Compliance Risk Specialist

3 weeks ago


Calgary, Alberta, Canada fasken Full time

About the Role

Fasken is a leading international business law and litigation firm. As a Compliance Analyst, you will be a critical part of our Legal Risk and Compliance team, supporting Firm members with client and file openings, conflicts of interest analysis, and Know-Your-Client rules. Your role will involve ensuring the Firm and its members adhere to regulatory requirements, industry standards, and internal policies and procedures.

Your Key Responsibilities

As a Compliance Analyst, you will:

  • Complete conflict searches to identify potential conflicts, document, and communicate to lawyers and other internal stakeholders;
  • Research and review conflict reports for relevance and affiliation;
  • Analyze potential conflicts issues independently;
  • Review New Business Intake forms for adherence to regulatory requirements and internal policies and procedures;
  • Train legal assistants and other internal stakeholders on compliance activities and procedures;
  • Provide ongoing support to legal assistants and lawyers;
  • Develop familiarity with Firm professional practices policies and answer inquiries as appropriate; and
  • Assist with special projects when needed.

Requirements and Qualifications

To be successful in this role, you will need:

  • A university degree in Law, Business, Social Sciences, or a related field;
  • A minimum of 3 years' experience working in a similar role;
  • Knowledge and prior experience in a professional services firm (legal, accounting, consulting);
  • Previous experience in conducting conflict searches, an asset; and
  • Good working knowledge of Know Your Client (KYC) Rules, an asset.

About Fasken

Fasken is a leading international business law and litigation firm with over 950 lawyers and 1,100+ employees. We provide strategic and thoughtful advice in virtually all areas of business law to a broad range of clients including close to half of the Fortune 100 companies. We are committed to diversity and inclusion and offer a welcoming environment for all people.

What We Offer

Join our friendly, collaborative, and rewarding work environment where your professional development is supported, and your contributions are encouraged and valued. In a full-time, permanent role, we offer:

  • A competitive salary and discretionary bonus program;
  • Flexible medical and dental benefits, including telemedicine services;
  • Hybrid work flexibility;
  • Short and long-term disability insurance;
  • Employee and family assistance program (EFAP);
  • Group retirement savings plan with matching contributions;
  • Paid vacation and sick days;
  • Personal days;
  • Wellness Subsidy and educational reimbursement;
  • Maternity/parental leave top-up;
  • Employee referral program;
  • Opportunities to give back to your community through Firm initiatives.

Diversity and Inclusion

At Fasken, we believe a diverse workplace comprises individuals with unique backgrounds, characteristics, and qualities. An inclusive workplace creates an equitable environment where individuals are respected and welcome. Fasken is committed to diversity and inclusion in all that we do.



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