Associate Financial Advisor

3 weeks ago

Barrie Ontario AN, Simcoe region, Canada Raymond James Financial, Inc. Full time

Associate Financial Advisor

  • 2303334

Raymond James Ltd. is seeking an experienced Associate Advisor/Associate Portfolio Manager to work in our Barrie office. Raymond James Ltd. is one of Canada’s leading full-service independent investment dealers offering high-quality investment products and services to Canadians seeking customized solutions to their wealth management needs.

You will work closely with the Portfolio Manager and entire team, providing comprehensive administrative and portfolio management services to the team and clients. This is a permanent full-time position with a competitive compensation and benefits package.

Mandatory Licensing Requirements to apply for position:
  • Industry CSC licensing is mandatory;
  • Three years as an RR in the industry;
  • Working towards CIM or CFA designations.
Overview of Responsibilities: Administration, BA, Marketing, Insurance, and US account duties as back-up:
  • Learn overall aspects of the administrative process to appreciate the systems and process;
  • Responsible for monitoring client accounts and maintaining client files;
  • Learn our process for scanning all client documentation to central server files;
  • Familiarize yourself with our Master Calendar and how we lay out our actions each month/year;
  • Learn our pre-trade process for all PM trades;
  • Prepare office for Compliance visits from head office personnel;
  • Assist in planning, organizing and executing client and charitable events periodically throughout the year;
  • Review our insurance support and marketing processes;
  • Gain overview of US domiciled account systems and process;
  • Objective is to gain an understanding of all that the administrative team does and how they support the business.
Periodic safety and light office duties, as needed:
  • In winter, assist to occasionally clear walkway and put down salt for everyone’s safety;
  • Prior to client meetings walk through office area with fresh view and ensure office is clean and up to high standards;
  • Be prepared to perform minor troubleshooting and software updates with office computers, fax and copier;
  • Objective is to take ‘ownership’ of the office systems and safety of everyone.
More focused on these responsibilities after oriented with team duties:
  • Prepare client reports and files ahead of Advisor client meetings;
  • Manage account cash holdings and work to ensure always invested, earning top rates;
  • Follow up with GIC maturities and working with clients to ensure cash investments match time frame and objectives;
  • Attend all client meetings in the office, and zoom, with PM, to take notes and begin to get to know our clients and build relationships;
  • Work with team to identify where you can provide specialized support for different aspects of the business;
  • Prepare follow up notes for team to take action and ensure all wrapped up before folder filed;
  • Monthly review of portfolio holdings and review key actions suggested with the Portfolio Manager;
  • Manage and execute all PM trades with the support of the administration team;
  • Work with PM to develop and expand a robust screening process to meet the needs of our specialized portfolios;
  • Take over management of small accounts to provide personal support;
  • Monitor and update monthly financial reports to track sales and assets to Business Plan. Meet with Manager monthly to appraise of performance to plan;
  • Objective is to learn all aspects of the business to prepare for the take over of the business.
Qualifications:
  • Minimum 3 years’ experience, working within the Financial Services industry as an RR;
  • Able to provide constructive suggestions, ideas to improve client’s experience with our office;
  • Great organizational skills and a dependable nature to meet deadlines;
  • The ability to organize year’s reoccurring tasks;
  • Excellent verbal and written communication skills;
  • The ability to follow and execute well laid out business processes;
  • The ability to work in a team environment and demonstrate a professional and friendly manner;
  • A positive attitude and strong work ethic;
  • Exceptional problem-solving skills;
  • Able to identify and develop new business opportunities in the community;
  • The ability to prioritize and multitask;
  • Openness and willingness to learn new systems;
  • The ability to work well independently;
  • Meticulous attention to detail;
  • Proficiency with MS Office (Word, Excel, and PowerPoint);
  • Familiar with CRM software tools;
  • A results-driven, goal-oriented and proactive approach.
Advantageous Designations and Additional Licensing:
  • CIM or CFA designation
  • CFP designation
  • Life Insurance license
  • US securities licensing – series 7 or Series 65 (if PM qualified)
  • TEP designation

Support is provided to cover some costs of all required licensing and applicable financial designations, as well as ongoing focused professional career development, if you are a successful candidate.

This is an opportunity to develop into a full Financial Advisor/Portfolio Manager in this position, after demonstrating competence and mastery of key skills, and take over the business in time.

Job Details:

Job: Wealth management

Primary Location: CA-ON-Barrie-Barrie

Organization: PCG IFS

Schedule: Full-time

#J-18808-Ljbffr

  • Associate Financial Advisor

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada Raymond James Financial Full time

    Raymond James Ltd. is seeking an experienced Associate Advisor/Associate Portfolio Manager to work in our Barrie office. Raymond James Ltd. is one of Canada’s leading full-service independent investment dealers offering high-quality investment products and services to Canadians seeking customized solutions to their wealth management needs.You will work...

  • Associate Financial Advisor

    2 weeks ago

    Brampton, Ontario, Peel region, Canada Financial Services Full time

    About Us: We are dedicated to providing exceptional financial planning and investment management services to our clients. Our team is passionate about helping individuals and families achieve their financial goals through personalized strategies and unparalleled expertise. We are currently seeking a motivated and detail-oriented Associate Financial Advisor...

  • Associate Insurance Advisor I

    3 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada Co-operators General Insurance Company Full time

    Company: CGIC Department: Agency Contact Centre Employment Type: Regular Full-Time Work Model: Office Based Language: This role operates in English The Opportunity: We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on this strategy....

  • Financial Advisor

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada Scotiabank Full time

    Title: Financial Advisor - Yonge & Minets Point, BarrieRequisition ID: 202591Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.About the roleWhat your role will be…Financial AdvisorAt Scotiabank we help employees build their futures – where they can be themselves, and win together. With a commitment to...

  • Investment Advisor

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada RBC Full time

    Job SummaryJob DescriptionYour Path can lead to RBCDo you excel at building and managing long term client relationships? Have you ever thought of running your business with the security and reputation of RBC backing you?RBC Dominion Securities is looking for individuals who are interested in making their clients dreams come true while alleviating their...

  • Temporary Beauty Advisor

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada Sephora USA, Inc Part time

    Job ID: 252257Location: ON-Park Place Barrie (1558)Address: 24 North Village Way Unit 1, Barrie, ON L4N 6PS, Canada (CA)Full Time/Part Time: Part TimePosition Type: TemporaryWho we are behind the stripes:Sephora has been changing the face of prestige cosmetics since its debut in 1970s Paris. Sephora was acquired by luxury group Moët Hennessy Louis Vuitton...

  • Licensed Administrative Assistant

    4 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada Raymond James Financial, Inc. Full time

    Licensed Administrative Assistant 2204274 Raymond James Ltd. is seeking an experienced and licensed Administrative Assistant to work in our Barrie, Bayfield office. Raymond James Ltd. is one of Canada’s leading full-service independent investment dealers offering high-quality investment products and services to Canadians seeking customized personal...

  • Occupational Health

    4 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada Oldcastle Inc. Full time

    Occupational Health & Safety Advisor - GTA - Central DistrictGTA - Central East - Barrie, O, ON, CAJob ID: 500792Work Type: Full TimeIt is a great time to join the CRH Canada team! CRH Canada is going through an exciting business transformation which demands first-class Talent Management support to drive results.We are building a world-class team. Make your...

  • Insurance Advisor

    3 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada RBC Insurance Full time

    Job descriptionAbout the jobWhat is the opportunity?We are looking for self-motivated, highly driven, and entrepreneurial individuals to join our Field Sales team at RBC Insurance. As an accredited Life & Wealth Advisor (HLLQP/LLQP) you provide integrated life insurance planning and advice to your existing network of referrals and new RBC client...

  • First Nations/Metis/Inuit, Financial Advisor, Retail Sales

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada Scotiabank Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Requisition ID: 198335Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Posted pursuant to Scotiabank’s Special Program under the Employment Equity Act and Canadian Human Rights Act. While you must be an...

  • Estate Planning Advisor

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada TD Bank Full time

    Conseiller en planification successorale (assurance) page is loaded Conseiller en planification successorale (assurance) Postuler remote type Sur place locations Barrie, Ontario time type Temps plein posted on Publié il y a 2 jour(s) job requisition id R_1345377 Work Location:Barrie, Ontario, CanadaHours:37.5Line of Business:Gestion de patrimoine TD Pay...

  • Receptionist

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada Raymond James Financial Part time

    Job Description - Receptionist (2402640)Executive Wealth Advisors of Raymond James is hiring a full-time (40 hours) experienced office Receptionist in Barrie, ON. Raymond James Ltd. is one of Canada’s leading full-service independent investment dealers offering high-quality investment products and services to Canadians seeking customized solutions to their...

  • Associated Financial Advisor

    7 days ago

    Mississauga, Ontario, Peel region, Canada Financial Services and Advisory Full time

    SummaryWe are seeking an eager, strategic finance enthusiast to fill an entry-level position that offers room for growth and a promising job outlook. Our ideal candidate will be driven by the need to help clients identify and achieve their financial goals through a variety of planning services. Join our team to begin honing your skills related to risk...

  • Mortgage Advisor

    1 month ago

    Barrie, Ontario, A4N, Simcoe region, Canada Scotiabank Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Title: Mortgage Advisor - Simcoe County, Muskoka, Kawarthas & Northern Ontario Requisition ID: 189586Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Job Purpose: As a Home Financing Advisor (HFA) you will be...

  • Occupational Health

    4 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada CRH Full time

    Job ID: #Work Type: Full TimeIt is a great time to join the CRH Canada team! CRH Canada is going through an exciting business transformation which demands first-class Talent Management support to drive results.We are building a world-class team. Make your mark!You will be a successful addition to our team if you look at change as an opportunity to develop...

  • general manager

    3 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada AGTA HOME HEALTH CARE SIMCOE COUNTY INC Full time

    General Manager - Financial, Communications and Other Business ServicesPosted on August 16, 2024 by Employer details AGTA HOME HEALTH CARE SIMCOE COUNTY INCJob DetailsEducation: Bachelor's degreeLocation: Barrie, ONWorkplace Information: On siteSalary: $75.00/hour, 40 hours per weekTerms of Employment: Permanent employment, Full timeStart Date: Starts as...

  • Wealth Management Consultant

    3 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada Scotiabank - Global Banking and Markets Full time

    Requisition ID: 204542Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Wealth Management Consultant (WMC) serves as the single point of contact for referrals from Retail Banking into Scotia Wealth Management (“SWM”), and actively pursues wealth management opportunities among existing customers...

  • Wealth Management Consultant

    4 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada Scotiabank Full time

    Requisition ID: 204542Join a purpose-driven winning team, committed to results, in an inclusive and high-performing culture. The Wealth Management Consultant (WMC) serves as the single point of contact for referrals from Retail Banking into Scotia Wealth Management (SWM) and actively pursues wealth management opportunities among existing customers (excludes...

  • Wealth Management Consultant

    4 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada Scotiabank Full time

    Join a purpose-driven winning team, committed to results, in an inclusive and high-performing culture.The Wealth Management Consultant (WMC) serves as the single point of contact for referrals from Retail Banking into Scotia Wealth Management ("SWM"), and actively pursues wealth management opportunities among existing customers (excludes existing clients in...

  • Senior Private Banker – Business Owner

    2 weeks ago

    Barrie, Ontario, A4N, Simcoe region, Canada TD Bank Full time

    Banqu. priv. princ., responsable des relations d’affairesLieu de travail: CanadaHoraire: 37.5Secteur d’activité: Gestion de patrimoine TDDétails de la rémunération : Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une...