Vice-President, Corporate Compliance Advisory

2 weeks ago

Old Toronto, Ontario, Canada SMBC Full time
Job Title: Vice-President, Corporate Compliance Advisory

At SMBC, we are seeking a highly skilled and experienced Vice-President, Corporate Compliance Advisory to join our team. This role will be responsible for providing expert advice and guidance on regulatory compliance matters to our Canada Branch.

Key Responsibilities:
  • Provide subject matter expert support and advice to Canada Branch on regulatory compliance matters, including Bank Act, Privacy, OSFI Guidelines, and other regulatory requirements.
  • Lead the execution of regulatory compliance risk assessments, monitoring and responding to regulatory changes, and maintaining compliance regulations and controls libraries.
  • Design and execute various corporate compliance projects and Action Plans to remediate any compliance issues owned by Corporate Compliance Dept.
  • Oversee the management of compliance related policies and procedures on behalf of Canada Branch, including acting as liaison with central policy management team and coordinating Canada Branch policy management activities.
  • Support key elements of compliance data governance at Canada Branch, including managing inventory of Corporate Compliance end-user computing assets, managing compliance metadata, and reporting database and supporting continuous improvement activities related to compliance data governance.
Requirements:
  • Bachelor's degree (Required)
  • Bachelor of Laws (LLB) or Juris Doctor (JD) from a recognized Canadian law school, called to the Bar of Ontario, in good standing to practice law in Canada (Preferred)
  • Minimum of three (3) years of experience in financial services compliance (Required)
  • Two (2) years of progressive experience in a leading Canadian law firm, or as in-house counsel for a federally regulated financial institution is preferred.
About SMBC:

SMBC Group is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.

We are an EO employer – M/F/Veteran/Disability and provide reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know at SMBCCB_Accessibility_Canada@smbcgroup.com.

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