Compliance Officer

The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 45,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...

The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...

**About Haywood** Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment...

**Compliance Officer** - 2403305 - At Raymond James, _**_we _**_develop, _**_we _**_collaborate, _**_we _**_decide, _**_we _**_deliver, and _**_we _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth...

About the Company: Join a cutting-edge digital finance company, at the forefront of the cryptocurrency exchange market. Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences. As part of their ambitious growth strategy, they are seeking a...

About the Company: Join a cutting-edge digital finance company at the forefront of the cryptocurrency exchange market. Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences. As part of their ambitious growth strategy, they are seeking a detail-oriented Compliance...

Job Summary:This role will report to the President of ZLC Wealth and support all aspects of the Compliance Division. Responsibilities include automating procedures, reviewing compliance regulations, assisting with technological advancements, and liaising with Advisors for compliance issues.Duties and Responsibilities:Collaborate with the team to maintain...

**Who we are** Vault is a non-bank private lending company offering a wide array of financial services such as mortgage, equipment leasing and lending products. Vault has a devoted team of experts with years of experience in both financial services and real estate. We deliver products and services that meet our borrowers' diverse needs quicker and easier...

beBee Professionals in North Vancouver is seeking a Compliance Officer to maintain accurate financial records, handle accounts payable and receivable, and ensure the integrity of our accounting practices.Key Responsibilities:Manage and maintain financial records, including ledgers, invoices, and statements.Reconcile bank statements and monitor cash...

We are seeking a Compliance Officer to join our finance team at beBee Professionals in West Vancouver. In this role, you will be responsible for maintaining accurate financial records, handling accounts payable and receivable, and ensuring the integrity of our accounting practices.Key Responsibilities:Manage and maintain financial records, including ledgers,...

Crowe MacKay LLP is seeking an experienced Chief Compliance Officer to join our team. This is a permanent position, with a salary range of $100,000 - $150,000 per year.Job Description:The Chief Compliance Officer will be responsible for advising project teams and developing action plans to ensure compliance with regulatory requirements. They will provide...

Praxis Spinal Cord Institute is a Canadian-based not-for-profit organization that leads global collaboration in spinal cord injury research, innovation and care. We advance ground-breaking ideas that can be put into practice, making lives better. We actively engage people with spinal cord injury and other world-class experts to work together to identify and...

Job Title: Compliance AdministratorLocation: Vancouver, BCCompany: beBee ProfessionalsJob Description:We are seeking a highly skilled Compliance Administrator to ensure the company's compliance with all applicable laws and regulations.The successful candidate will be responsible for monitoring and evaluating the company's compliance with applicable laws and...

**Reporting To**: CEO **Summary**: Enoch Wealth is an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission. Founded in 2015, our team has extensive knowledge and experience in identifying and accessing a diverse range of investment opportunities across North America. With extensive experience and knowledge covering various fields...

**AML Compliance Officer** - 2403384 - At Raymond James, _**_we _**_develop, _**_we _**_collaborate, _**_we _**_decide, _**_we _**_deliver, and _**_we _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth...

Job OverviewWe are seeking a seasoned professional to oversee the activities of our branch offices. In this role, you will ensure that all business operations are conducted in compliance with regulatory requirements and internal policies.Supervise a team of registered individuals and branch locations to ensure compliance and adherence to regulatory...

At ZLC WEALTH INC., we are seeking a highly skilled Compliance Officer to join our team. This role will report to the President and support all aspects of the Compliance Division.Key Responsibilities:Regulatory Compliance: Review and maintain compliance regulations, update policies and procedure manuals, and investigate client concerns.New Account...

**Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...

**Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...

Job Summary: Compliance InvestigatorbeBee Professionals is looking for a Compliance Investigator to ensure the company's compliance with applicable laws and regulations. The ideal candidate should have a Bachelor's degree in a related field and at least two years of experience in a compliance-related role.The Compliance Investigator will be responsible for...