Chief Risk Officer FCC

2 months ago

Toronto, Canada Fidelity Investments Full time

Description

This is a hybrid role with a mix of remote and in-office working.

Current work authorization for Canada is required for all openings.

Company Overview:

Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.-based firms.

For more information about Fidelity Clearing Canada, please visit

The Opportunity:

The Chief Risk Officer, FCC is a key role overseeing the Fidelity Clearing Canada (“FCC”) risk function and responsible for identifying and monitoring the various regulatory obligations and risks arising in connection with the operation of FCC and to provide strategic direction and vision for the Risk function across the organization. This role will oversee and continually develop the FCC risk management framework, related policies and processes, ensuring they meet business and regulatory expectations.

The Chief Risk Officer will be a leadership role supporting the growth of FCC and promote and protect the reputation and effectiveness of FCC through the continued development of critical risk programs in conjunction with other business stakeholders.

What You Will Do:

Lead the strategic oversight of FCC’s Risk Framework to ensure continual development, communication and success of FCC’s Risk Management program. Lead the management of significant risk issues/events including assessment, root cause analysis, communication, and review and validation of remediation actions to prevent reoccurrence. Develop regular reporting and formally present to each of Senior Management, the Risk and Controls Committee and the Audit Committee of the Board on the status of FCC's Risk Programs. Lead or participate in cross Fidelity projects, ensuring operational risks are properly assessed. Ensure new risk programs/initiatives and changes to existing programs are communicated effectively across the organization and that appropriate training is provided where required. Offer risk consultation services as required. Adhere to all people manager accountabilities, by exemplifying the Fidelity values and leadership behaviours. 

What We’re Looking For:

University degree or equivalent work experience 10+ years of experience in risk management and risk programs Prior experience in a compliance and back-office operations role 10+ years of experience at the management level Professional designation or certificate in risk management or internal control CA designation is considered an asset

What You Will Bring:

A strong ability to communicate (written and verbal). Effective presentation skills. Emphasis on risk and an inquiring mind. Broad knowledge of the financial services and wealth market in Canada. Knowledge and understanding of clearing firm regulatory obligations, Canadian brokerage industry and brokerage operations, including the impact of technology on this market. Experience managing projects and scaling processes with company growth. Ability to plan, monitor, control projects, ensuring efficient utilization of technical and administrative resources, to achieve project objectives. Ability to collaborate and influence across all levels of the organization. Strong influencing skills. Gains acceptance of ideas and suggestions from senior business executives. Superior knowledge of processes, tools, and techniques for assessing and controlling an organization's exposure to risks of various kinds; ability to apply this knowledge appropriately to diverse situations. Strong knowledge and understanding of the Canadian regulatory environment, CIRO rules and regulations, OSC and other provinces and territories.

Some of the ways we’ll help you feel valued and supported as part of our team:

Flexible working arrangements - 100% remote, hybrid, and in office options Competitive total compensation, including company contributions to your group RRSP without a matching requirement from you Comprehensive health benefits that start on your first day, with 100% employer-paid premiums, that include up to $5000 annually for mental health services and therapy Parental leave top-up to 100% of your salary for a period of 25 weeks Up to $650 for home office equipment Generous time off policy, including 2 paid days annually to volunteer at a charity of your choice Diversity and inclusion programs, including an active network of Employee Resource Groups Extensive professional development opportunities, including access to over 11,000 training and development courses, tuition reimbursement, and monetary rewards for completing a required designation.

We care a lot about fostering a compassionate, people-centric culture, and are proud to have been named one of Canada’s Top 100 employers for the last five years.

  • Chief Risk Officer FCC

    1 month ago

    Old Toronto, Canada Fidelity Canada Full time

    Job Description This is a hybrid role with a mix of remote and in-office working. Current work authorization for Canada is required for all openings. Company Overview: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support...

  • Chief Risk Officer FCC

    1 month ago

    Old Toronto, Canada Fidelity Canada Full time

    Job Description This is a hybrid role with a mix of remote and in-office working. Current work authorization for Canada is required for all openings. Company Overview: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support...

  • Chief Risk Officer FCC

    3 days ago

    Old Toronto, Canada Fidelity Canada Full time

    Job Description This is a hybrid role with a mix of remote and in-office working. Current work authorization for Canada is required for all openings. Company Overview: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support...

  • Chief Risk Officer FCC

    3 days ago

    Old Toronto, Canada Fidelity Canada Full time

    Job Description This is a hybrid role with a mix of remote and in-office working. Current work authorization for Canada is required for all openings. Company Overview: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support...

  • Chief Risk Officer FCC

    2 days ago

    Old Toronto, Canada Fidelity Canada Full time

    Job Description This is a hybrid role with a mix of remote and in-office working. Current work authorization for Canada is required for all openings. Company Overview: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support...

  • Chief Risk Officer FCC

    2 weeks ago

    Old Toronto, Canada Fidelity Investments Full time

    Job DescriptionThis is a hybrid role with a mix of remote and in-office working.Current work authorization for Canada is required for all openings.Company Overview:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody, and back-office support services to...

  • Chief Risk Officer FCC

    2 weeks ago

    Old Toronto, Canada Fidelity Investments Full time

    Job DescriptionThis is a hybrid role with a mix of remote and in-office working.Current work authorization for Canada is required for all openings.Company Overview:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody, and back-office support services to...

  • Chief Risk Officer FCC

    2 months ago

    Old Toronto, Canada Fidelity Investments Full time

    Job DescriptionThis is a hybrid role with a mix of remote and in-office working.Current work authorization for Canada is required for all openings.Company Overview:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody, and back-office support services to...

  • Chief Risk Officer FCC

    2 months ago

    Old Toronto, Canada Fidelity Investments Full time

    Job DescriptionThis is a hybrid role with a mix of remote and in-office working.Current work authorization for Canada is required for all openings.Company Overview:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody, and back-office support services to...

  • Chief Risk Officer FCC

    1 month ago

    Old Toronto, Ontario, CA Fidelity Investments Full time

    Job DescriptionThis is a hybrid role with a mix of remote and in-office working.Current work authorization for Canada is required for all openings.Company Overview:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody, and back-office support services to...

  • Chief Risk Officer

    2 weeks ago

    Old Toronto, Canada Fidelity Investments Full time

    div>Job DescriptionThis is a hybrid role with a mix of remote and in-office working.Company Overview:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody, and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms...

  • Chief Risk Officer

    15 hours ago

    Old Toronto, Canada Fidelity Canada Full time

    b>Job Description This is a hybrid role with a mix of remote and in-office working. Company Overview: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage...

  • Head of Risk Management at FCC

    3 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Position Overview This role offers a hybrid working model, combining remote and in-office responsibilities. Work Authorization: Current authorization to work in Canada is mandatory for all applicants. About Fidelity Clearing Canada: Fidelity Clearing Canada (FCC) stands as the premier independent clearing broker and custodian within the...

  • Chief Risk Officer FCC

    2 months ago

    Toronto, Canada Fidelity Investments Full time

    Job DescriptionThis is a hybrid role with a mix of remote and in-office working.Current work authorization for Canada is required for all openings.Company Overview:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade executi

  • Chief Risk Officer

    2 days ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Clearing Canada (FCC) is a leading independent clearing broker and custodian in the Canadian market. We provide trade execution and custody services to a diverse range of clients.Job SummaryWe are seeking a Chief Risk Officer to join our team. The successful candidate will be responsible for developing and implementing risk management...

  • Chief Risk Officer

    22 hours ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About the RoleFidelity Clearing Canada (FCC) is a leading independent clearing broker and custodian in the Canadian market. We provide trade execution and custody services to a diverse range of clients.Job SummaryWe are seeking a Chief Risk Officer to join our team. The successful candidate will be responsible for developing and implementing risk management...

  • Risk Specialist Sr FCC

    3 months ago

    Toronto, Canada Fidelity Investments Full time

    Description About Us: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and registered Portfolio Managers. Role Overview: Reporting to the Manager, Risk Management, the...

  • Senior Risk Management Executive

    3 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    Position Overview This role offers a blend of remote and in-office work arrangements. Eligibility Requirement: Candidates must possess current work authorization for Canada. About Fidelity Clearing Canada: Fidelity Clearing Canada (FCC) stands as the premier independent clearing broker and custodian within the Canadian financial landscape....

  • Business Risk Analyst Fcc

    3 months ago

    Toronto, Canada Fidelity Investments Full time

    Job Description About Us: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.based firms. For more information about Fidelity Clearing Canada,...

  • Chief Risk Officer

    6 days ago

    Old Toronto, Canada Questrade Financial Group Full time

    p>Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We’re looking for our next Chief Risk Officer. br/>The Chief Risk Officer is responsible for leading the design and implementation of the Company’s Risk Management Framework (RMF). This includes providing oversight and...