Insurance Supervision Analyst- Wfg Canada

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Regulatory Compliance
- About Us

At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential unleashed by leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests.

Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment — one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there.

Transamerica is a part of Aegon, an integrated, diversified, international financial services group. The Aegon companies employ over 21,500 people and have approximately 31.7 million customers.* For more information, visit- .

Who We Are

Transamerica has been making financial services available to the many, not just the few, for more than 100 years. We’re a leading provider of life insurance, retirement, and investment solutions, serving millions of customers throughout the United States. Transamerica’s dedicated professionals focus on helping people live their best lives through saving, investing, and protecting their loved ones. Transamerica is dedicated to building America’s leading middle market life insurance and retirement company, providing a broad range of quality individual life insurance policies, workplace supplemental insurance benefits, workplace retirement plans, individual retirement accounts, and investment products, including mutual funds, annuities, stable value solutions, as well as investment management services.

What We Do

Transamerica is organized by lines of business (Life Insurance, Annuities, Mutual Funds, Retirement Plans, and Employee Benefits), which are supported by Transamerica Corporate (Corporate Development; Finance; Internal Audit; Legislative, Regulatory & Policy; Office of the CEO; People and Places; Brand; Corporate Affairs; Risk; and Technology).

Job Description Summary

The Insurance Supervision Analyst is responsible for conducting pre/post-sale business reviews of select independent licensed insurance agents affiliated with World Financial Group Insurance Agency (WFGIA). Review client files to assess, track findings, detect, and mitigate company risk. Conduct branch audits in adherence to supervision and compliance requirements.

Job Description

Responsibilities
- Conduct pre/post-sale insurance business reviews of select independent licensed insurance agents including new agents, special supervision agents, agents under investigation, etc.
- Initiate, review, track, and provide reporting for client and agent file reviews in adherence with department policies, procedures, and regulatory requirements.
- Prepare reports that identify statistics, trends, and training opportunities for field agents.
- Provide corrective coaching and training to agents for adherence to policies, procedures, and regulatory requirements.
- Escalate issues to management, as appropriate.
- Assist in the development and implementation of training materials, such as bulletins and webinars.
- Help identify opportunities to improve workflow processes and communications with the field.
- Participate in department projects.
- Perform periodic field branch audits to ensure adherence to business and regulatory requirements.

Qualifications
- Two years of insurance/financial services industry and supervisory/compliance experience
- Life Insurance License (or obtain within 6 months)
- Customer and agent focused with excellent written/oral communication, presentation, relationship management, and interpersonal skills
- Ability to prioritize and implement multiple activities in a fast-paced environment
- Strong organizational skills and attention to detail
- Ability to work independently and in a team environment
- Proficiency using MS Office products

Preferred Qualifications
- Post-secondary education in finance or business
- Knowledge of WFGIA processes and procedures
- Advanced proficiency in MS Excel
- Bilingual (English/French) - Preferred

Working Conditions
- Office or hybrid office/remote environment
- Valid driver’s license and vehicle required for occasional branch review travel

Canadian Health and Work/Life Balance Benefits:

- Competitive Paid Time Off
- Ten (10) paid holidays per year
- Ten (10) sick days per year
- Be Well Company holistic wellness program, which includes Wellness Coaching and Reward Dollars
- Parental Leave
- Adoption Assistance
- Employee Assistance Program
- College Coach Program
- Employee Resource Groups
- Inclusion and Diversity Programs
- Employee Recognition Program
- Referral Bonus Programs
- Peer Recognition Program (BRAVO)

United States Only Benefits Below:
What We Offer

For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being o