Program Governance & Strategic Initiatives locations Toronto, ON time type Full time posted on Posted 18 Days Ago

At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.

Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.

Every day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us.

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