Compliance Analyst
2 weeks ago
Department: Special Markets Location: Vancouver Status: Full Time Permanent Working Style: A minimum requirement of two days in the office per month with the rest of the time being able to work remotely Language: English with bilingualism in French (written and spoken) being a big asset
Are you interested in further developing your Compliance career? We have an exciting opportunity to join our dynamic Compliance team at iA Special Markets as a Compliance Analyst, where you'll play a key role in supporting our risk management efforts. In this role you will assist in monitoring and reporting on compliance activities, including licensing with Insurance Councils and the implementation of internal procedures.
This role offers a hands-on introduction to the world of compliance and risk management. You'll contribute to ensuring our division's practices align with corporate, industry, provincial, and federal regulations—helping us maintain a strong and effective compliance framework.
What will I be doing?
Licensing Administration
Process, track, and maintain licensing applications, renewals, and documentation.
Monitor Insurance Council websites for regulatory updates and communicate changes to relevant stakeholders.
Respond to licensing inquiries from clients and internal teams.
Ensure all licensing information and reports are accurate and up to date.
Compliance & Stakeholder Support
Provide assistance and information to internal and corporate teams on compliance-related inquiries.
Support regional offices and clients/partners by clarifying compliance requirements.
Assist in process reviews and provide compliance input to support regulatory alignment.
Project Contribution
Support recurring compliance and risk management tasks and projects such as business continuity reviews, control testing, privacy incidents & complaint record monitoring.
Provide support for corporate compliance initiatives and other projects as assigned.
Documentation & Reporting
Participate in compliance reporting activities.
Prepare and maintain accurate compliance-related records and reports.
Help create and maintain compliance training materials, documentation, and reference tools.
What will I need to be successful?
Knowledge & Experience
Two years post-secondary school in administration, business, or a related field.
3–5 years of experience in financial services, insurance, or administrative/client service roles.
Knowledge of provincial licensing requirements and compliance processes (asset).
Experience supporting regulatory or compliance functions (asset).
Skills & Abilities
Strong attention to detail and accuracy in reviewing and processing information.
Ability to work independently as well as collaboratively, building effective relationships across teams and stakeholders.
Ability to manage and adapt to multiple priorities and meet deadlines.
Analytical and research skills to gather, interpret, and summarize compliance information.
Clear and tactful communication skills, both written and verbal.
Strong organizational and problem-solving skills with a process improvement mindset.
Ability to quickly learn and adapt to compliance tools and systems (e.g. Hopex, ParaSolution).
Bilingualism in French (written and spoken) would be an asset
Compensation
The typical hiring range for this position is from $60,000 and $70,000 annually; the base pay offered is based on location and may vary depending on skills, job-related knowledge, experience, and internal equity. All permanent employees of iA are also entitled to an annual bonus.
At iA, we are committed to a fair, market-based and equitable compensation structure. Our market data is refreshed on an annual basis to reflect the most current market conditions.
Location(s)Vancouver, British ColumbiaOther Possible Location(s)Company
iA Financial Group
Posting End Date Company OverviewiA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.
With over $200 billion in assets and half a billion invested in technological innovation, we're a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it's by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.
At iA, we're invested in you.
* iA Financial group includes the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement auto Our Commitment to Diversity and InclusionAt iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.
Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. Someone from our team will be happy to assist you with your needs.
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