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Director, Compliance Leadership

2 months ago

Kitchener, Ontario, Canada Sun Life Financial Full time
Director, Group Compliance Locations

We are seeking a seasoned Director to lead our Group Compliance Locations team, providing strategic oversight and guidance to ensure compliance with regulatory requirements.

About the Role
  • Lead a team of Compliance Managers in providing compliance oversight, guidance, and support to the Group Benefits business.
  • Develop and implement effective compliance strategies to ensure the business is aware of existing, new, and changing regulatory requirements.
  • Work closely with compliance and business partners to influence compliant outcomes within the organization.
  • Develop and lead an effective team to provide compliance oversight, support, and guidance to the business.
Key Responsibilities
  • Develop and implement compliance strategies to ensure the business is aware of existing, new, and changing regulatory requirements.
  • Work with teams accountable for analytics and testing to ensure appropriate, ongoing compliance verification.
  • Escalate compliance matters as appropriate.
  • Prepare quarterly compliance memos and ad hoc reporting.
  • Develop Key Risk Indicators (KRIs) and analyze trends.
  • Prioritize issues and apply appropriate resources to execute on compliance initiatives and projects.
Requirements
  • Knowledge of Group Benefits products and services, the regulatory environment, and emerging issues impacting the business.
  • Knowledge of Regulatory Compliance Management and experience in working in a 3LOD environment.
  • Strong Excel and macro writing skills to facilitate analysis of trends and reporting.
  • Ability to manage and prioritize multiple accountabilities with minimal direction.
  • Strong organizational, documentation, project, and process management skills.
About Sun Life

Sun Life is a leading international financial services organization providing a range of protection and wealth products to individuals and groups.

We strive to create a flexible work environment where our employees are empowered to do their best work.

Our purpose is to help Clients achieve lifetime financial security and live healthier lives.

We are committed to diversity and inclusion and believe that a diverse workforce with wide perspectives and creative ideas benefits our clients, the communities where we operate, and all of us as colleagues.