Financial Services Risk Manager
5 days ago
The Senior Compliance Specialist will play a crucial role in ensuring the integrity of our compliance programs and maintaining the trust of our clients.
About the JobThis position requires a highly motivated individual with excellent communication and interpersonal skills, who can work effectively in a fast-paced environment.
Key Responsibilities:
- Perform initial reviews and risk assessments of various activities and reports across multiple compliance programs
- Identify, investigate, and report compliance issues, irregularities, and violations to the appropriate compliance manager
- Support the daily compliance-related tasks of the broader Compliance Supervision team as needed
Requirements:
- 4+ years of experience in a financial services environment
- Completion of a post-secondary degree or diploma in a relevant business discipline
- Knowledge of regulatory compliance requirements in the financial services industry
- Proven analytical and problem-solving skills
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