Senior compliance quality assurance analyst

1 week ago

Toronto, Ontario, Canada TD Full time
Conformité Détails de la rémunération :
En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la rémunération, notamment les particularités salariales de ce poste.
The Global Compliance Oversight Function is responsible for enabling a consistent Regulatory Compliance Management (RCM) program, its implementation and maintenance across Oversight Functions (OFs) and Risk Owners (ROs), and maintaining a credible line-of-sight into their RCM program activities, as well as performing the following in accordance with the RCM Framework:
Provide objective guidance on the implementation of the RCM program;
The Global Compliance Quality Assurance (GCQAR) Program is responsible for performing independent quality assurance reviews of the execution of the work performed by the departments within the Global Compliance Oversight Function to meet the requirements within the RCM Framework.

Perform periodic quality assurance reviews of the RCM Program at the functional and/or enterprise level and opine on the effectiveness of Compliance's adherence to the RCM Compliance program's framework, standards, policies, procedures, etc.
Prepare summaries, presentations, briefing notes, and any other required documentation to effectively report on the status and / or concerns identified during compliance quality assurance reviews.
Manage relationships within and across various compliance functions, corporate and/or control functions and promote alignment with the Enterprise RCM Compliance Framework and/or regulatory requirements.
Assist in the preparation of the GCQAR quarterly report on the completion status of the annual plan and the results / metrics of these reviews.
Keep current on emerging trends/ developments and grow knowledge of the compliance functions, related tools and techniques.
Participate fully as a member of the Global Compliance team, support a positive work environment that promotes service, quality, innovation, teamwork and to promote timely communication of issues/ points of interest.
Participate in personal performance management and development activities, including cross training within the Global Compliance Quality Assurance team.
Assist on special projects / tasks as required.
Undergraduate degree designations and/or compliance certifications
~3+ years of banking experience (Compliance, Risk Management, Audit preferred)
~ Knowledge of a regulatory compliance management program
~ Background in testing, monitoring, quality assurance or quality control
~ Successfully worked as a member of a team, independently, remotely and in an evolving environment
~ Skilled in using computer applications including MS Office

Elle représente la cinquième banque en Amérique du Nord de par son nombre de succursales. Chaque jour, nous offrons une expérience client légendaire à plus de 27 millions de ménages et d'entreprises au Canada, aux États-Unis et partout dans le monde. Nous sommes guidés par notre vision d'être une meilleure banque et par notre objectif d'enrichir la vie de nos clients, de nos collectivités et de nos collègues.
Vous pourrez compter sur nos programmes de formation et de mentorat et sur des conversations sur le perfectionnement et le leadership pour réaliser votre plein potentiel et atteindre vos objectifs. La rémunération globale à la TD inclut le salaire de base, la rémunération variable et bien d'autres régimes clés, comme des avantages sociaux en matière de santé et de bien-être, des régimes d'épargne et de retraite, des congés payés, des avantages bancaires et des rabais, des occasions de développement de carrière et des programmes de récompenses et reconnaissance. C'est d'ailleurs pourquoi nous leur offrons des conversations sur le perfectionnement, des programmes de formation et un régime d'avantages sociaux concurrentiel.
Une variété de programmes de mentorat et une plateforme d'apprentissage en ligne seront également à votre disposition pour vous aider à ouvrir de nouvelles portes. Formation et intégration
Dans cette optique, nous organiserons des séances d'intégration et de formation.
Nous ferons notre possible pour communiquer par courriel ou par téléphone avec tous les candidats pour leur faire part de notre décision.

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