Compliance Risk Specialist

1 month ago


Calgary, Alberta, Canada fasken Full time
Compliance Analyst (Legal Risk and Compliance Department)

Fasken is a leading international business law and litigation firm with a strong commitment to diversity and inclusion. We are seeking a highly skilled Compliance Analyst to join our Legal Risk and Compliance Department in Calgary, AB.

Your Role

As a Compliance Analyst, you will play a critical role in ensuring the Firm and its members adhere to regulatory requirements, industry standards, and internal policies and procedures. Your responsibilities will include:

  • Completing conflict searches to identify potential conflicts and ensuring all necessary documentation is in place.
  • Reviewing New Business Intake forms to ensure adherence to regulatory requirements and internal policies and procedures.
  • Training legal assistants and other internal stakeholders on compliance activities and procedures.
  • Providing ongoing support to legal assistants and lawyers.
  • Developing familiarity with Firm professional practices policies and answering inquiries as appropriate.
Requirements

To be successful in this role, you will require:

  • A university degree in Law, Business, Social Sciences, or a related field.
  • Minimum of 3 years' experience working in a similar role.
  • Knowledge and prior experience in a professional services firm (legal, accounting, consulting).
  • Previous experience in conducting conflict searches, an asset.
  • Good working knowledge of Know Your Client (KYC) Rules, an asset.
What We Offer

Fasken offers a competitive salary and discretionary bonus program, flexible medical and dental benefits, hybrid work flexibility, and a range of other benefits and perks. We are committed to diversity and inclusion and offer a welcoming environment for all people.

We are a high-achieving, professional, entrepreneurial, team-oriented, and friendly place to work. We are committed to diversity and inclusion and offer a welcoming environment for all people.



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