Current jobs related to Market Investigations Lead - Scarborough Village, Ontario - the Ladders

  • Market Investigations Lead

    3 weeks ago

    Scarborough Village, Ontario, Canada Investment Industry Regulatory Organization of Canada Full time

    Job Title: Senior InvestigatorPosition Title: Senior Investigator (Market Investigations)Department: EnforcementLocation: TorontoStatus: Permanent Full-time (Hybrid)Job Summary:We are seeking a highly skilled Senior Investigator to join our Enforcement team. As a Senior Investigator, you will be responsible for conducting investigations into allegations of...

  • Market Investigations Lead

    4 weeks ago

    Scarborough Village, Ontario, Canada Investment Industry Regulatory Organization of Canada Full time

    Job Title: Senior InvestigatorJob Summary: We are seeking a highly skilled Senior Investigator to join our Enforcement team at the Investment Industry Regulatory Organization of Canada. As a Senior Investigator, you will be responsible for conducting thorough investigations into allegations of violations of the Universal Market Integrity Rules (UMIR) by...

  • Market Investigations Lead

    4 weeks ago

    Scarborough Village, Ontario, Canada Investment Industry Regulatory Organization of Canada Full time

    Job Title: Senior InvestigatorJob Summary: We are seeking a highly skilled Senior Investigator to join our Enforcement team at the Investment Industry Regulatory Organization of Canada. As a Senior Investigator, you will be responsible for conducting thorough investigations into allegations of violations of the Universal Market Integrity Rules (UMIR) by...

  • Financial Investigator

    2 weeks ago

    Scarborough Village, Ontario, Canada BMO Financial Group Full time

    BMO Financial Group is seeking a skilled Financial Investigator to join its team on a 6-month contract. As a member of this team, you will support BMO's Financial Planners/Market Leaders sales force in Canada by providing performance management support.The ideal candidate will have 1 year of experience in SQL, basic financial acumen, and MS Office skills. A...

  • Sales Team Lead

    3 weeks ago

    Scarborough Village, Ontario, Canada Alamaan Super Market Full time

    Job Title: Sales SupervisorAlamaan Super Market is seeking a highly skilled Sales Supervisor to join our team. As a Sales Supervisor, you will be responsible for overseeing the sales floor, managing sales teams, and ensuring excellent customer service.Key Responsibilities:Assign sales workers to duties and ensure efficient sales floor operationsHire and...

  • Sales Team Lead

    3 weeks ago

    Scarborough Village, Ontario, Canada Alamaan Super Market Full time

    Job Title: Sales SupervisorAlamaan Super Market is seeking a highly skilled Sales Supervisor to join our team. As a Sales Supervisor, you will be responsible for overseeing the sales floor, managing sales teams, and ensuring excellent customer service.Key Responsibilities:Assign sales workers to duties and ensure efficient sales floor operationsHire and...

  • Marketing Director

    3 weeks ago

    Scarborough Village, Ontario, Canada D and H Distributing Co Full time

    Marketing ManagerWe are seeking a highly skilled Marketing Manager to join our team at D and H Distributing Co. This is a remote/hybrid role in Mississauga, Ontario, offering a competitive pay and great learning opportunities.About UsOur company is a 105+ year old and growing electronics and technology company that empowers its employees to provide...

  • Marketing Director

    3 weeks ago

    Scarborough Village, Ontario, Canada D and H Distributing Co Full time

    Marketing ManagerWe are seeking a highly skilled Marketing Manager to join our team at D and H Distributing Co. This is a remote/hybrid role in Mississauga, Ontario, offering a competitive pay and great learning opportunities.About UsOur company is a 105+ year old and growing electronics and technology company that empowers its employees to provide...

  • Strategic Marketing Director

    2 weeks ago

    Scarborough Village, Ontario, Canada Sun On Food Company Full time

    Marketing Vice PresidentAt Sun On Food Company, we are seeking a highly skilled Marketing Vice President to lead our marketing efforts. The ideal candidate will have a proven track record of developing and implementing successful marketing strategies, managing events, conducting performance reviews, and project management.Responsibilities- Establish...

  • Marketing Coordinator

    2 months ago

    Scarborough Village, Ontario, Canada BMO Financial Group Full time

    About the RoleBMO Financial Group is seeking a highly skilled Marketing Coordinator to join our team on a 12-month contract. As a Marketing Coordinator, you will play a key role in developing and executing marketing campaigns that drive business growth and customer engagement.Key ResponsibilitiesDevelop business cases for content-driven communications across...

  • Marketing Coordinator

    2 months ago

    Scarborough Village, Ontario, Canada BMO Financial Group Full time

    About the RoleBMO Financial Group is seeking a highly skilled Marketing Coordinator to join our team on a 12-month contract. As a Marketing Coordinator, you will play a key role in developing and executing marketing campaigns that drive business growth and customer engagement.Key ResponsibilitiesDevelop business cases for content-driven communications across...

  • Marketing Project Manager

    2 weeks ago

    Scarborough Village, Ontario, Canada Washing Dynasty Full time

    Job Title: Marketing Project ManagerWashing Dynasty is seeking a highly skilled Marketing Project Manager to lead our marketing initiatives. As a key member of our team, you will be responsible for developing and implementing marketing strategies, managing digital databases, and overseeing the preparation of written material for website content.Key...

  • Chief Marketing Officer

    4 weeks ago

    Scarborough Village, Ontario, Canada Propel Holdings Full time

    About PropelPropel is a fintech company that empowers consumers by providing access to credit through its AI-driven platform. This innovative approach evaluates customers more comprehensively than traditional credit assessment methods.Our MissionWe aim to revolutionize the financial industry by bridging the gap between underserved consumers and traditional...

  • Chief Marketing Officer

    4 weeks ago

    Scarborough Village, Ontario, Canada Propel Holdings Full time

    About PropelPropel is a fintech company that empowers consumers by providing access to credit through its AI-driven platform. This innovative approach evaluates customers more comprehensively than traditional credit assessment methods.Our MissionWe aim to revolutionize the financial industry by bridging the gap between underserved consumers and traditional...

  • Senior Customer Marketing Director

    4 weeks ago

    Scarborough Village, Ontario, Canada Sage Group plc Full time

    Job Title Senior Customer Marketing Manager Job DescriptionThe Senior Customer Marketing Manager will be at the forefront of designing innovative strategies and crafting executional frameworks that pinpoint and engage customers poised for migration to optimal Sage solutions.This role requires a deep understanding of customer needs and preferences, as well as...

  • Senior Customer Marketing Director

    4 weeks ago

    Scarborough Village, Ontario, Canada Sage Group plc Full time

    Job Title Senior Customer Marketing Manager Job DescriptionThe Senior Customer Marketing Manager will be at the forefront of designing innovative strategies and crafting executional frameworks that pinpoint and engage customers poised for migration to optimal Sage solutions.This role requires a deep understanding of customer needs and preferences, as well as...

  • Sales and Marketing Director

    1 week ago

    Scarborough Village, Ontario, Canada At Your Home Compassion Care Full time

    Brand Development and Sales StrategyWe are seeking a highly skilled Sales and Marketing Manager to join our team at At Your Home Compassion Care. In this role, you will play a key part in developing and executing effective sales and marketing strategies to drive business growth and success.Key ResponsibilitiesDevelop and implement sales and marketing plans...

  • Strategic Sales and Marketing Director

    2 weeks ago

    Scarborough Village, Ontario, Canada At Your Home Compassion Care Full time

    Job Title: Strategic Sales and Marketing DirectorAt Your Home Compassion Care, we are seeking a highly skilled and experienced Strategic Sales and Marketing Director to join our team. As a key member of our organization, you will play a crucial role in developing and executing effective sales and marketing strategies to achieve business...

  • Senior Marketing Communications Director

    2 weeks ago

    Scarborough Village, Ontario, Canada Publicis Groupe Full time

    Company DescriptionA three-time SABRE Canadian Agency of the Year winner, North has achieved unprecedented success since launching in 2011. With its innovative approach to PR, influencer, social, and digital marketing, North has established itself as a Canadian agency leader. Our team is dedicated to disrupting the industry with creative solutions that drive...

  • Chief Marketing Officer, Global Expansion

    3 weeks ago

    Scarborough Village, Ontario, Canada Propel Holdings Full time

    About PropelPropel is a fintech company that empowers consumers by providing access to credit through its AI-driven platform. By evaluating customers comprehensively, Propel addresses the needs of underserved individuals and communities.Our MissionWe strive to create a world where financial opportunities are accessible to all. Our platform enables customers...

Market Investigations Lead

2 months ago

Scarborough Village, Ontario, Canada the Ladders Full time
Job Summary

We are seeking a highly skilled Senior Investigator to join our team at The Ladders. As a key member of our Enforcement department, you will be responsible for conducting thorough investigations into allegations of violations of the Universal Market Integrity Rules (UMIR) by dealer members and their registered personnel.

Key Responsibilities
  • Conduct investigations into allegations of UMIR violations, gathering and analyzing evidence to determine the facts of each case.
  • Collaborate with internal stakeholders, including Enforcement team members and senior leadership, to ensure effective and efficient investigation processes.
  • Develop and implement strategies to prevent future UMIR violations, working closely with dealer members and their registered personnel to promote compliance.
  • Prepare and present investigation findings and recommendations to senior leadership and other stakeholders, providing clear and concise analysis of the evidence and potential consequences.
  • Stay up-to-date with changes to UMIR and other relevant regulations, ensuring that investigations are conducted in accordance with the latest requirements.
Requirements
  • Strong analytical and problem-solving skills, with the ability to gather and analyze complex evidence.
  • Excellent communication and interpersonal skills, with the ability to work effectively with internal stakeholders and external parties.
  • Proven experience in investigations or a related field, with a strong understanding of regulatory requirements and compliance principles.
  • Ability to work independently and as part of a team, with a strong attention to detail and ability to meet deadlines.