Senior Trade Surveillance Advisor Derivatives

5 days ago


Montreal, Quebec, Canada National Bank Full time
Role Overview

As a Senior Advisor Trade Surveillance Advisor, Derivatives in the Compliance Trade Surveillance team at National Bank, you will play a crucial role in assisting with trade surveillance, compliance monitoring, and testing for the Financial Markets division.

Key Responsibilities
  • Perform pre and post-trade surveillance to ensure compliance with regulatory requirements
  • Conduct thorough monitoring and testing of trade activities to identify potential risks and anomalies
  • Collaborate with cross-functional teams to implement effective compliance strategies and procedures
Requirements

To succeed in this role, you will need to possess strong analytical and problem-solving skills, as well as excellent communication and collaboration abilities. A deep understanding of financial markets and regulatory requirements is also essential.



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