Compliance Vice President

4 weeks ago

Toronto, Ontario, Canada TEKsystems Full time
Job Title: Vice-President, Corporate Compliance Advisory

Reporting to the Director of Regulatory Governance, the Vice-President, Corporate Compliance Advisory (VP) will work closely with the Corporate Compliance team to manage regulatory changes and execute the compliance risk management program for the Canada Branch.

Key Responsibilities:
  • Advisory Counseling: Provide expert support and advice on topics such as the Bank Act, Privacy, OSFI Guidelines, conflicts of interest, confidential information, sales conduct, and other regulatory requirements.
  • Regulatory Change Management (RCM) Design & Execution: Lead activities including monitoring and responding to regulatory changes, maintaining compliance regulations and controls libraries, coordinating regulatory compliance risk assessments, managing compliance issues, and preparing periodic program-related reports.
  • Compliance Projects: Design and execute corporate compliance projects and action plans to address compliance issues.
  • Policy & Procedures Management: Oversee the management of compliance-related policies and procedures, liaising with the central policy management team and coordinating policy management activities for the Canada Branch.
  • Data Governance: Oversee and support key elements of compliance data governance, including managing the inventory of compliance end-user computing assets, compliance metadata, and reporting databases, and supporting continuous improvement activities.
  • Corporate Compliance Administration: Assist with ongoing compliance administrative procedures, including regulatory filings and registrations, completion of required provincial/business/corporate registrations, and compliance committee activities.
Qualifications and Skills:
  • Education: Bachelor's degree (Required)
  • Experience: Minimum of three (3) years of experience in financial services compliance (Required)
  • Preferred Qualifications: Two (2) years of progressive experience in a leading Canadian law firm or as in-house counsel for a federally regulated financial institution is preferred. Experience with international financial institutions and Schedule III foreign bank branches is an asset.

TEKsystems is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

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