Financial Crime Risk Oversight Manager

2 weeks ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

About the Role

The Senior Manager, Financial Crime Risk Oversight, plays a crucial role in supporting the AML compliance framework by providing guidance and oversight to the Business' implementation of Anti-Money Laundering and Anti-Terrorist Financing (AML/ATF) policies and standards.

The successful candidate will be responsible for managing the development and implementation of compliance programs relating to all aspects of AML/ATF laws applicable to TD Securities.

Key Accountabilities

  • Model strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation, and synergies.
  • Provide marked support to the AML, TDS Governance and Enablement and Regional AML Officers in the drafting, oversight, and management of effective AML/ATF Policies, Standards, and Guidelines.
  • Identify opportunities for alignment of AML/ATF processes across regions where TD Securities operates.
  • Collaborate with the AML Advisory Teams Globally to review and assess the impact of updates to the Enterprise AML/ABAC/Sanctions Program Documents.
  • Lead the coordination of input from the AML Advisory Teams Globally on matters related to AML/ATF Standards, Guidelines, Frameworks, etc.
  • Develop and streamline risk-management decisions across regions where TD Securities operates.
  • Support the Regional AML Officers in assessing changes to AML/ATF Laws, Rules, and Regulations.
  • Work closely with the PTG Team to identify, assess, and communicate changes to AML/ATF Laws, Rules, Regulations, and Regulatory Guidelines.
  • Develop and deliver specialized AML/ATF training to TD Securities Business Units in Canada and globally.
  • Support the PTG Team in the review and development of training content for the annual AML/ATF/ABAC/Sanctions awareness course.

Requirements

  • Undergraduate degree
  • 8+ years of relevant experience
  • Deep subject matter knowledge of AML/ATF requirements
  • Strong organizational and/or industry knowledge
  • Strong leadership skills
  • Ability to work effectively in a fast-paced environment
  • Strong collaborative skills
  • Exceptional writing skills
  • Effective presentation and communication skills

About TD

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, delivering legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.

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