Senior Trade Surveillance Advisor, Derivatives

2 weeks ago


Montreal, Quebec, Canada National Bank Full time
About the Role

As a Senior Advisor Trade Surveillance Advisor, Derivatives in the team of Compliance Trade Surveillance at National Bank, you will play a crucial role in assisting with trade surveillance, compliance monitoring, and testing for the Financial Markets division.

Key Responsibilities
  • Perform pre and post-trade surveillance to ensure compliance with regulatory requirements.
  • Conduct thorough monitoring and testing of trade activities to identify potential risks and anomalies.
  • Collaborate with cross-functional teams to develop and implement effective trade surveillance strategies.
  • Provide expert advice and guidance on trade surveillance best practices and regulatory requirements.
What You'll Bring
  • Strong understanding of trade surveillance principles and regulatory requirements.
  • Excellent analytical and problem-solving skills.
  • Ability to work effectively in a team environment.
  • Strong communication and interpersonal skills.


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