US Reg Apps BSA

Inclusion without Exception:

Tata Consultancy Services (TCS) is an equal opportunity employer, and embraces diversity in race, nationality, ethnicity, gender, age, physical ability, neurodiversity, and sexual orientation, to create a workforce that reflects the societies we operate in. Our continued commitment to Culture and Diversity is reflected in our people stories across our workforce and implemented through equitable workplace policies and processes.

About TCS:

TCS is an IT services, consulting, and business solutions organization that has been partnering with many of the world's largest businesses in their transformation journeys for over 55 years. Its consulting-led, cognitive-powered portfolio of business, technology, and engineering services and solutions is delivered through its unique Location Independent Agile delivery model, recognized as a benchmark of excellence in software development. A part of the Tata group, India's largest multinational business group, TCS operates in 55 countries and employs over 607,000 highly skilled individuals, including more than 10,000 in Canada. The company generated consolidated revenues of US $ 30 billion in the fiscal year ended March 31, 2025, and is listed on the BSE and the NSE in India. TCS' proactive stance on climate change and award-winning work with communities across the world have earned it a place in leading sustainability indices such as the MSCI Global Sustainability Index and the FTSE4Good Emerging Index.

Required Skill Set:

Role Description:

• Regulatory Reporting: Prepare and validate reports for Dash RRR, Customer Reserve, and 15c3-3 compliance. Ensure timely and accurate submission to regulators and internal stakeholders.
• Requirement Gathering: Collaborate with Finance, Compliance, and Operations teams to capture reporting needs and translate them into technical specifications.
• Data Analysis & Validation: Analyze large dat asets to ensure accuracy of reserve calculations and regulatory filings. Perform reconciliations and variance analysis for broker-dealer accounts.
• SQL Development: Develop and optimize SQL queries for data extraction, transformation, and validation of regulatory reports.
• UAT Execution: Design and execute UAT plans for new or enhanced reporting processes, ensuring compliance with SEC and FINRA guidelines.
• Documentation & Audit Support: Maintain detailed documentation of processes, requirements, and test results for audit and compliance reviews.
• Stakeholder Engagement: Act as a liaison between business and technology teams to ensure accurate and timely delivery of reports.

Required Skill Sets:

• Technical Skills: Advanced SQL skills (complex queries, joins, performance tuning). Strong data analysis and reconciliation experience.
• Domain Knowledge: In-depth understanding of US Broker-Dealer Regulatory Reporting, including Dash RRR, Customer Reserve, and SEC Rule 15c3-3.
• Soft Skills: Excellent communication and stakeholder management skills. Ability to work independently and manage multiple priorities under tight deadlines.
• Experience: good years in regulatory reporting or broker-dealer operations. Prior experience in UAT and requirement gathering.

Desired Skill Sets:

• Familiarity with ETL processes, data warehousing, and reporting tools (e.g., Tableau, Power BI).
• Knowledge of FINRA and SEC compliance frameworks.
• Exposure to Dash RRR automation and reserve calculation systems.

Tata Consultancy Services Canada Inc. is committed to meeting the accessibility needs of all individuals in accordance with the Accessibility for Ontarians with Disabilities Act (AODA) and the Ontario Human Rights Code (OHRC). Should you require accommodation during the recruitment and selection process, please inform Human Resources.

Thank you for your interest in TCS. Candidates that meet the qualifications for this position will be contacted within a 2-week period. We invite you to continue to apply for other opportunities that match your profile.

Location

Toronto, ON

Job Function

TECHNOLOGY

Role

Engineer

Job Id

381250

Desired Skills

Data Analytics | SQL | Tableau | ETL Testing | Regulatory Expert