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Head of Compliance

2 months ago

Old Toronto, Ontario, Canada Deutsche Bank Full time

Job Title: Head of Compliance

Corporate Title: Vice President

Location: Toronto

Overview

The Anti-Financial Crime Officer (AFCO) plays a critical role in ensuring the bank's compliance with all relevant policies and regulations. They are responsible for overseeing Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), Sanctions & Embargoes (S&E), and Anti-Fraud & Bribery Corruption (AFBC) activities. The AFCO must have a solid understanding of Compliance and AFC risks and typologies to identify areas or instances of potential Compliance and AFC risks and address them appropriately.

Key Responsibilities:

  • Decision-making authority over Business on AFC-related matters
  • Monitoring local regulatory sanctions and escalating changes to the regional Head of Sanctions and Embargo
  • Maintaining an internal control framework for detecting, investigating, and reporting suspicious transactions
  • Promoting anti-bribery and anti-fraud measures, including policy, training, and monitoring
  • Developing and maintaining controls to manage financial crime risks, ensuring deficiencies are reported and fixed
  • Implementing processes to meet regulatory obligations, advising on compliance matters, and preparing management reports

Requirements:

  • At least 10 years of direct senior experience in Compliance and AFC
  • A strong track record in risk and regulatory matters, including a solid understanding of Compliance and AFC risks and typologies
  • In-depth knowledge of Canadian legal and regulatory requirements

What We Offer:

Deutsche Bank provides a comprehensive benefits package, including access to physical, emotional, and financial wellness benefits. We strive for a culture in which we are empowered to excel together every day, acting responsibly, thinking commercially, taking initiative, and working collaboratively. We welcome applications from all people and promote a positive, fair, and inclusive work environment.