Regulatory Compliance Lead
2 weeks ago
Job Summary
We are seeking an experienced Regulatory Compliance professional to manage a team of compliance managers and specialists as our Director of Regulatory Compliance. This role will provide compliance stewardship and oversight to the business units, partner with risk owners to ensure compliance risks are appropriately identified, measured, reported, and managed in alignment with OSFI E-13 Guideline and the company's risk appetite.
Key Responsibilities
- Regulatory Compliance Expertise: Interpret and study legal and regulatory requirements and develop governance and reporting for senior management, the Board, and regulators.
- Policies and Procedures: Develop policies, procedures, framework, and controls for enterprise regulatory compliance.
- Compliance Risk Management: Identify and monitor regulatory requirements, assess compliance risks, and identify areas of non-compliance.
- Staying Current: Stay up to date on industry changes, trends, laws, regulatory updates, and best practices.
Requirements
- Education: University degree in business, accounting, economics, finance, or a related field.
- Experience: 7 or more years of experience in a regulatory compliance role at a Canadian financial institution.
- Certifications: Compliance or risk management certifications, including CCSA, PRM, or CIA.
- Leadership: Ability to manage a high-performing team and collaborate with key stakeholders.
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