Senior Trade Surveillance Specialist
5 days ago
We are seeking a highly skilled Senior Advisor to join our Compliance Trade Surveillance team at National Bank. As a key member of our team, you will play a critical role in assisting with trade surveillance, compliance monitoring, and testing for our Financial Markets division.
Key Responsibilities- Perform pre and post-trade surveillance to ensure compliance with regulatory requirements
- Conduct thorough reviews of trade data to identify potential compliance issues
- Collaborate with cross-functional teams to develop and implement effective compliance monitoring strategies
- Provide expert advice on compliance matters related to derivatives trading
- Strong understanding of regulatory requirements and compliance frameworks
- Excellent analytical and problem-solving skills
- Ability to work effectively in a team environment
- Strong communication and interpersonal skills
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale de Surveillance SA's Compliance Department is seeking a highly skilled Compliance Officer - Trade Surveillance Specialist to join its team in Montreal. As a key member of the Capital Market Surveillance team, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale de Surveillance SA's Compliance Department is seeking a highly skilled Compliance Officer - Trade Surveillance Specialist to join its team in Montreal. As a key member of the Capital Market Surveillance team, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a highly skilled Compliance Officer to join our team in Montreal. As a Compliance Officer - Trade Surveillance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key ResponsibilitiesConduct surveillance controls...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a highly skilled Compliance Officer to join our team in Montreal. As a Compliance Officer - Trade Surveillance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key ResponsibilitiesConduct surveillance controls...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance team is seeking a highly skilled Compliance Officer to join our team in Montreal. As a Compliance Officer - Trade Surveillance Specialist, you will play a critical role in ensuring the firm's compliance with applicable regulations and policies related to trade surveillance.Key...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance team is seeking a highly skilled Compliance Officer to join our team in Montreal. As a Compliance Officer - Trade Surveillance Specialist, you will play a critical role in ensuring the firm's compliance with applicable regulations and policies related to trade surveillance.Key...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a highly skilled Compliance Officer to join our team in Montreal. As a Compliance Officer - Trade Surveillance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key ResponsibilitiesConduct surveillance controls...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a highly skilled Compliance Officer to join our team in Montreal. As a Compliance Officer - Trade Surveillance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key ResponsibilitiesConduct surveillance controls...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer - Trade Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's banking and financial activities comply with relevant laws, regulations, and industry...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer - Trade Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's banking and financial activities comply with relevant laws, regulations, and industry...
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Trade Surveillance Compliance Expert
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a highly skilled Compliance Officer - Surveillance Specialist to join our team in Montreal. As a key member of our Capital Market Surveillance department, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and regulations.Key...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer - Trade Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's banking and financial activities comply with relevant laws, regulations, and industry...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer - Trade Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's banking and financial activities comply with relevant laws, regulations, and industry...
-
Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale de Surveillance SA is seeking a highly skilled Compliance Officer to join its Trade Surveillance team. As a key member of the team, you will be responsible for ensuring the effective monitoring of security transactions and firm communications to prevent non-compliance with regulatory requirements.Key ResponsibilitiesConduct...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale de Surveillance SA's Compliance Department is seeking a highly skilled Compliance Officer to join its Trade Surveillance team. As a key member of the team, you will be responsible for ensuring the firm's compliance with regulatory requirements and industry standards.Key ResponsibilitiesConduct surveillance controls...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale de Surveillance SA is seeking a highly skilled Compliance Officer to join its Trade Surveillance team. As a key member of the team, you will be responsible for ensuring the effective monitoring of security transactions and firm communications to prevent non-compliance with regulatory requirements.Key ResponsibilitiesConduct...
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Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale de Surveillance SA's Compliance Department is seeking a highly skilled Compliance Officer to join its Trade Surveillance team. As a key member of the team, you will be responsible for ensuring the firm's compliance with regulatory requirements and industry standards.Key ResponsibilitiesConduct surveillance controls...
-
Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a highly skilled Compliance Officer to join its Trade Surveillance team. As a key member of the team, you will be responsible for ensuring the effective monitoring of security transactions and firm communications to prevent non-compliance with applicable policies, industry rules, and...
-
Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a highly skilled Compliance Officer to join its Trade Surveillance team. As a key member of the team, you will be responsible for ensuring the effective monitoring of security transactions and firm communications to prevent non-compliance with applicable policies, industry rules, and...
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Senior Trade Surveillance Specialist
5 days ago
Montreal, Quebec, Canada National Bank Full timeJob SummaryWe are seeking a highly skilled Senior Advisor to join our Compliance Trade Surveillance team at National Bank. As a key member of our team, you will play a critical role in assisting with trade surveillance, compliance monitoring, and testing for our Financial Markets division.Key ResponsibilitiesPerform pre and post-trade surveillance to ensure...
