Financial Settlements Professional

19 hours ago


London, Ontario, Canada CI Financial Company Full time

We are seeking a Senior Securities Settlements Administrator to support our growing wealth management operations sector.

Job Overview

The successful candidate will be responsible for supporting day-to-day settlement activities for domestic and global transactions placed on behalf of clients.

Key Responsibilities:
  • Respond to enquiries related to trade settlements, corporate actions, and entitlements.
  • Process and facilitate trade settlements for equity and/or fixed income securities.
  • Investigate issues related to corporate actions and entitlements.
  • Ensure all trades are settled in a timely manner and within regulatory guidelines (CNS and BTB).
  • Issue and execute Buy-Ins on failed to receive trades to comply with regulatory requirements.
  • Support/Prepare notifications and reporting related to securities transactions to internal stakeholders.
  • Investigate and address issues related to settlement of security transaction activities.
  • Execute manual transactions into book of record or depository for timely settlement.
Requirements

To be considered for this role, you must have:

  • A university/college degree in a related field.
  • The ability to prioritize effectively and work efficiently to meet daily deadlines.
  • Previous experience in a Settlements role or similar wealth management operations experience.
  • Experience working with depository systems such as CDS & DTC.
  • Detail-oriented, extremely self-motivated and dedicated, and a good team player.
  • Fluency in English (verbal and written).
  • Excellent communication and interpersonal skills.
  • Proficiency with MS Office applications.
About CI Financial Company

CI Financial is committed to building a diverse and inclusive workforce. We offer a hybrid work environment with flexibility for employees to work remotely and in the office.

Compensation and Benefits

This position offers a competitive salary, estimated to be around $70,000 - $90,000 per year, depending on experience. Additional benefits include equipment purchase program, training reimbursement, paid professional designations, employee savings plan, employee share purchase program, corporate discount program, enhanced group benefits, parental leave top-up program, and paid time off for volunteering.



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