Compliance Officer
5 months ago
**Who we are**
Vault is a non-bank private lending company offering a wide array of financial services such as mortgage, equipment leasing and lending products. Vault has a devoted team of experts with years of experience in both financial services and real estate. We deliver products and services that meet our borrowers' diverse needs quicker and easier than traditional sources
Are you a detailed orientated person who can operate in a fast-paced environment and has the interpersonal skills to work with third-party brokers?
We are looking for a **Compliance Officer** to join our team. You will have direct ownership of your files and be responsible for ensuring that the required documentation is compliant for funding.
**Duties and Responsibilities**
- Accurate review of documentation for compliance and adherence within business risk tolerance parameters.
- Register security under PPSA to ensure perfection. Conduct searches and obtain waivers where required.
- Ensure deficiency process is followed and consistently address outstanding items within the SLA requirement.
- Liaise with broker partners where required on specific transactions and in general to support the originator relationship.
- Complete audit calls to verify lease information.
- Understand Vaults business and the process and policies and auditing guidelines.
- Timely escalation when issues arise and proactive follow up to resolve issues.
- Share process improvement recommendations to your Team Lead.
- Be a positive team player.
**Skills Knowledge & Experience**
- French is an asset
- Ability to prioritize, multi-task, organize, and execute in a fast-paced environment
- Detail orientated, with excellent organizational and follow up skills
- Personable and professional
- Successfully adapts to changing situations
- Works independently within the team
- Proficient in Microsoft Office
- University degree or equivalent
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