Compliance Manager
2 weeks ago
We are seeking a highly skilled Compliance Manager to join our team at Manulife, a leading international financial services group. The successful candidate will be responsible for providing strategic leadership and direction to ensure compliance with regulatory requirements.
This role involves reviewing, interpreting, and summarizing applicable legislation to ensure relevant stakeholders understand the requirements and actions needed to meet compliance requirements. You will also respond to complex questions from business partners, including providing privacy advice and support, to ensure the safety and security of customer data.
Key Responsibilities- Providing strategic leadership and direction, including acting as a mentor to the team and contributing to a positive and productive work environment.
- Reviewing, interpreting, and summarizing applicable legislation to ensure relevant stakeholders understand the requirements and actions needed to meet compliance requirements.
- Responding to complex questions from business partners, including providing privacy advice and support, to ensure the safety and security of customer data.
- Acting as compliance subject matter expert on digital transformation initiatives taking place within the business and providing guidance to clients based on technical legislative requirements and controls to mitigate risk.
- Reviewing of business processes, policies, and documentation to meet current regulatory requirements. Keeping up to date with regulatory changes, communicating updates and changes appropriately and ensuring the business is engaged to ensure compliance with the regulatory compliance management program in a timely fashion.
- Supporting the review of external public facing communications to ensure compliance and applicable policy requirements are observed.
- Specialized compliance expertise and/or legal experience working in retail banking and financial services.
- Subject matter expertise in retail banking products and procedures in various operational areas is desirable.
- Self-starter who takes initiative and is an outside the box thinker.
- Ability to review, interpret and document legislation and regulatory requirements.
- Highly organized and is able to prioritize work in a fast-paced environment.
- Excellent written and verbal communication skills, with the ability to simplify complicated messages.
Manulife offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension and a global share ownership plan with employer matching contributions) and financial education and counseling resources.
The annual base salary for this role is between $78,975.00 CAD and $142,155.00 CAD, depending on location.
-
Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full timeJob SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. The successful candidate will be responsible for ensuring compliance with all trade regulations and laws for our global cross border operations.Key ResponsibilitiesServe as the subject matter expert for trade compliance, providing...
-
Compliance Risk Manager
2 weeks ago
Toronto, Ontario, Canada CI Financial Full timeCI Financial is seeking a Senior Compliance Officer to join its Compliance team. The successful candidate will be responsible for fostering a culture of compliance within the organization, ensuring adherence to securities industry rules and regulations.About CI FinancialWe are a leading financial services company with a strong commitment to excellence. Our...
-
Compliance Risk Manager
2 weeks ago
Toronto, Ontario, Canada Options Consulting Solutions Full time $120,000Job Title: Compliance Risk ManagerAbout Us:Options Consulting Solutions is a leading investment firm with a strong reputation for navigating complex regulatory environments. Our team of experts is dedicated to providing exceptional service to our clients, and we are seeking a talented Compliance Risk Manager to join our team.Role Overview:We are looking for...
-
Regulatory Compliance Manager
2 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleThis is a hybrid role with a mix of remote and in-office working. At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we're constantly seeking new and better ways to help our clients.Job...
-
Regulatory Compliance Manager
1 month ago
Toronto, Ontario, Canada beBee Professionals Full timeRegulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team in Toronto.Job Description:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and analyzing changes in laws and...
-
Compliance Program Manager
2 weeks ago
Toronto, Ontario, Canada Starlight Investments Full timeStarlight Investments, a leading global real estate investment and asset management firm, is seeking a seasoned Compliance Program Manager to execute compliance activities across the organization.The successful candidate will be responsible for establishing and implementing compliance policies and procedures, training employees, assessing corrective actions,...
-
Compliance Operations Manager
2 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeCompany OverviewRoyal Bank of Canada is a leading financial institution dedicated to delivering exceptional client experiences and driving business growth.SalaryThe estimated annual salary for this role is between $120,000 to $180,000 CAD, depending on experience and qualifications.Job DescriptionThis key position plays a critical role in ensuring the...
-
Compliance Risk Manager
2 weeks ago
Toronto, Ontario, Canada CI Financial Full timeJob OverviewWe are seeking a highly skilled Senior Compliance Officer, Branch Audit to join our Compliance team at CI Financial. In this role, the successful candidate will be responsible for conducting branch audits across Canada and facilitating Professional Development Training (PD days) to present compliance topics to Assante Branch Managers, Advisors,...
-
Strategic Corporate Compliance Manager
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeJob OverviewThe Strategic Corporate Compliance Manager is a key role within the Scotiabank team, responsible for managing ongoing compliance activities and strategies. This position requires a strong understanding of governing regulations and internal policies to ensure the company remains compliant.About the RoleThe Strategic Corporate Compliance Manager...
-
AML Compliance Manager
2 weeks ago
Toronto, Ontario, Canada President's Choice Financial Full timeJob Summary:This is a critical role within President's Choice Financial, reporting to the Chief Anti-Money Laundering Officer (CAMLO). As the AML Compliance Manager, you will be responsible for overseeing the Bank's Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) program to ensure compliance with all legislative and regulatory...
-
Compliance Risk Management Professional
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878Job SummaryWe are seeking a highly experienced Compliance Risk Management Professional to join our team at Scotiabank. This role is responsible for managing ongoing Compliance activities and strategies, ensuring alignment with governing regulations and internal policies.About the RoleThis key position will support the development and...
-
Compliance Process Manager
2 weeks ago
Toronto, Ontario, Canada CIRO OCRI Full timeJob DescriptionCIRO is seeking a highly skilled Membership Intake Manager to join our team. This role requires strong knowledge of regulatory processes and associated rules, as well as expertise in CIRO Rules relating to new application process and Member transaction changes.About the RoleThe Membership Intake Manager will be responsible for leading the...
-
Supervisor of Compliance and Risk Management
3 weeks ago
Toronto, Ontario, Canada Wellington-Altus Full timeJob Title: Supervisor of Compliance and Risk ManagementAbout the Role:Wellington-Altus Private Wealth is seeking a highly skilled Supervisor of Compliance and Risk Management to join our team. In this role, you will be responsible for leading our compliance and risk management initiatives, ensuring that our organization adheres to all regulatory requirements...
-
Toronto, Ontario, Canada Scotiabank Full timeWith a strong focus on delivering exceptional results in an inclusive and high-performing culture, we are seeking a highly skilled Insurance Compliance Manager to join our Scotia Wealth Management team.Job SummaryThe Insurance Compliance Manager will be responsible for managing the day-to-day sales practice supervision for the Insurance business within...
-
Compliance Director
2 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob OverviewWe are seeking a highly experienced Compliance Director to join our team at Royal Bank of Canada, supporting RBC Global Asset Management in Canada.About the RoleThe successful candidate will be responsible for leading the Compliance team's operations, ensuring strategic objectives and initiatives are executed, and reporting obligations are...
-
Audit and Compliance Manager
3 weeks ago
Toronto, Ontario, Canada Amazon Canada Fulfillment Services, ULC Full timeAbout the JobAs a key member of our Transportation Risk and Compliance (TRC) team, you will play a critical role in identifying and mitigating risks for Amazon Canada Fulfillment Services, ULC.Key ResponsibilitiesDevelop and implement risk programs to drive improvements quantified with metrics.Lead and monitor projects through to completion on time.Establish...
-
Compliance Risk Management Specialist
2 weeks ago
Toronto, Ontario, Canada BMO Full time**About Us**BMO Financial Group is a leading financial institution that drives lasting, positive change for our customers, communities and people. Our purpose is to boldly grow the good in business and life.**Job Summary**We are seeking a skilled Compliance Risk Management Specialist to join our team. This role will be responsible for delivering on...
-
Compliance Risk Management Specialist
4 weeks ago
Toronto, Ontario, Canada First National Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at First National. In this role, you will play a key part in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing.Key ResponsibilitiesSupporting the...
-
Compliance Specialist, Wealth Management
1 month ago
Toronto, Ontario, Canada BMO Full timeJob DescriptionThis role provides critical support to the Wealth Management team by ensuring regulatory compliance and risk management practices are in place and effective. The Compliance Specialist will interpret regulations, provide advice on the application of regulatory requirements to business processes and controls, and serve as a subject matter expert...
-
Compliance Risk Manager
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeOverview of ScotiabankScotiabank is a leading bank in the Americas, guided by our purpose: For every future, we help our customers, their families and their communities achieve success through a broad range of advice, products and services.About this RoleWe are seeking an experienced Compliance Officer to join our Global Compliance Trade Surveillance...