Senior Compliance Operations Manager
7 days ago
We are seeking a highly skilled professional to join our team as a Senior Compliance Operations Manager. This role plays a critical part in the successful management of Audit and Compliance identified issues.
The ideal candidate will have a minimum of 5 years' experience in the financial services industry, working within a defined control framework. They should possess excellent leadership skills, ability to manage complex processes, and experience working within a project management framework.
Responsibilities include leading case management on high-priority issues, developing action plans, and ensuring BCPs comply with current standards.
Key Accountabilities- Champion a customer-focused culture to deepen client relationships
- Lead case management on high-priority issues
- Develop and implement action plans
- Ensure BCPs comply with current standards
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Senior Operations and Compliance Lead
1 hour ago
Toronto, Ontario, Canada TD Bank Full timeTD Bank is seeking a Senior Operations and Compliance Lead to join our Global Compliance Governance and Assurance (CGA) team. As a key member of this team, you will provide governance and oversight for central elements of the Global Compliance Program, including transformation and technology initiatives.You will report to the Manager, CGA, and ensure that...
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Manager, Compliance and Operations
5 days ago
Toronto, Ontario, Canada Salient Group Full timeOperations: Oversee strategy & operations, leading front, middle & back office functions with a clear vision & "get things done" mentality. Inspirational Leadership: Push for a leadership brand that empowers the entire Canada team to provide excellent service to clients. Senior Leadership: Work closely with the CEO and global senior management to push for...
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Senior Business Development Manager
8 hours ago
Toronto, Ontario, Canada Assent Compliance Full timeAbout the RoleWe are seeking an experienced sales professional to join our team as a Complex Sales Solutions Expert.The ideal candidate will possess a deep understanding of the manufacturing industry and a proven track record in driving sales growth.In this role, you will be responsible for developing and executing strategic sales plans, identifying new...
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Senior Manager, Compliance
3 weeks ago
Toronto, Ontario, Canada TMX Group Full timeSenior Manager, Compliance & DisclosureLocations: Toronto - 100 Adelaide St WTime Type: Full TimePosted on: 6 days agoApplication Deadline: February 20, 2025 (7 days left to apply)Job Requisition ID: R-4840Venture outside the ordinary - TMX CareersThe TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal...
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Senior Compliance Manager
1 day ago
Toronto, Ontario, Canada Scotiabank Full timeScotiabank is seeking a Senior Compliance Manager to contribute to the success of the business unit(s) and/or legal entity(ies) assigned to them from time to time. The ideal candidate will have advanced analytical, problem-solving, and critical thinking skills with solid organizational and time management capabilities.The Senior Compliance Manager will be...
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Compliance Senior Manager, Canada
2 weeks ago
Toronto, Ontario, Canada Medison group Full timeMedison offers hope to patients suffering from rare and severe diseases, by forming partnerships with emerging biotech companies to accelerate access to highly innovative therapies in international markets.As the creator and leader of the global partnership category in the pharma industry, we strive to be Always Ahead, and work relentlessly to bring therapy...
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Toronto, Ontario, Canada Fidelity Investments Full timeDescription This is a hybrid role with a mix of remote and in-office working Who We Are At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we're constantly seeking new and better ways to help our...
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Toronto, Ontario, Canada TD Bank Full timeAbout the RoleThe Senior Compliance Governance & Operations Analyst will be part of the Global Compliance Governance and Assurance (CGA) team. The team provides governance and oversight for central elements of the Global Compliance Program, including transformation and technology initiatives.The ideal candidate will report to the Manager, CGA, and ensure...
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Toronto, Ontario, Canada TD Bank Full timeAbout TD Bank**Our Vision:** To be the better bank and enrich the lives of our customers, communities, and colleagues.**Our Values:** Customer experience, teamwork, innovation, and integrity.**Job Summary:** We are seeking a Senior Manager, Compliance Governance & Operations to join our team and contribute to our mission. The successful candidate will have a...
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Operational Risk and Compliance Manager
5 days ago
Toronto, Ontario, Canada Bank of America Full timeJob Title:Compliance and Operational Risk Management ExecutiveDescription:This role is responsible for overseeing and reporting on compliance and operational risk management across the Bank's enterprise subsidiaries. The ideal candidate will have expertise in compliance or risk management, along with excellent communication and interpersonal...
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Operational Risk and Compliance Manager
3 days ago
Toronto, Ontario, Canada RBC Full timeJoin Our TeamWe are seeking a highly skilled and experienced professional to join our team as an Operational Risk and Compliance Manager. This role will play a critical part in the development and implementation of the global risk management strategy, focusing on operational risk and compliance.The successful candidate will have a strong analytical...
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Senior Compliance Officer
7 days ago
Toronto, Ontario, Canada Scotiabank Full timeJob DescriptionThe Senior Compliance Officer will be responsible for ensuring the Bank's compliance with all RESL lending policies, procedures, and legal interests. This includes managing and assisting in the oversight of RESL governance and compliance policies, reports, and issues.Key Responsibilities:Manage and assist in the oversight of RESL governance...
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Senior Manager, Global Compliance
3 days ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204616 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose As the Senior Manager, AML Reporting & Governance, you play a pivotal role in steering the Enterprise Anti-Money Laundering Program. Your expertise is crucial in crafting and overseeing reports that comply with...
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Senior Manager, Operations
2 weeks ago
Toronto, Ontario, Canada Salient Group Full timeSenior Manager, Operations (Financial Securities Brokerage) Key Responsibilities: Operations: Oversee strategy & operations, leading front, middle & back office functions with a clear vision & "get things done" mentality. Inspirational Leadership: Push for a leadership brand that empowers the entire Canada team to provide excellent service to clients. ...
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Senior Manager, Operations
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeSenior Manager, Operations - Scotia Wealth ManagementReporting to the Director, Insurance Services within Scotia Wealth Insurance Services, the Senior Manager Operations is responsible for the management of the Operations teams. The Senior Manager also collaborates with Regional Directors and the Insurance Business Development Director to provide a full...
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Kitchen Operations Manager
4 days ago
Toronto, Ontario, Canada Sunrise Senior Living Full timeDo you have a passion for delivering exceptional service and creating memorable experiences for seniors? As a Kitchen Operations Manager at Sunrise Senior Living, you will play a critical role in ensuring that our residents receive the highest level of care and service. You will be responsible for overseeing the preparation and serving of meals, as well as...
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Senior Manager Compliance and Governance
6 days ago
Toronto, Ontario, Canada TMX Group Full time**Job Overview**The TMX Group is a global leader in exchange services, operating key exchanges such as the Toronto Stock Exchange, Montreal Exchange, and other innovative companies driving capital markets forward. As a Senior Manager Compliance and Governance, you will play a critical role in maintaining the integrity of our listings by overseeing compliance...
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Assent Compliance Solutions Expert
4 days ago
Toronto, Ontario, Canada Assent Compliance Full timeCompany OverviewAt Assent Compliance, we are a leading solution for supply chain sustainability tailored to the world's top-tier manufacturers. Our mission is to help manufacturers navigate complex supply chains and ensure their operations align with sustainability goals.We pride ourselves on being the tool of choice for comprehensive sustainability...
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Compliance Manager
2 weeks ago
Toronto, Ontario, Canada Yamaha Motor Canada Ltd. Full timeReports to: Managing Counsel & Chief Compliance OfficerAssist the YMFC (Yamaha Motor Finance Corporation) North America Chief Compliance Officer in the development and ongoing management of the YMFC-CA (Yamaha Motor Finance Corporation Canada) compliance management program.Key Duties & Responsibilities- Operationalize applicable legal/regulatory requirements...
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Senior Environmental Compliance Manager
1 day ago
Toronto, Ontario, Canada FCC Construcción Full timeAbout Us:FCC Construcción has been present in Canada for over 25 years, involved in innovative subway infrastructure work. We have won numerous contracts, including the Highway 407 stations and Northern Tunnels for the Toronto York Spadina Subway Line Expansion. Our company is committed to cultivating a diverse and inclusive culture that promotes gender...