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Chief Compliance Officer
2 months ago
Our ClientIs a Canadian bank and credit union ResponsibilitiesReporting into OSFI as CCOIdentify and assign ownership of compliance responsibilities for all regulations (most notably OSFI, FINTRAC, FSRA, FCAC) affecting the organization, maintaining an inventory of these responsibilitiesFulfill the CAMLO Mandate's requirements concerning the ActExecute the CPO Mandate's requirements regarding PIPEDAFormulate an annual Compliance Plan driven by value and risk, addressing any compliance risks or control concerns identified by management. Submit the plan to the Finance and Audit Committee for review and approvalImplement the approved annual Compliance Plan, incorporating any special tasks or projects requested by senior management and the Finance and Audit CommitteeRevise the organization's compliance policies to accommodate new legislative requirements from emerging business activities and operational efficienciesDisseminate new or revised compliance policies promptly throughout the organizationCollaborate with stakeholders to integrate significant legislative or regulatory requirements into the organization's business operations using appropriate procedural controlsDevelop and implement ongoing training programs for senior management, employees, agents, and authorized personnel acting on behalf of the organizationOversee consumer protection compliance, managing relationships with regulatory bodies such as FCAC for the bank and compliance with the Market Conduct Framework Guidance for savingsIndependently monitor compliance with applicable laws, regulations, and guidelines across the organization to identify significant issues and promptly escalate them to senior management for resolution, supporting the CCO's assessment of compliance statusRegularly review compliance practices to ensure ongoing effectivenessResponsibilitiesBachelor's degree in a business-related field from a universityOver 10 years of leadership experience in the banking industry and/or managing complianceProfessional certification in a compliance-related field or equivalent business experience in compliancePrior role as a Privacy OfficerPrevious experience as a CAMLOFamiliarity with regulators such as OSFI, FSRA, Fintrac, and the FCACExtensive knowledge of financial institution operationsHistory of crafting board reports and developing policies/procedures
