Vice President of Corporate Compliance Advisory
2 weeks ago
Reporting to the Director, Regulatory Governance, the Vice-President, Corporate Compliance Advisory will work closely with the Corporate Compliance team to manage regulatory change and execute the Canada Branch compliance risk management program.
Key Responsibilities:- Provide subject matter expert support and advice to Canada Branch on regulatory matters, including Bank Act, Privacy, OSFI Guidelines, and other compliance requirements.
- Lead the execution of regulatory compliance risk assessments, monitoring and responding to regulatory changes, and maintaining compliance regulations and controls libraries.
- Design and execute corporate compliance projects and action plans to remediate compliance issues owned by the Corporate Compliance Department.
- Oversee the management of compliance-related policies and procedures, including acting as liaison with the central policy management team.
- Support key elements of compliance data governance, including managing inventory of Corporate Compliance end-user computing assets and managing compliance metadata.
- Bachelor's degree (required); Bachelor of Laws (LLB) or Juris Doctor (JD) from a recognized Canadian law school, called to the Bar of Ontario (preferred).
- Minimum of three years of experience in financial services compliance (required); two years of progressive experience in a leading Canadian law firm or as in-house counsel for a federally regulated financial institution (preferred).
- Excellent organizational skills, ability to manage multiple projects and priorities, and outstanding problem-solving skills.
- Excellent relationship-building skills, ability to work with multiple stakeholders, and excellent communicator with strong written and oral communication skills.
SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know at SMBCCB_Accessibility_Canada@smbcgroup.com.
SMBC is an EO employer – M/F/Veteran/Disability
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