Financial Crime Risk Oversight Specialist

6 days ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

Job Summary:

We are seeking a highly experienced AML Compliance Lead to oversee the development and implementation of AML compliance programs for our Wealth and Insurance businesses.

Key Responsibilities:

CUSTOMER:

  • Provide expert regulatory compliance guidance on AML matters affecting our business units.
  • Advise on new and changed AML regulatory requirements and their impact on our processes and controls.
  • Contribute to the development and implementation of AML Compliance programs.
  • Guide business units through the development, implementation, oversight, and management of AML Compliance programs.
  • Evaluate and manage significant issues and events.
  • Represent the Financial Crimes Risk and Compliance department on internal and external committees.
  • Deliver subject matter expertise and AML guidance to business management.

SHAREHOLDER:

  • Assist in developing and overseeing the implementation of business line policies and procedures.
  • Collaborate with subject matter experts to develop methodologies for analyzing risk exposures.
  • Ensure compliance with internal and external requirements, align with business priorities.
  • Exercise discretion in managing confidential information, escalating issues as needed.
  • Support the development of annual awareness training.
  • Protect the organization's interests, identifying and managing risks.
  • Actively manage relationships within and across business lines and control functions.
  • Stay current on emerging issues, trends, and regulatory requirements.

EMPLOYEE/TEAM:

  • Participate as a team member, supporting a positive work environment.
  • Provide thought leadership and industry knowledge, participating in knowledge transfer.
  • Participate in personal performance management and development activities.
  • Contribute to team development through mentorship and knowledge sharing.
  • Lead, motivate, and develop relationships with internal and external stakeholders.

BREADTH & DEPTH:

  • Senior specialist with AML expertise, independently managing specialized AML functions.
  • Provide comprehensive coverage for significant business areas across jurisdictions.
  • Represent FCRM on complex projects and change initiatives.
  • Provide advanced analysis and reporting to support business partners.
  • Provide guidance and support to analysts on portfolio and specialty matters.
  • Expert knowledge of business and operational functions.

Experience & Education:

  • Undergraduate degree.
  • Advanced degree, professional accreditation, and/or 7+ years of relevant industry experience.

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