Jobs: júnior compliance officer

  • Compliance Officer

    1 week ago


    Wolfville, Canada Town of Wolfville Full time

    **Town of Wolfville** **Position Description** **Position Title**:Compliance Officer **Reports to**:Community Compliance Coordinator **Subordinate Staff**:Contract Employees **Salary Range: Level 1 - $19.12 to $26.91 per hour** **Classification**:Permanent, part-time (20 hours per week) **___________________________________________** **Position...

  • Compliance Officer

    1 week ago


    Edmonton, Canada Raintree Financial Solutions Full time

    Job Description Raintree Financial Solutions is an Exempt Market Dealer that is dedicated to helping investors build their wealth responsibly through a variety of private investment opportunities. It is our mission to enable, empower and educate our clients to make strong financial decisions. Raintree Financial Solutions is looking for a full-time...

  • Compliance Officer

    Found in: Talent CA C2 - 2 days ago


    Richmond, Canada Paladin Airport Security Services Full time

    Compliance OfficerOur Compliance Officers are responsible for conducting audits and assessments at various regional airports to ensure adherence to screening procedures, protocols, policies, and standards. Reporting to the Manager of Compliance, the Compliance Officer will play a crucial role in identifying, addressing, and when required, escalating the...

  • Compliance officer

    Found in: Jooble CA O C2 - 2 days ago


    Montréal, QC, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance officer

    1 day ago


    Montreal, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance officer

    13 hours ago


    Montreal, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance officer

    1 week ago


    Montreal, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance Officer

    2 days ago


    Richmond, Canada Paladin Airport Security Services Full time

    Compliance Officer The Compliance Officer will be based out of Vancouver International Airport (YVR) and will be required to travel to the other regional airports. **Responsibilities** - Conduct audits on Screening functions at Pre-Board Screening (PBS), Hold Baggage Screening (HBS), Non-Passenger Screening Terminal (NPST), and Non-Passenger Screening...

  • Compliance Officer

    Found in: Talent CA C2 - 9 hours ago


    Winnipeg, Canada Paladin Airport Security Services Full time

    Compliance OfficerWe are currently recruiting a Compliance Officer based out of the Winnipeg International Airport.Why Paladin? Paladin Airport Security Services (PASS) has a diverse workforce. We believe in and are committed to a workplace culture of respect, inclusion, and diversity.  You receive top industry wages (this is a unionized position; pay rate...

  • Compliance Officer

    Found in: Jooble CA O C2 - 2 days ago


    Ottawa, ON, Canada Boosteducationservice Full time

    Boost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...

  • Compliance Officer

    14 hours ago


    Ottawa, Canada Boosteducationservice Full time

    Boost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...

  • Compliance Officer

    2 days ago


    Ottawa, Canada Boosteducationservice Full time

    Boost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...

  • Compliance Officer

    1 week ago


    Ottawa, Canada Boosteducationservice Full time

    Boost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...

  • Compliance Officer

    4 days ago


    Markham, Canada IDC Worldsource Insurance Network Full time

    **JOB STATEMENT**: **ESSENTIAL FUNCTIONS**: - Completing monthly reviews to identify trends or patterns that may be of concern; - Communicating with Advisors, Regional Compliance Officers and/or Branch Managers regarding the resolution of non-compliant trading practices; - Responding to inquiries presented by the sales force and head office staff; -...

  • Compliance Officer

    3 days ago


    Remote, Canada PetYellow Full time

    **Compliance Officer, PetYellow** **Reports to **Chief Executive Officer, PetYellow Canada **Location **Toronto, Ontario, Canada **Direct reports **Nil **Key relationships **CEO, Head of Operations and PetSure Executives based at HQ in Australia. **OUR VISION** A world that is better for pets and their people. **OUR MISSION** To remove the worries...

  • Compliance Officer

    3 days ago


    Toronto, Canada Coinsquare Full time

    **About the Role**: The Compliance Officer (“CO”) contributes to the overall performance of the Regulatory Compliance Department within Coinsquare Capital Markets Limited (“CCML”). CCML is registered across Canada as an investment dealer and is a dealer and marketplace member of the New Self Regulatory Organization of Canada (“New SRO”). CCML is...

  • Compliance Officer

    2 days ago


    Montréal, Canada PICTET Full time

    **Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

  • Compliance Officer

    2 days ago


    Burlington, Canada Equiton Partners Inc. Full time

    **About Equiton**: Founded in 2015, Equiton is a recognized leader in private equity investments, and we believe all Canadians should be able to responsibly build their wealth through high quality real estate investments. Our exponential growth is a direct outcome of our leadership team understanding how the industry works and how to create long-term wealth...

  • Compliance Officer

    Found in: Jooble CA O C2 - 7 days ago


    Vancouver, BC, Canada Haywood Securities Inc. Full time

    Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment opportunities to a...

  • Compliance Officer

    6 days ago


    Vancouver, Canada Haywood Securities Inc. Full time

    Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment opportunities to a...