Financial Services Risk Manager

5 days ago


Québec, Quebec, Canada IGM Financial Full time

The Senior Compliance Specialist will play a crucial role in ensuring the integrity of our compliance programs and maintaining the trust of our clients.

About the Job

This position requires a highly motivated individual with excellent communication and interpersonal skills, who can work effectively in a fast-paced environment.

Key Responsibilities:

  • Perform initial reviews and risk assessments of various activities and reports across multiple compliance programs
  • Identify, investigate, and report compliance issues, irregularities, and violations to the appropriate compliance manager
  • Support the daily compliance-related tasks of the broader Compliance Supervision team as needed

Requirements:

  • 4+ years of experience in a financial services environment
  • Completion of a post-secondary degree or diploma in a relevant business discipline
  • Knowledge of regulatory compliance requirements in the financial services industry
  • Proven analytical and problem-solving skills


  • Québec, Quebec, Canada iA Financial Group Full time

    Are you ready to take on new challenges in a dynamic and innovative environment? As a Compliance Generalist/Multidiscipline professional, you will have the opportunity to work with a team of experts and contribute to the company's integrated risk management culture.Main Responsibilities:Provide regulatory oversight and recommendations to senior management...


  • Québec, Quebec, Canada iA Financial Group Full time

    - Job category: Compliance Generalist/MultidisciplineAre you ready to take on new challenges with a team of professionals in a dynamic and new environment? Are you a good communicator, with leadership and a service mentality? If you are motivated to contribute to the company's integrated risk management culture, find out more about this opportunity nowWe are...


  • Québec, Quebec, Canada IGM Financial Full time

    Company Overview">IGM Financial is a leading diversified wealth and asset management company, providing financial planning and investment management services to help Canadians meet their financial goals.">Job Description">The Senior Compliance Specialist will assist the Compliance Supervision Tier 1 team in performing initial reviews and risk assessments of...


  • Québec, Quebec, Canada HireTalent - Staffing & Recruiting Firm Full time

    Responsibilities: Deploy global and local control plans related to OPC covering Global Banking Operations and Client Engagement & Protection for North American Region. Assist in performing walk through and data collection exercises with CIB Operations teams as required.Assist in performing risk self-assessment (analysis of processes, risks and controls...


  • Québec, Quebec, Canada ALLTECH CONSULTING SVC INC Full time

    Job Description:Experience Level: 7+ yearsEnterprise Technology & Services (ETS) delivers shared technology services for the Firm supporting all business applications and end users. ETS provides capabilities for all stages of the Firms software development lifecycle, enabling productive coding, functional and integration testing, application releases, and...


  • Québec, Quebec, Canada Playground Poker Full time

    Job Summary:The Financial Transaction Manager will oversee the gaming facility's financial operations, ensuring accuracy and efficiency in all transactions. This role is responsible for managing significant cash flows, maintaining regulatory compliance, and implementing strategies to optimize cash flow and minimize financial risk.About Us:Playground Poker is...


  • Québec, Quebec, Canada The Toronto-Dominion Bank (Canada) Full time

    Description : CUSTOMER: • Act as a subject matter expert in the branch for both customers and colleagues regarding all products, services, policies, and procedures of TD, especially regarding both personal banking and business banking products/services or policies/procedures • Provide sound advice with every customer interaction, contributing to...


  • Québec, Quebec, Canada Rank Interactive Full time

    Key ResponsibilitiesWe are seeking a highly skilled Financial Controls Specialist to lead the design, implementation, and monitoring of our Financial Controls Framework. This includes assessing risks and implementing controls to mitigate those risks.The successful candidate will work closely with process owners and subject matter experts to scope, design,...


  • Québec, Quebec, Canada iA Financial Group Full time

    The General Fund and Fixed Income Portfolio Management sector at iA Financial Group is seeking a seasoned Strategic Financial Analyst to join its team.About the Role:This position involves analyzing and monitoring issuers, providing portfolio managers with valuable investment recommendations. You will cover North American public companies, utilizing your...


  • Québec, Quebec, Canada ALLTECH CONSULTING SVC INC Full time

    Job Description:Elevate your career as an IT Asset Management Risk and Control Analyst at ALLTECH CONSULTING SVC INC. As a key member of our team, you will play a vital role in ensuring the effective control and management of IT assets within our organization.You will be responsible for assessing, monitoring, and mitigating risks associated with IT asset...


  • Québec, Quebec, Canada Fairstone Financial Inc. Full time

    We are seeking a highly skilled Financial Services Professional to join our team as a consultant in loan solutions. As a key member of our organization, you will play a vital role in supporting customers and prospective customers, providing exceptional service, and ensuring loan applications are processed accurately and efficiently.In this role, you will be...


  • Québec, Quebec, Canada Fairstone Financial Inc. Full time

    At Fairstone Financial Inc., we're committed to delivering exceptional customer experiences through our innovative financial services. As a Customer Lending Consultant, you'll play a vital role in helping Canadians achieve their goals.Your primary responsibility will be to support customers and prospective customers on the phone and in person, providing...


  • Québec, Quebec, Canada Industrielle Alliance - Bureau de Rive-Sud Full time

    Industrielle Alliance - Bureau de Rive-Sud is seeking highly motivated and ambitious individuals to join our team as financial advisors. As a member of our team, you will have the opportunity to embark on a rewarding career path in the financial services industry.We offer a comprehensive training program that covers all aspects of financial advisory...


  • Québec, Quebec, Canada ALLTECH CONSULTING SVC INC Full time

    Job Title: IT Asset Management Risk and Control SpecialistAbout the Role:Elevate your career in a dynamic environment where technology meets business. As an IT Asset Management Risk and Control Specialist at ALLTECH CONSULTING SVC INC, you will play a vital role in safeguarding our organization's digital assets. With a strong focus on risk management and...


  • Québec, Quebec, Canada Fairstone Financial Inc. Full time

    About Fairstone Financial Inc.We are Canada's leading provider of responsible lending solutions to serve Canadians. Our mission is to deliver the best borrowing experience.Job DescriptionAs a Consultant in Loan Solutions, you will support customers and prospective customers on the phone and in person to provide best-in-class service. Key responsibilities...


  • Québec, Quebec, Canada EightSix Network Full time

    Job Description Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Credit Risk Small Business is responsible for exercising sound credit judgement and providing quality underwriting decisions. The incumbent is to adhere to Bank policy and established exception...


  • Québec, Quebec, Canada IGM Financial Full time

    IGM Financial Inc. is a leading diversified wealth and asset management company.About the RoleThe Senior Compliance Specialist will assist the Compliance Supervision Tier 1 team by performing initial reviews and risk assessments of various activities and reports across multiple compliance programs.Key Responsibilities:Assist in the maintenance and...


  • Québec, Quebec, Canada Frima Studio Full time

    About the RoleThe Frima Studio National Client Group is seeking an experienced Product Development Manager to join our team. As a key member of our organization, you will be responsible for growing our portfolio of business clients and developing strategies to identify and pursue new business opportunities.You will have a proven track record in sales and...


  • Québec, Quebec, Canada BMO Financial Full time

    BMO Financial Group is a leader in the financial services industry, and we're committed to helping our customers achieve their goals.We're seeking a skilled Financial Solutions Specialist to join our team. As a Financial Solutions Specialist, you'll work closely with customers to understand their financial needs and provide tailored solutions to help them...


  • Québec, Quebec, Canada IGM Financial Full time

    About IGM Financial">IGM Financial is a leader in the Canadian financial services industry, providing a broad range of financial planning and investment management services to help Canadians meet their financial goals.">Job Summary">We are seeking a Senior Compliance Specialist to join our Compliance Supervision Tier 1 team. The successful candidate will...